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Contract analysis / email-forbes-to-costello-transfer-agent.eml
email-forbes-to-costello-transfer-agent.eml
High · 0
Medium · 2
Standard · 0
1. The standard DTC eligibility application forms and any required supporting documentatio
1. The standard DTC eligibility application forms and any required supporting documentation;
2. The typical processing timeline from application submission to confirmation of eligibil
2. The typical processing timeline from application submission to confirmation of eligibility;
3. Whether Continental will coordinate directly with DTC on the Company's behalf or whethe
3. Whether Continental will coordinate directly with DTC on the Company's behalf or whether CBR or its counsel should submit the application independently; and
4. Any fees associated with the DTC eligibility application.
Medium
⚑ Confidentiality undertaking
4. Any fees associated with the DTC eligibility application. **IV. Listing and Underwriting Context** For your reference, the key participants in the transaction are as follows: - *Stock Exchange:* New York Stock Exchange (NYSE Listing Application No. NYSE-2022-04218 has been submitted) - *Lead-Left Book-Running Manager:* Hargrove Keating & Co. - *Joint Book-Runners:* Linden Pratt Securities LLC and Graymont Brothers
1. Continental's standard form of Transfer Agent and Registrar Agreement;
1. Continental's standard form of Transfer Agent and Registrar Agreement;
3. DTC eligibility application materials and estimated processing timeline;
3. DTC eligibility application materials and estimated processing timeline;
4. A list of required corporate documents (e.g., certified charter, bylaws, board resoluti
4. A list of required corporate documents (e.g., certified charter, bylaws, board resolutions, incumbency certificates, etc.); and
5. Any additional forms or information needed to set up the CBR account.
Medium
⚑ Forum / governing law
5. Any additional forms or information needed to set up the CBR account. The working group is currently targeting a confidential SEC submission in mid-April, with a potential roadshow and pricing to follow thereafter, subject to market conditions. Given that timeline, we would like to move promptly to finalize the engagement documentation and initiate the DTC eligibility process. We would also be happy to schedule an