[sheet: Cover]

Field	Value
Matter	Dunmore Energy Holdings Ltd. — $850,000,000 9.375% Senior Secured Notes due 2032
C&H Matter No.	1016-00003
Prepared By	Calderwood & Harkness LLP (Claire Dempsey / Eric Johannsen)
Screening Performed By	Sandoval Compliance Solutions LLC (Rosa Medina, Lead Consultant)
Sandoval Office	1120 Connecticut Avenue NW, Suite 600, Washington, DC 20036
Screening Completion Date	April 25, 2025
Sanctions Lists Screened	OFAC SDN List; OFAC SSI List; EU Consolidated Sanctions List; UK OFSI Consolidated List
Overall Result	No hits — all counterparties, JV partners, and third parties cleared
Reviewed By (C&H)	Jennifer Kwon, Responsible Partner
Client Contact	Alistair Forde, General Counsel, Dunmore Energy Holdings Ltd.
Classification	Attorney-Client Privileged / Work Product
Issuer	Dunmore Energy Holdings Ltd. (Cayman Islands exempted company)
Co-Issuer	Dunmore upstream Finance Corp. (Delaware corporation, EIN 93-4728106)
Total Parties Screened	61 entities and individuals across 6 categories
Post-Closing Obligations	Quarterly rescreening per Post-Closing Sanctions Monitoring Protocol

[sheet: Dunmore Group Entities]

Item No.	Entity Full Legal Name	Short Name	Entity Type	Jurisdiction of Formation	Role in Transaction	OFAC SDN Result	OFAC SSI Result	EU Sanctions Result	UK OFSI Result	Overall Status	Notes
1	Dunmore Energy Holdings Ltd.	DEH	Exempted company	Cayman Islands	Issuer	Clear	Clear	Clear	Clear	PASS	Cayman Registry No. MC-384726; registered office c/o Maples Corporate Services Ltd., PO Box 309, Ugland House, George Town, Grand Cayman KY1-1104
2	Dunmore upstream Finance Corp.	DUFC	Corporation	Delaware	Co-Issuer	Clear	Clear	Clear	Clear	PASS	EIN 93-4728106; formed solely as co-issuer; registered agent Ashgrove Services Inc., 28 Liberty Street, New York, NY 10005
3	Dunmore Nigeria E&P Ltd.	Dunmore Nigeria	Limited company	Nigeria (CAC)	Guarantor; Operator of OML 47 and OML 63	Clear	Clear	Clear	Clear	PASS	Niger Delta operations; heightened screening due to Nigerian jurisdiction
4	Dunmore Gulf Operations LLC	Dunmore Gulf	LLC	Delaware	Guarantor; GoM leaseholder (Green Canyon / Garden Banks)	Clear	Clear	Clear	Clear	PASS
5	Dunmore Renewables LLC	Dunmore Renewables	LLC	Delaware	Guarantor; 220 MW solar portfolio, West Texas	Clear	Clear	Clear	Clear	PASS
6	Dunmore Senegal S.A.	Dunmore Senegal	S.A.	Senegal	Guarantor; Cayar Offshore Block operator	Clear	Clear	Clear	Clear	PASS	Heightened screening due to Senegalese jurisdiction
7	Dunmore Midstream Holdings Inc.	Dunmore Midstream	Corporation	Delaware	Guarantor; pipeline and processing infrastructure	Clear	Clear	Clear	Clear	PASS
8	Dunmore Trading Ltd.	Dunmore Trading	Private limited company	England & Wales	Guarantor; offtake and trading arm	Clear	Clear	Clear	Clear	PASS

[sheet: Officers & Directors]

Item No.	Individual Name	Title / Role	Associated Entity	Nationality / Residence	OFAC SDN Result	OFAC SSI Result	EU Sanctions Result	UK OFSI Result	Overall Status	Notes
1	Marcus Ellingham	CEO	Dunmore Energy Holdings Ltd.	UK / US	Clear	Clear	Clear	Clear	PASS	28 years in upstream E&P; previously COO of Praetorian Petroleum plc
2	Deepa Rajaram	CFO	Dunmore Energy Holdings Ltd.	US	Clear	Clear	Clear	Clear	PASS	Former VP Finance at Kestrel Resources Corp.
3	Alistair Forde	General Counsel	Dunmore Energy Holdings Ltd.	UK / Cayman Islands	Clear	Clear	Clear	Clear	PASS
4	Lady Constance Harrowby	Board Chair (Independent)	Dunmore Energy Holdings Ltd.	UK	Clear	Clear	Clear	Clear	PASS	Former UK Energy Minister
5	Elaine Prescott	Managing Director	Harborview Capital Partners Fund VI, L.P.	US	Clear	Clear	Clear	Clear	PASS	Majority equity holder (62.4%) representative
6	David Stein	Partner	Harborview Capital Partners Fund VI, L.P.	US	Clear	Clear	Clear	Clear	PASS
7	Chukwuemeka Obi	Managing Director	Dunmore Nigeria E&P Ltd.	Nigeria	Clear	Clear	Clear	Clear	PASS	Lagos-based; 15 years Niger Delta operations experience
8	Rebecca Thornton	VP Operations	Dunmore Gulf Operations LLC	US	Clear	Clear	Clear	Clear	PASS	Oversees GoM deepwater operations
9	Ousmane Diallo	Country Director	Dunmore Senegal S.A.	Senegal / France	Clear	Clear	Clear	Clear	PASS	Dakar-based; former Pinnacle Holdings Senegal executive
10	Patricia Langley	Independent Director	Dunmore Energy Holdings Ltd.	US	Clear	Clear	Clear	Clear	PASS	Audit Committee Chair; former Morriven Ashford CPAs LLP partner
11	Sir Geoffrey Montclair	Independent Director	Dunmore Energy Holdings Ltd.	UK	Clear	Clear	Clear	Clear	PASS	Compensation Committee Chair; former Camberwell Group SVP
12	Jonathan Alderman	Director (Investor Representative)	Dunmore Energy Holdings Ltd.	US	Clear	Clear	Clear	Clear	PASS	Representative of Alderman Family Office LLC (8.2% equity holder)

[sheet: JV Partners & Govt Counterparti]

Item No.	Counterparty Name	Country	Relationship / Contract	Associated Dunmore Asset	OFAC SDN Result	OFAC SSI Result	EU Sanctions Result	UK OFSI Result	Overall Status	Notes
1	Nigerian National Petroleum Company (NNPC)	Nigeria	Back-in rights holder; JV partner	OML 47 and OML 63	Clear	Clear	Clear	Clear	PASS	Government entity; holds statutory back-in rights in OML 47 and OML 63; screened against all four lists
2	Department of Petroleum Resources (DPR)	Nigeria	Regulatory authority; license grantor	OML 47 and OML 63	Clear	Clear	Clear	Clear	PASS	Regulatory body; screened for completeness
3	Ministère de l'Énergie et du Pétrole	Senegal	Regulatory authority; PSC counterparty	Cayar Offshore Block	Clear	Clear	Clear	Clear	PASS	Government ministry — PSC compliance oversight
4	Société des Pétroles du Sénégal (PETROSEN)	Senegal	National oil company; PSC partner	Cayar Offshore Block	Clear	Clear	Clear	Clear	PASS	Cayar Offshore Block JV partner under production sharing contract
5	Ashanti Exploration Partners Ltd.	Nigeria	JV partner — non-operating interest	OML 47	Clear	Clear	Clear	Clear	PASS	Minority non-operating interest holder in OML 47
6	Mbeki Offshore Ventures S.A.	Senegal	JV partner — carried interest	Cayar Offshore Block	Clear	Clear	Clear	Clear	PASS	Local partner; carried interest in Cayar Offshore Block
7	Gulf Deepwater Consortium LLC	United States	JV co-lessee	Green Canyon / Garden Banks (GoM)	Clear	Clear	Clear	Clear	PASS	Co-lessee in select GoM deepwater leases
8	Bureau of Ocean Energy Management (BOEM)	United States	Federal regulatory authority; lease grantor	Green Canyon / Garden Banks (GoM)	Clear	Clear	Clear	Clear	PASS	U.S. federal agency; screened for completeness
9	Niger Delta Petroleum Cooperative Ltd.	Nigeria	Community development partner; local content compliance	OML 63	Clear	Clear	Clear	Clear	PASS	Local content partner required under Nigerian Oil & Gas Industry Content Development Act
10	Teranga Resources SARL	Senegal	JV partner — exploration phase interest	Cayar Offshore Block (exploration acreage)	Clear	Clear	Clear	Clear	PASS	Holds 5% exploration phase carried interest; Dakar-based

[sheet: Material Offtake Counterparties]

Item No.	Counterparty Name	Country	Contract Type	Associated Asset / Product	OFAC SDN Result	OFAC SSI Result	EU Sanctions Result	UK OFSI Result	Overall Status	Notes
1	Harrington Commodities Trading AG	Switzerland	Crude oil offtake agreement	OML 47 — Bonny Light crude	Clear	Clear	Clear	Clear	PASS	Term contract; material contract pledged as Notes Priority Collateral
2	Cascadia Refining & Marketing Ltd.	United Kingdom	Crude oil offtake agreement	OML 63 — Forcados blend	Clear	Clear	Clear	Clear	PASS	Five-year term; pledged as Notes Priority Collateral
3	Meridian Energy Trading S.A.	France	Gas and condensate offtake	Cayar Offshore Block	Clear	Clear	Clear	Clear	PASS	Phase I production offtake
4	Lone Star Pipeline Services LLC	United States	Pipeline transportation agreement	GoM production — Green Canyon	Clear	Clear	Clear	Clear	PASS	Midstream counterparty
5	Sunbelt Power Purchase Corp.	United States	Power purchase agreement	Dunmore Renewables — West Texas solar	Clear	Clear	Clear	Clear	PASS	PPA counterparty for 220 MW solar portfolio
6	Tidewater LNG Exports Inc.	United States	LNG purchase agreement	GoM production — Garden Banks	Clear	Clear	Clear	Clear	PASS	Spot and term LNG sales; Houston-based
7	Westbourne Petroleum Trading B.V.	Netherlands	Crude oil offtake agreement	OML 47 — Bonny Light crude (secondary offtaker)	Clear	Clear	Clear	Clear	PASS	Secondary offtaker; Rotterdam-based
8	Oakridge Gas Processing LLC	United States	Gas processing agreement	Dunmore Midstream — Permian Basin gathering	Clear	Clear	Clear	Clear	PASS	NGL and residue gas processing services

[sheet: Transaction Participants]

Item No.	Entity Name	Role in Transaction	Key Contact	Address	OFAC SDN Result	OFAC SSI Result	EU Sanctions Result	UK OFSI Result	Overall Status	Notes
1	Ridgeline Capital Markets LLC	Lead Initial Purchaser / Lead Left Bookrunner	Thomas Whitford; Simone Achterberg	383 Madison Avenue, 22nd Floor, New York, NY 10179	Clear	Clear	Clear	Clear	PASS	55% allocation ($467,500,000)
2	Clarion Securities Inc.	Joint Bookrunner / Initial Purchaser	Derek Holmgren	One Financial Center, Boston, MA 02111	Clear	Clear	Clear	Clear	PASS	30% allocation ($255,000,000)
3	Pinnacle Partners LLC	Co-Manager / Initial Purchaser	Julia Song	200 West Street, Suite 4400, New York, NY 10282	Clear	Clear	Clear	Clear	PASS	15% allocation ($127,500,000)
4	Northgate Trust Company, N.A.	Indenture Trustee and Collateral Agent	William Kerrigan, VP	100 Wall Street, Suite 1600, New York, NY 10005	Clear	Clear	Clear	Clear	PASS	EIN 13-6520098
5	Beacon Fiduciary Services LLC	Paying Agent / Registrar / Transfer Agent	Sandra Mitchum	240 Greenwich Street, 7th Floor, New York, NY 10007	Clear	Clear	Clear	Clear	PASS
6	Velthorn National Bank, N.A.	ABL Agent (existing $750M revolver)	Robert Cavanaugh	1111 Fannin Street, Suite 2500, Houston, TX 77002	Clear	Clear	Clear	Clear	PASS	ABL drawn $470M; consent required for Intercreditor Agreement
7	Whitfield Baxter & Cohn LLP	Initial Purchasers' Counsel	Harrison Cates; Priya Naveen	51 West 52nd Street, New York, NY 10019	Clear	Clear	Clear	Clear	PASS
8	Kincaid & Moreau LLP	Cayman Islands Counsel to Issuer	Nigel Ashworth	68 Fort Street, George Town, Grand Cayman KY1-1107	Clear	Clear	Clear	Clear	PASS
9	Abayomi Chambers	Nigerian Counsel to Issuer	Chidinma Okafor	14 Broad Street, Victoria Island, Lagos, Nigeria	Clear	Clear	Clear	Clear	PASS
10	Cresswell & Greaves LLP	English Counsel to Issuer	Fiona Halsted	10 Fenchurch Avenue, London EC3M 5BN	Clear	Clear	Clear	Clear	PASS
11	Theron Moss & Associates SARL	Senegalese Counsel to Issuer	Moustapha Sy	Rue Moussé Diop 22, Plateau, Dakar, Senegal	Clear	Clear	Clear	Clear	PASS
12	Pruitt Halsey LLP	ABL Agent's Counsel	600 Travis Street, Suite 4000, Houston, TX 77002	Clear	Clear	Clear	Clear	PASS
13	Alverton & Co. LLP	Independent Auditor	Graham Stillwell	30 Rockefeller Plaza, New York, NY 10112	Clear	Clear	Clear	Clear	PASS
14	Duval Howard & Partners	Petroleum Engineering Consultants / Reserves Engineer	Dr. Evelyn Marchetti	1200 Smith Street, Suite 1800, Houston, TX 77002	Clear	Clear	Clear	Clear	PASS	Prepared reserves reports (345.8 MMboe proved; PV-10 $6.7B)
15	Barrisford Advisory Group LLC	ESG and Sustainability Consultant	Nathan Reyes Linley CPAs LLP	1700 K Street NW, Suite 900, Washington, DC 20006	Clear	Clear	Clear	Clear	PASS
16	Sandoval Compliance Solutions LLC	Sanctions / OFAC Advisor	Rosa Medina	1120 Connecticut Avenue NW, Suite 600, Washington, DC 20036	Clear	Clear	Clear	Clear	PASS	Performed the screening documented in this checklist
17	Lodestar Ratings International	Rating Agency	Catherine Irvine	7 World Trade Center, New York, NY 10007	Clear	Clear	Clear	Clear	PASS	Preliminary rating: B2 / Stable
18	Veridian Credit Assessments Inc.	Rating Agency	James Fenwick	55 Water Street, New York, NY 10041	Clear	Clear	Clear	Clear	PASS	Preliminary rating: B+ / Stable

[sheet: Cover]
Field | Value
Matter | Dunmore Energy Holdings Ltd. — $850,000,000 9.375% Senior Secured Notes due 2032
C&H Matter No. | 1016-00003
Prepared By | Calderwood & Harkness LLP (Claire Dempsey / Eric Johannsen)
Screening Performed By | Sandoval Compliance Solutions LLC (Rosa Medina, Lead Consultant)
Sandoval Office | 1120 Connecticut Avenue NW, Suite 600, Washington, DC 20036
Screening Completion Date | April 25, 2025
Sanctions Lists Screened | OFAC SDN List; OFAC SSI List; EU Consolidated Sanctions List; UK OFSI Consolidated List
Overall Result | No hits — all counterparties, JV partners, and third parties cleared
Reviewed By (C&H) | Jennifer Kwon, Responsible Partner
Client Contact | Alistair Forde, General Counsel, Dunmore Energy Holdings Ltd.
Classification | Attorney-Client Privileged / Work Product
Issuer | Dunmore Energy Holdings Ltd. (Cayman Islands exempted company)
Co-Issuer | Dunmore upstream Finance Corp. (Delaware corporation, EIN 93-4728106)
Total Parties Screened | 61 entities and individuals across 6 categories
Post-Closing Obligations | Quarterly rescreening per Post-Closing Sanctions Monitoring Protocol
[sheet: Dunmore Group Entities]
Item No. | Entity Full Legal Name | Short Name | Entity Type | Jurisdiction of Formation | Role in Transaction | OFAC SDN Result | OFAC SSI Result | EU Sanctions Result | UK OFSI Result | Overall Status | Notes
1 | Dunmore Energy Holdings Ltd. | DEH | Exempted company | Cayman Islands | Issuer | Clear | Clear | Clear | Clear | PASS | Cayman Registry No. MC-384726; registered office c/o Maples Corporate Services Ltd., PO Box 309, Ugland House, George Town, Grand Cayman KY1-1104
2 | Dunmore upstream Finance Corp. | DUFC | Corporation | Delaware | Co-Issuer | Clear | Clear | Clear | Clear | PASS | EIN 93-4728106; formed solely as co-issuer; registered agent Ashgrove Services Inc., 28 Liberty Street, New York, NY 10005
3 | Dunmore Nigeria E&P Ltd. | Dunmore Nigeria | Limited company | Nigeria (CAC) | Guarantor; Operator of OML 47 and OML 63 | Clear | Clear | Clear | Clear | PASS | Niger Delta operations; heightened screening due to Nigerian jurisdiction
4 | Dunmore Gulf Operations LLC | Dunmore Gulf | LLC | Delaware | Guarantor; GoM leaseholder (Green Canyon / Garden Banks) | Clear | Clear | Clear | Clear | PASS
5 | Dunmore Renewables LLC | Dunmore Renewables | LLC | Delaware | Guarantor; 220 MW solar portfolio, West Texas | Clear | Clear | Clear | Clear | PASS
6 | Dunmore Senegal S.A. | Dunmore Senegal | S.A. | Senegal | Guarantor; Cayar Offshore Block operator | Clear | Clear | Clear | Clear | PASS | Heightened screening due to Senegalese jurisdiction
7 | Dunmore Midstream Holdings Inc. | Dunmore Midstream | Corporation | Delaware | Guarantor; pipeline and processing infrastructure | Clear | Clear | Clear | Clear | PASS
8 | Dunmore Trading Ltd. | Dunmore Trading | Private limited company | England & Wales | Guarantor; offtake and trading arm | Clear | Clear | Clear | Clear | PASS
[sheet: Officers & Directors]
Item No. | Individual Name | Title / Role | Associated Entity | Nationality / Residence | OFAC SDN Result | OFAC SSI Result | EU Sanctions Result | UK OFSI Result | Overall Status | Notes
1 | Marcus Ellingham | CEO | Dunmore Energy Holdings Ltd. | UK / US | Clear | Clear | Clear | Clear | PASS | 28 years in upstream E&P; previously COO of Praetorian Petroleum plc
2 | Deepa Rajaram | CFO | Dunmore Energy Holdings Ltd. | US | Clear | Clear | Clear | Clear | PASS | Former VP Finance at Kestrel Resources Corp.
3 | Alistair Forde | General Counsel | Dunmore Energy Holdings Ltd. | UK / Cayman Islands | Clear | Clear | Clear | Clear | PASS
4 | Lady Constance Harrowby | Board Chair (Independent) | Dunmore Energy Holdings Ltd. | UK | Clear | Clear | Clear | Clear | PASS | Former UK Energy Minister
5 | Elaine Prescott | Managing Director | Harborview Capital Partners Fund VI, L.P. | US | Clear | Clear | Clear | Clear | PASS | Majority equity holder (62.4%) representative
6 | David Stein | Partner | Harborview Capital Partners Fund VI, L.P. | US | Clear | Clear | Clear | Clear | PASS
7 | Chukwuemeka Obi | Managing Director | Dunmore Nigeria E&P Ltd. | Nigeria | Clear | Clear | Clear | Clear | PASS | Lagos-based; 15 years Niger Delta operations experience
8 | Rebecca Thornton | VP Operations | Dunmore Gulf Operations LLC | US | Clear | Clear | Clear | Clear | PASS | Oversees GoM deepwater operations
9 | Ousmane Diallo | Country Director | Dunmore Senegal S.A. | Senegal / France | Clear | Clear | Clear | Clear | PASS | Dakar-based; former Pinnacle Holdings Senegal executive
10 | Patricia Langley | Independent Director | Dunmore Energy Holdings Ltd. | US | Clear | Clear | Clear | Clear | PASS | Audit Committee Chair; former Morriven Ashford CPAs LLP partner
11 | Sir Geoffrey Montclair | Independent Director | Dunmore Energy Holdings Ltd. | UK | Clear | Clear | Clear | Clear | PASS | Compensation Committee Chair; former Camberwell Group SVP
12 | Jonathan Alderman | Director (Investor Representative) | Dunmore Energy Holdings Ltd. | US | Clear | Clear | Clear | Clear | PASS | Representative of Alderman Family Office LLC (8.2% equity holder)
[sheet: JV Partners & Govt Counterparti]
Item No. | Counterparty Name | Country | Relationship / Contract | Associated Dunmore Asset | OFAC SDN Result | OFAC SSI Result | EU Sanctions Result | UK OFSI Result | Overall Status | Notes
1 | Nigerian National Petroleum Company (NNPC) | Nigeria | Back-in rights holder; JV partner | OML 47 and OML 63 | Clear | Clear | Clear | Clear | PASS | Government entity; holds statutory back-in rights in OML 47 and OML 63; screened against all four lists
2 | Department of Petroleum Resources (DPR) | Nigeria | Regulatory authority; license grantor | OML 47 and OML 63 | Clear | Clear | Clear | Clear | PASS | Regulatory body; screened for completeness
3 | Ministère de l'Énergie et du Pétrole | Senegal | Regulatory authority; PSC counterparty | Cayar Offshore Block | Clear | Clear | Clear | Clear | PASS | Government ministry — PSC compliance oversight
4 | Société des Pétroles du Sénégal (PETROSEN) | Senegal | National oil company; PSC partner | Cayar Offshore Block | Clear | Clear | Clear | Clear | PASS | Cayar Offshore Block JV partner under production sharing contract
5 | Ashanti Exploration Partners Ltd. | Nigeria | JV partner — non-operating interest | OML 47 | Clear | Clear | Clear | Clear | PASS | Minority non-operating interest holder in OML 47
6 | Mbeki Offshore Ventures S.A. | Senegal | JV partner — carried interest | Cayar Offshore Block | Clear | Clear | Clear | Clear | PASS | Local partner; carried interest in Cayar Offshore Block
7 | Gulf Deepwater Consortium LLC | United States | JV co-lessee | Green Canyon / Garden Banks (GoM) | Clear | Clear | Clear | Clear | PASS | Co-lessee in select GoM deepwater leases
8 | Bureau of Ocean Energy Management (BOEM) | United States | Federal regulatory authority; lease grantor | Green Canyon / Garden Banks (GoM) | Clear | Clear | Clear | Clear | PASS | U.S. federal agency; screened for completeness
9 | Niger Delta Petroleum Cooperative Ltd. | Nigeria | Community development partner; local content compliance | OML 63 | Clear | Clear | Clear | Clear | PASS | Local content partner required under Nigerian Oil & Gas Industry Content Development Act
10 | Teranga Resources SARL | Senegal | JV partner — exploration phase interest | Cayar Offshore Block (exploration acreage) | Clear | Clear | Clear | Clear | PASS | Holds 5% exploration phase carried interest; Dakar-based
[sheet: Material Offtake Counterparties]
Item No. | Counterparty Name | Country | Contract Type | Associated Asset / Product | OFAC SDN Result | OFAC SSI Result | EU Sanctions Result | UK OFSI Result | Overall Status | Notes
1 | Harrington Commodities Trading AG | Switzerland | Crude oil offtake agreement | OML 47 — Bonny Light crude | Clear | Clear | Clear | Clear | PASS | Term contract; material contract pledged as Notes Priority Collateral
2 | Cascadia Refining & Marketing Ltd. | United Kingdom | Crude oil offtake agreement | OML 63 — Forcados blend | Clear | Clear | Clear | Clear | PASS | Five-year term; pledged as Notes Priority Collateral
3 | Meridian Energy Trading S.A. | France | Gas and condensate offtake | Cayar Offshore Block | Clear | Clear | Clear | Clear | PASS | Phase I production offtake
4 | Lone Star Pipeline Services LLC | United States | Pipeline transportation agreement | GoM production — Green Canyon | Clear | Clear | Clear | Clear | PASS | Midstream counterparty
5 | Sunbelt Power Purchase Corp. | United States | Power purchase agreement | Dunmore Renewables — West Texas solar | Clear | Clear | Clear | Clear | PASS | PPA counterparty for 220 MW solar portfolio
6 | Tidewater LNG Exports Inc. | United States | LNG purchase agreement | GoM production — Garden Banks | Clear | Clear | Clear | Clear | PASS | Spot and term LNG sales; Houston-based
7 | Westbourne Petroleum Trading B.V. | Netherlands | Crude oil offtake agreement | OML 47 — Bonny Light crude (secondary offtaker) | Clear | Clear | Clear | Clear | PASS | Secondary offtaker; Rotterdam-based
8 | Oakridge Gas Processing LLC | United States | Gas processing agreement | Dunmore Midstream — Permian Basin gathering | Clear | Clear | Clear | Clear | PASS | NGL and residue gas processing services
[sheet: Transaction Participants]
Item No. | Entity Name | Role in Transaction | Key Contact | Address | OFAC SDN Result | OFAC SSI Result | EU Sanctions Result | UK OFSI Result | Overall Status | Notes
1 | Ridgeline Capital Markets LLC | Lead Initial Purchaser / Lead Left Bookrunner | Thomas Whitford; Simone Achterberg | 383 Madison Avenue, 22nd Floor, New York, NY 10179 | Clear | Clear | Clear | Clear | PASS | 55% allocation ($467,500,000)
2 | Clarion Securities Inc. | Joint Bookrunner / Initial Purchaser | Derek Holmgren | One Financial Center, Boston, MA 02111 | Clear | Clear | Clear | Clear | PASS | 30% allocation ($255,000,000)
3 | Pinnacle Partners LLC | Co-Manager / Initial Purchaser | Julia Song | 200 West Street, Suite 4400, New York, NY 10282 | Clear | Clear | Clear | Clear | PASS | 15% allocation ($127,500,000)
4 | Northgate Trust Company, N.A. | Indenture Trustee and Collateral Agent | William Kerrigan, VP | 100 Wall Street, Suite 1600, New York, NY 10005 | Clear | Clear | Clear | Clear | PASS | EIN 13-6520098
5 | Beacon Fiduciary Services LLC | Paying Agent / Registrar / Transfer Agent | Sandra Mitchum | 240 Greenwich Street, 7th Floor, New York, NY 10007 | Clear | Clear | Clear | Clear | PASS
6 | Velthorn National Bank, N.A. | ABL Agent (existing $750M revolver) | Robert Cavanaugh | 1111 Fannin Street, Suite 2500, Houston, TX 77002 | Clear | Clear | Clear | Clear | PASS | ABL drawn $470M; consent required for Intercreditor Agreement
7 | Whitfield Baxter & Cohn LLP | Initial Purchasers' Counsel | Harrison Cates; Priya Naveen | 51 West 52nd Street, New York, NY 10019 | Clear | Clear | Clear | Clear | PASS
8 | Kincaid & Moreau LLP | Cayman Islands Counsel to Issuer | Nigel Ashworth | 68 Fort Street, George Town, Grand Cayman KY1-1107 | Clear | Clear | Clear | Clear | PASS
9 | Abayomi Chambers | Nigerian Counsel to Issuer | Chidinma Okafor | 14 Broad Street, Victoria Island, Lagos, Nigeria | Clear | Clear | Clear | Clear | PASS
10 | Cresswell & Greaves LLP | English Counsel to Issuer | Fiona Halsted | 10 Fenchurch Avenue, London EC3M 5BN | Clear | Clear | Clear | Clear | PASS
11 | Theron Moss & Associates SARL | Senegalese Counsel to Issuer | Moustapha Sy | Rue Moussé Diop 22, Plateau, Dakar, Senegal | Clear | Clear | Clear | Clear | PASS
12 | Pruitt Halsey LLP | ABL Agent's Counsel | 600 Travis Street, Suite 4000, Houston, TX 77002 | Clear | Clear | Clear | Clear | PASS
13 | Alverton & Co. LLP | Independent Auditor | Graham Stillwell | 30 Rockefeller Plaza, New York, NY 10112 | Clear | Clear | Clear | Clear | PASS
14 | Duval Howard & Partners | Petroleum Engineering Consultants / Reserves Engineer | Dr. Evelyn Marchetti | 1200 Smith Street, Suite 1800, Houston, TX 77002 | Clear | Clear | Clear | Clear | PASS | Prepared reserves reports (345.8 MMboe proved; PV-10 $6.7B)
15 | Barrisford Advisory Group LLC | ESG and Sustainability Consultant | Nathan Reyes Linley CPAs LLP | 1700 K Street NW, Suite 900, Washington, DC 20006 | Clear | Clear | Clear | Clear | PASS
16 | Sandoval Compliance Solutions LLC | Sanctions / OFAC Advisor | Rosa Medina | 1120 Connecticut Avenue NW, Suite 600, Washington, DC 20036 | Clear | Clear | Clear | Clear | PASS | Performed the screening documented in this checklist
17 | Lodestar Ratings International | Rating Agency | Catherine Irvine | 7 World Trade Center, New York, NY 10007 | Clear | Clear | Clear | Clear | PASS | Preliminary rating: B2 / Stable
18 | Veridian Credit Assessments Inc. | Rating Agency | James Fenwick | 55 Water Street, New York, NY 10041 | Clear | Clear | Clear | Clear | PASS | Preliminary rating: B+ / Stable

[sheet: Cover]

Record

Parties

Dates

Amounts