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Contract analysis / email-overallotment-exercise-notice.eml
email-overallotment-exercise-notice.eml
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1. Board resolutions authorizing the issuance of the 3,000,000 overallotment shares — we w
1. Board resolutions authorizing the issuance of the 3,000,000 overallotment shares — we will prepare a draft for the Board's consideration and send it across today or first thing tomorrow morning.
2. Bring-down officers' certificate from Dr. Nathaniel Rourke (CEO) and David Halderman (C
2. Bring-down officers' certificate from Dr. Nathaniel Rourke (CEO) and David Halderman (CFO).
3. Bring-down comfort letter from Kellerman & Associates LLP.
3. Bring-down comfort letter from Kellerman & Associates LLP.
4. Bring-down negative assurance letter from Calderwood & Harkness.
4. Bring-down negative assurance letter from Calderwood & Harkness.
5. Cross-receipt confirming delivery of 3,000,000 shares against payment of $56,400,000.
5. Cross-receipt confirming delivery of 3,000,000 shares against payment of $56,400,000.
6. Prospectus supplement reflecting the overallotment exercise.
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⚑ Notice / time limit to track
6. Prospectus supplement reflecting the overallotment exercise. On the operational side, we will coordinate with Continental Share Services, Inc. to arrange for issuance of the additional shares and DTC settlement, and will work with Meridian Hale & Quivorn LLP (underwriters' counsel) and Kellerman & Associates on their respective deliverables. We will also confirm with NYSE that the additional shares will be listed