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Contract analysis / notice-exhibit-g-cleared-personnel-summary.docx
notice-exhibit-g-cleared-personnel-summary.docx
1032-00004 · 10 clauses
High · 2 Medium · 3 Standard · 0
1. Introduction and Purpose
1. Introduction and Purpose This Exhibit G is submitted as a component of the joint voluntary notice (the "Notice") filed by Halcyon Semiconductor Aktiengesellschaft, a German Aktiengesellschaft organized under the laws of the Federal Republic of Germany ("HSAG"), and Marlowe Asset Management Photonics Inc., a Delaware C-corporation ("VPI"), with the Committee on Foreign Investment in the United States ("CFIUS") on J
2. Facility Security Officer Identification Medium
⚑ Assignment / subcontracting
2. Facility Security Officer Identification VPI's designated Facility Security Officer is Col. (Ret.) Bryce Hendrickson, USAF, whose identifying information is set forth below: Name: Col. (Ret.) Bryce A. Hendrickson, USAF Title: Vice President, Government Programs Clearance Level: TOP SECRET / Sensitive Compartmented Information (TS/SCI) — Active Location: VPI Cleared Facility, 9200 Innovation Boulevard, Albuquerque,
3. Summary of Cleared Personnel by Clearance Level
3. Summary of Cleared Personnel by Clearance Level 3.1 Overview. The following table provides an aggregate summary of VPI employees holding active U.S. government security clearances, organized by clearance level, as of the date of this filing. 3.2 Notes on Clearance Categories The distribution of clearance levels among VPI's workforce reflects the classification requirements of VPI's active DoD contracts and the cla
4. Cleared Personnel by Functional Department
4. Cleared Personnel by Functional Department 4.1 Departmental Distribution The following table provides a breakdown of VPI's cleared personnel by functional department, including the distribution of clearance levels within each department and the percentage of each department's total headcount that holds an active clearance. 4.2 Notes on Departmental Classification The departmental classifications used in the table
5. Cleared Personnel by Facility Location High
⚑ Non-compete / exclusivity restraint
5. Cleared Personnel by Facility Location 5.1 Location Distribution VPI operates from two primary locations. The following table provides a breakdown of cleared personnel by facility location. 5.2 Notes on Facility Locations Albuquerque, NM — 9200 Innovation Boulevard (Cleared Facility). The Albuquerque Facility is VPI's sole facility holding a Facility Security Clearance. The FCL is held at the SECRET level under CA
6. Cleared Personnel by Program Affiliation Medium
⚑ Assignment / subcontracting
6. Cleared Personnel by Program Affiliation 6.1 Program Distribution The following table provides an anonymized breakdown of VPI's cleared personnel by their primary program affiliation among VPI's active DoD contracts. Personnel may support multiple programs concurrently; the table reflects each individual's primary assignment as determined by VPI's Program Management and Government Programs departments. No individu
7. Clearance Processing and Administration Medium
⚑ Liability cap to check against exposure
7. Clearance Processing and Administration 7.1 General Administration All VPI personnel security clearances are processed, sponsored, and administered under VPI's FCL (CAGE Code 7VK92) in accordance with the NISPOM (32 C.F.R. Part 117) and applicable DCSA guidance. VPI's personnel security program is designed to ensure that only appropriately investigated and adjudicated U.S. persons are granted access to classified
8. Impact of Proposed Transaction on Cleared Personnel High
⚑ Non-compete / exclusivity restraint
8. Impact of Proposed Transaction on Cleared Personnel 8.1 FOCI Considerations The proposed acquisition of 100% of VPI's outstanding equity by Halcyon US Holdings (a wholly owned subsidiary of HSAG) will result in VPI becoming a foreign-owned, controlled, or influenced ("FOCI") entity within the meaning of the NISPOM. HSAG is a German corporation; accordingly, upon consummation of the Transaction, VPI will be under t
9. Citizenship and Eligibility Confirmation
9. Citizenship and Eligibility Confirmation VPI hereby confirms that all 212 VPI employees identified in this Exhibit G as holding active U.S. government security clearances are United States citizens, as is required for the holding of a personnel security clearance under the NISPOM and applicable adjudicative guidelines. VPI has verified the citizenship status of each cleared employee through the personnel security
10. Certifications
10. Certifications The information contained in this Exhibit G has been compiled by VPI's Facility Security Officer, Col. (Ret.) Bryce A. Hendrickson, based on VPI's official personnel security records maintained in connection with VPI's FCL (CAGE Code 7VK92). The information has been reviewed for accuracy and completeness by VPI's Chief Executive Officer, Dr. Nathan Trevorrow, and by VPI's counsel, Harrison Whitfiel