[sheet: Closing Checklist]

Item No.	Category	Description of Deliverable	Responsible Party	Status	Due Date	Notes
1	Underwriting Agreement	Underwriting Agreement among Redstone Gaming Corp. and Pinnacle Zanthor & Co., Hargrove Williams Securities LLC, and Clearwater Capital Markets Inc. — Execution Version	Calderwood & Harkness LLP / Redstone Gaming Corp.	Final	10/28/2025	Executed at pricing on October 28, 2025; syndicate allocation: Pinnacle Zanthor 3,934,426 shares (60%), Hargrove Williams 1,967,213 shares (30%), Clearwater 655,738 shares (10%); 6,557,377 firm shares at $27.45/share; underwriting discount $1.098/share (4.0%); over-allotment option of 983,606 shares; governed by New York law
2	Underwriting Agreement	Pricing Term Sheet (filed as free writing prospectus under Rule 433)	Calderwood & Harkness LLP / Pinnacle Zanthor & Co.	Final	10/28/2025	Public offering price: $27.45/share; net proceeds to issuer: $172,800,000 (base); settlement date October 31, 2025
3	Underwriting Agreement	Agreement Among Underwriters (Pinnacle Zanthor & Co., Hargrove Williams Securities LLC, Clearwater Capital Markets Inc.)	Pinnacle Zanthor & Co.	Final	10/28/2025	Standard-form AAU; 60%/30%/10% split; stabilization authority designated to Pinnacle Zanthor as lead bookrunning manager
4	Registration / SEC Filings	Final Prospectus Supplement filed under Rule 424(b)(5)	Calderwood & Harkness LLP	Pending	10/28/2025	SEC File No. 333-278401; CIK 0001847293; incorporates all revisions responsive to SEC Staff's 6 comments dated October 14, 2025; to base prospectus dated March 28, 2024
5	Registration / SEC Filings	Confirmation that no stop order has been issued by the SEC and no proceedings for that purpose have been instituted or threatened	Calderwood & Harkness LLP	Pending	10/31/2025	Check EDGAR and SEC Staff prior to closing
6	Registration / SEC Filings	Rule 462(b) Registration Statement (if needed)	Calderwood & Harkness LLP	N/A	10/28/2025	Precautionary draft prepared; remaining shelf capacity post-offering $370,000,000; max gross proceeds with greenshoe ~$207,000,000; filing not expected to be necessary
7	Registration / SEC Filings	SEC Comment Letter Response filed (response to 6 comments on File No. 333-278401)	Calderwood & Harkness LLP	Final	10/21/2025	Response addressed to Branch Chief, Office of Real Estate & Construction, Division of Corporation Finance; all 6 comments resolved
8	Board / Corporate Authorizations	Board Resolutions — Authorization of Follow-On Offering (certified copy)	Redstone Gaming Corp. (Darren Whitfield)	Final	09/30/2025	Adopted September 30, 2025; authorizes offering of up to 8,000,000 shares at price not less than $25.00/share; establishes Pricing Committee (Marcus Hale, Lena Okafor, Patricia Moynihan)
9	Board / Corporate Authorizations	Pricing Committee Resolutions — approval of final pricing terms	Redstone Gaming Corp. / Calderwood & Harkness LLP	Pending	10/28/2025	Pricing Committee: Marcus Hale (CEO), Lena Okafor (CFO), Patricia Moynihan (Independent Director, Chair of Finance Committee); approves public offering price of $27.45/share, 6,557,377 shares, underwriting discount of $1.098/share
10	Board / Corporate Authorizations	Secretary's Certificate — Redstone Gaming Corp.	Redstone Gaming Corp.	Pending	10/31/2025	Certifies Certificate of Incorporation (as amended), Bylaws, Board resolutions (9/30/25), Pricing Committee resolutions, and incumbency of officers and directors; Delaware Charter File No. 7291845
11	Legal Opinions — Issuer's Counsel	Legal Opinion of Calderwood & Harkness LLP (Exhibit 5.1) — validity of shares	Calderwood & Harkness LLP (Vivienne St. Claire)	Pending	10/31/2025	Covers up to 7,540,983 shares (including over-allotment option); references Board resolutions dated September 30, 2025; opines on due authorization, valid issuance, full payment, and non-assessability under Delaware law; updated per SEC Comment 6
12	Legal Opinions — Issuer's Counsel	Negative Assurance Letter (10b-5 Letter) — Calderwood & Harkness LLP to underwriters	Calderwood & Harkness LLP (Vivienne St. Claire)	Pending	10/31/2025	Addressed to Pinnacle Zanthor & Co., Hargrove Williams Securities LLC, and Clearwater Capital Markets Inc.; covers registration statement, preliminary prospectus supplement, and final prospectus supplement
13	Legal Opinions — Issuer's Counsel	Tax Disclosure Opinion — Calderwood & Harkness LLP	Calderwood & Harkness LLP	Pending	10/31/2025	Opinion regarding accuracy and completeness of U.S. federal income tax disclosure in the prospectus supplement for U.S. and non-U.S. holders
14	Legal Opinions — Underwriters' Counsel	Legal Opinion of Whitmore & Pratt LLP	Whitmore & Pratt LLP (Thomas Beaumont)	Pending	10/31/2025	Opinion of underwriters' counsel regarding registration, no stop order, and no material misstatement/omission; addressed to underwriters
15	Legal Opinions — Underwriters' Counsel	Negative Assurance Letter (10b-5 Letter) — Whitmore & Pratt LLP	Whitmore & Pratt LLP (Thomas Beaumont)	Pending	10/31/2025	Negative assurance from underwriters' counsel
16	Officers' Certificates	Officer's Certificate (CEO and CFO) — Joint Certificate of Marcus Hale and Lena Okafor	Redstone Gaming Corp.	Pending	10/31/2025	Certifies accuracy of representations and warranties in underwriting agreement, compliance with covenants, absence of material adverse change since most recent financial statements, and satisfaction of all conditions to closing
17	Comfort Letters — Auditor	Initial Comfort Letter — Kaplan Feld & Associates LLP	Kaplan Feld & Associates LLP (Sandra Meyers)	Pending	10/28/2025	Delivered at signing/pricing; covers financial statements and financial data in registration statement and prospectus supplement; engagement partner Sandra Meyers, CPA; offices at 2049 Century Park East, Suite 3100, Los Angeles, CA 90067
18	Comfort Letters — Auditor	Bring-Down Comfort Letter — Kaplan Feld & Associates LLP	Kaplan Feld & Associates LLP (Sandra Meyers)	Pending	10/31/2025	Bring-down to closing date; confirms no material changes since date of initial comfort letter; circle-up items per comfort letter request letter dated October 17, 2025
19	Lock-Up Agreements	Executed Lock-Up Agreements — Directors and Executive Officers (10 persons)	Redstone Gaming Corp. / Pinnacle Zanthor & Co.	Pending	10/28/2025	90-day lock-up period from date of final prospectus supplement; subject to release with consent of Pinnacle Zanthor & Co.; covers sale, offer, pledge, or other transfer of common stock
20	Lock-Up Agreements	Executed Lock-Up Agreement — Grandview Capital Partners, LP (Elena Vasquez, Managing Partner)	Grandview Capital Partners, LP / Pinnacle Zanthor & Co.	Pending	10/28/2025	Grandview holds 18,720,000 shares (12.28% of outstanding); 90-day lock-up; 200 Clarendon Street, 48th Floor, Boston, MA 02116
21	Good Standing Certificates	Good Standing Certificate — Redstone Gaming Corp. (State of Delaware, Secretary of State)	Redstone Gaming Corp. / Calderwood & Harkness LLP	Pending	10/31/2025	Certificate of good standing from Delaware Secretary of State; Delaware incorporation; Charter File No. 7291845; registered agent at 1209 Orange Street, Wilmington, DE 19801 (c/o Capitol Corporate Services, Inc.)
22	Good Standing Certificates	Good Standing Certificate — Redstone Gaming Corp. (State of Nevada, Secretary of State)	Redstone Gaming Corp. / Calderwood & Harkness LLP	Pending	10/31/2025	Certificate of good standing from Nevada Secretary of State; headquarters state; 3900 Las Vegas Boulevard South, Suite 1200, Las Vegas, NV 89119
23	Transfer Agent / DTC	DTC Eligibility Confirmation — Continental Share Services, Inc.	Continental Share Services, Inc.	Pending	10/31/2025	Confirmation that 6,557,377 firm shares (and up to 983,606 over-allotment shares) are eligible for book-entry delivery through DTC; Continental offices at 1 Ashbury Asset Advisors Plaza, 30th Floor, New York, NY 10004
24	Transfer Agent / DTC	Irrevocable Instructions to Transfer Agent for issuance of shares	Redstone Gaming Corp. / Calderwood & Harkness LLP	Pending	10/31/2025	Letter of instruction to Continental Share Services, Inc. to issue and deliver shares to DTC accounts of the underwriters

25	NYSE Listing	NYSE Supplemental Listing Application — additional shares	Redstone Gaming Corp. / Calderwood & Harkness LLP	Pending	10/28/2025	Application to list up to 7,540,983 additional shares of common stock (CUSIP 76134Q 108) on NYSE; ticker RDGM; shares outstanding post-offering (base): 158,957,377; (max with greenshoe): 159,940,983
26	NYSE Listing	NYSE Listing Approval Confirmation	NYSE	Pending	10/31/2025	Confirmation of approval of supplemental listing application
27	Funds Flow	Funds Flow Memorandum / Wire Instructions	Calderwood & Harkness LLP / Redstone Gaming Corp.	Pending	10/31/2025	Net proceeds to RGC: $172,800,000 (gross $180,000,000 less underwriting discount $7,200,000); estimated offering expenses of $1,350,000 deducted separately; net after all expenses approximately $171,450,000
28	Funds Flow	Confirmation of Receipt of Funds by Redstone Gaming Corp.	Redstone Gaming Corp. (Lena Okafor, CFO)	Pending	10/31/2025	Wire confirmation of receipt of net proceeds
29	Funds Flow	Payment of Underwriting discount to Pinnacle Zanthor & Co. (as representative)	Pinnacle Zanthor & Co. (Aisha Rowan)	Pending	10/31/2025	Total underwriting discount (base): $7,200,000; allocated per syndicate split: Pinnacle Zanthor 60%, Hargrove Williams 30%, Clearwater 10%
30	Gaming Regulatory	Evidence of Gaming Licenses — Nevada Gaming Commission (NGC-2019-04172)	Redstone Gaming Corp. (Darren Whitfield)	Received	10/28/2025	Current and in good standing
31	Gaming Regulatory	Evidence of Gaming Licenses — NJ Division of Gaming Enforcement (NJDGE-2020-1138)	Redstone Gaming Corp. (Darren Whitfield)	Received	10/28/2025	Current and in good standing
32	Gaming Regulatory	Evidence of Gaming Licenses — Mississippi Gaming Commission (MGC-2018-0623)	Redstone Gaming Corp. (Darren Whitfield)	Received	10/28/2025	Current and in good standing
33	Gaming Regulatory	Status update on pending Louisiana Gaming Control Board application (submitted August 12, 2025)	Redstone Gaming Corp. (Darren Whitfield)	Pending	10/28/2025	Application pending; expansion to Bossier City, LA (~$70,000,000 of net proceeds allocated)
34	Gaming Regulatory	Status update on pending Indiana Gaming Commission application (submitted September 5, 2025)	Redstone Gaming Corp. (Darren Whitfield)	Pending	10/28/2025	Application pending; renovation/rebranding of leased facility in Gary, IN (~$45,000,000 of net proceeds allocated)
35	Debt Instrument Compliance	Officer's Certificate or Confirmation — no default under 6.25% Senior Secured Notes due 2028 Indenture (Fidelitas Trust Company, N.A., Trustee)	Redstone Gaming Corp. (Lena Okafor)	Pending	10/31/2025	Indenture dated June 15, 2021; $325,000,000 outstanding pre-offering; $50,000,000 to be retired from offering proceeds reducing to $275,000,000; CUSIP 76134Q 206
36	Debt Instrument Compliance	Officer's Certificate or Confirmation — no default under 5.875% Senior Notes due 2031 Indenture (Fidelitas Trust Company, N.A., Trustee)	Redstone Gaming Corp. (Lena Okafor)	Pending	10/31/2025	Indenture dated September 20, 2024; $200,000,000 outstanding; no change from offering; CUSIP 76134Q 305
37	Debt Instrument Compliance	Officer's Certificate or Confirmation — no default under Revolving Credit Facility (Meridian National Bank, N.A., Administrative Agent)	Redstone Gaming Corp. (Lena Okafor)	Pending	10/31/2025	$400,000,000 capacity; $135,000,000 drawn; maturity April 30, 2027; interest: Term SOFR + 2.50%
38	Insurance	D&O Insurance Certificate / Evidence of Coverage	Redstone Gaming Corp. / Sentinel Risk Underwriters, Inc.	Pending	10/31/2025	Policy No. SRU-DOX-2025-41882; policy limit $75,000,000; Sentinel Risk offices at 175 Water Street, New York, NY 10038
39	FINRA	FINRA No-Objection Confirmation (if applicable)	Pinnacle Zanthor & Co. / Whitmore & Pratt LLP	Pending	10/28/2025	Confirmation that FINRA has no objection to the underwriting terms and compensation
40	Miscellaneous	Blue Sky Survey / State Securities Law Compliance Memorandum	Whitmore & Pratt LLP (Rebecca Ling)	Pending	10/28/2025	Survey of state securities law requirements for offer and sale of shares
41	Miscellaneous	Executed Cross-Receipt for Shares and Payment	Redstone Gaming Corp. / Pinnacle Zanthor & Co. (as representative)	Pending	10/31/2025	Cross-receipt evidencing delivery of shares against payment of purchase price
42	Miscellaneous	EIN Confirmation — Redstone Gaming Corp.	Redstone Gaming Corp.	Received	N/A	EIN: 88-1034572
43	Miscellaneous	Closing Memorandum	Calderwood & Harkness LLP (Brendan Walsh)	Pending	10/31/2025	Narrative summary of closing mechanics, wire instructions, share delivery via DTC through Continental Share Services, Inc., sequence of deliverables and distribution of executed documents

[sheet: Party Contact List]

Party	Role in Transaction	Key Contact	Title	Address
Redstone Gaming Corp.	Issuer	Darren Whitfield	EVP & General Counsel	3900 Las Vegas Boulevard South, Suite 1200, Las Vegas, NV 89119
Redstone Gaming Corp.	Issuer — CEO	Marcus Hale	Chief Executive Officer & Director	3900 Las Vegas Boulevard South, Suite 1200, Las Vegas, NV 89119
Redstone Gaming Corp.	Issuer — CFO	Lena Okafor	Chief Financial Officer	3900 Las Vegas Boulevard South, Suite 1200, Las Vegas, NV 89119
Calderwood & Harkness LLP	Issuer's Counsel	Vivienne St. Claire	Responsible Partner, Capital Markets	7 Times Square, 38th Floor, New York, NY 10036
Calderwood & Harkness LLP	Issuer's Counsel — Billing Partner	Robert Adeyemi	Billing Partner, Capital Markets	7 Times Square, 38th Floor, New York, NY 10036
Calderwood & Harkness LLP	Issuer's Counsel — Lead Associate	Brendan Walsh	Lead Associate, Capital Markets	7 Times Square, 38th Floor, New York, NY 10036
Calderwood & Harkness LLP	Issuer's Counsel — Working Associate	Natasha Forbes	Working Associate, Capital Markets	7 Times Square, 38th Floor, New York, NY 10036
Pinnacle Zanthor & Co.	Lead Bookrunning Manager	Aisha Rowan	Managing Director	280 Park Avenue, New York, NY 10017
Pinnacle Zanthor & Co.	Lead Bookrunning Manager — Execution	Colin Matsuda	Vice President	280 Park Avenue, New York, NY 10017
Hargrove Williams Securities LLC	Joint Bookrunning Manager	Peter Langston	Managing Director	600 Lexington Avenue, Suite 2200, New York, NY 10022
Clearwater Capital Markets Inc.	Co-Manager	Dana Kessler	Senior Vice President	100 South Charles Street, Suite 1400, Baltimore, MD 21201
Whitmore & Pratt LLP	Underwriters' Counsel	Thomas Beaumont	Partner, Capital Markets	51 West 52nd Street, New York, NY 10019
Whitmore & Pratt LLP	Underwriters' Counsel — Senior Associate	Rebecca Ling	Senior Associate	51 West 52nd Street, New York, NY 10019
Kaplan Feld & Associates LLP	Independent Auditor	Sandra Meyers	Engagement Partner, CPA	2049 Century Park East, Suite 3100, Los Angeles, CA 90067
Continental Share Services, Inc.	Transfer Agent & Registrar	—	—	1 Ashbury Asset Advisors Plaza, 30th Floor, New York, NY 10004
Ridgeline Advisory Group LLC	Financial Advisor	Victor Tanaka	Managing Director	1999 Avenue of the Stars, Suite 2700, Los Angeles, CA 90067
Sentinel Risk Underwriters, Inc.	D&O Insurer	—	—	175 Water Street, New York, NY 10038
Fidelitas Trust Company, N.A.	Indenture Trustee (Notes)	—	—	100 Wall Street, 16th Floor, New York, NY 10005
Meridian National Bank, N.A.	Revolving Credit Facility Agent	—	—	525 William Penn Place, Pittsburgh, PA 15219
Grandview Capital Partners, LP	Key Shareholder (12.28%)	Elena Vasquez	Managing Partner	200 Clarendon Street, 48th Floor, Boston, MA 02116
Thornbridge Asset Management, Inc.	Key Shareholder (7.00%)	James Harwood	Portfolio Manager	401 North Michigan Avenue, Suite 3200, Chicago, IL 60611

[sheet: Key Dates & Milestones]

Date	Milestone / Event	Status	Notes
03/14/2024	Shelf Registration Statement (Form S-3) filed with SEC	Completed	SEC File No. 333-278401; shelf capacity $750,000,000
03/28/2024	Shelf Registration Statement declared effective by SEC	Completed	Effective date of base prospectus
09/20/2024	Prior takedown: $200,000,000 debt offering (5.875% Senior Notes due 2031)	Completed	Remaining shelf capacity reduced to $550,000,000
07/15/2025	Form 10-K/A filed (amendment to FY 2024 10-K)	Completed	Must be specifically identified in incorporation-by-reference section per SEC Comment 4
08/12/2025	Louisiana Gaming Control Board license application submitted	Completed	Pending approval; relates to Bossier City, LA expansion
09/05/2025	Indiana Gaming Commission license application submitted	Completed	Pending approval; relates to Gary, IN facility
09/30/2025	Board of Directors resolution authorizing offering and Pricing Committee	Completed	Pricing Committee: Marcus Hale, Lena Okafor, Patricia Moynihan; price floor $25.00/share; max 8,000,000 shares
10/03/2025	Reference date for closing stock price and market cap	Completed	RDGM closing price $27.43; market cap ~$4.18B; 152,400,000 shares outstanding
10/06/2025	Engagement opened; Preliminary Prospectus Supplement filed (Rule 424(b)(5))	Completed	Engagement No. C&H-2025-CM-04187; anticipated offering price $27.45/share
10/13/2025	Underwriting agreement issues list sent to Whitmore & Pratt LLP	Completed	Email from Brendan Walsh to Rebecca Ling
10/14/2025	SEC comment letter received (6 comments)	Completed	Comments on use of proceeds, risk factors (NV concentration), dilution, 10-K/A incorporation, Reg M, and Exhibit 5.1 opinion scope
10/15/2025	SEC comment analysis memo completed; strategy communicated to Darren Whitfield	Completed	Email from Vivienne St. Claire to Darren Whitfield
10/17/2025	Comfort letter procedures email to Kaplan Feld (Sandra Meyers)	Completed	From Natasha Forbes; circle-up items and cut-off dates specified
10/21/2025	Internal target: SEC comment response letter filed	On Track	Draft response letter addresses all 6 comments
10/27/2025	Bring-down due diligence call with RGC management	Pending	Call with Marcus Hale, Lena Okafor, Darren Whitfield
10/28/2025	Expected pricing date (T)	Pending	Pricing Committee adopts resolutions; underwriting agreement executed; initial comfort letter from Kaplan Feld; lock-up agreements collected; pricing term sheet filed under Rule 433
10/28/2025	Final prospectus supplement filed under Rule 424(b)(5)	Pending	Filed within 2 business days of pricing
10/31/2025	Expected closing date (T+3)	Pending	Delivery of shares via DTC through Continental Share Services; payment of net proceeds $172,800,000 to RGC; delivery of all closing certificates, opinions, and bring-down comfort letter

[sheet: Offering Summary]

Item	Detail / Amount	Notes
Issuer	Redstone Gaming Corp.	Delaware corporation; NYSE: RDGM; EIN 88-1034572; CUSIP 76134Q 108
Offering Type	Underwritten follow-on public offering (firm commitment)	Registration on Form S-3 (shelf); SEC File No. 333-278401
Total Offering Size	$180,000,000	Fixed per engagement terms
Anticipated Public Offering Price	$27.45 per share	Based on $27.43 close on 10/3/2025
Base Shares Offered (Primary)	6,557,377 shares	$180,000,000 ÷ $27.45
Over-Allotment Option (15%)	983,606 shares	6,557,377 × 15%
Maximum Shares (with greenshoe)	7,540,983 shares	6,557,377 + 983,606
Maximum Gross Proceeds (with greenshoe)	~$207,000,000	7,540,983 × $27.45
Underwriting discount	$1.098 per share (4.0%)	$27.45 × 4.0%
Total Underwriting discount (base)	$7,200,000	6,557,377 × $1.098
Net Proceeds (base, pre-expenses)	$172,800,000	$180M − $7.2M
Estimated Offering Expenses (ex-discount)	$1,350,000	SEC fee, NYSE fee, printing, legal, accounting, transfer agent, misc.
Net Proceeds (base, post-expenses)	$171,450,000	$172.8M − $1.35M
Estimated Legal Fees (C&H)	$475,000	Partner rate $1,650/hr; Associate rate $975/hr
Syndicate: Pinnacle Zanthor & Co. (60%)	3,934,426 shares	Lead Bookrunning Manager
Syndicate: Hargrove Williams Securities LLC (30%)	1,967,213 shares	Joint Bookrunning Manager
Syndicate: Clearwater Capital Markets Inc. (10%)	655,738 shares	Co-Manager
Shares Outstanding (pre-offering)	152,400,000	Per most recent 10-Q
Shares Outstanding (post-offering, base)	158,957,377	152,400,000 + 6,557,377
Shares Outstanding (post-offering, max)	159,940,983	152,400,000 + 7,540,983
Authorized Common Shares	300,000,000	Par value $0.001 per share
Authorized Preferred Shares	10,000,000 (none outstanding)	Per charter
Treasury Stock	4,200,000 shares	Per 10-K
Options Outstanding	3,850,000 at WAEP $19.72	2021 Equity Incentive Plan

Shelf Capacity at Filing	$750,000,000	Filed March 14, 2024; effective March 28, 2024
Prior Takedowns	$200,000,000	September 2024 debt offering (5.875% Senior Notes due 2031)
Remaining Shelf Post-Offering	$370,000,000	$550M − $180M
Use of Proceeds: LA/IN Expansion	~$115,000,000 (67.1%)	Louisiana (Bossier City): ~$70M; Indiana (Gary): ~$45M
Use of Proceeds: Note Retirement	~$50,000,000	Partial paydown of 6.25% Sr. Secured Notes due 2028 ($325M → $275M)
Use of Proceeds: General Corporate	~$6,450,000	Remainder
RGC FY 2024 Revenue	$2,470,000,000	Per 10-K
RGC FY 2024 Adjusted EBITDA	$612,000,000	Per 10-K
RGC FY 2024 Net Income	$187,000,000	Per 10-K
Market Cap (10/3/2025)	~$4,180,000,000	152.4M shares × $27.43
6.25% Sr. Secured Notes due 2028	$325,000,000 outstanding	Indenture dated 6/15/2021; Trustee: Fidelitas Trust; CUSIP 76134Q 206; maturity 6/15/2028
5.875% Sr. Notes due 2031	$200,000,000 outstanding	Indenture dated 9/20/2024; Trustee: Fidelitas Trust; CUSIP 76134Q 305; maturity 9/20/2031
Revolving Credit Facility	$400M capacity / $135M drawn	Agent: Meridian National Bank, N.A.; SOFR + 250 bps; maturity 4/30/2027
Lock-Up Period	90 days	From date of final prospectus supplement; 10 directors/officers + Grandview Capital Partners; release requires Pinnacle Zanthor consent
D&O Policy	$75,000,000 limit	Sentinel Risk Underwriters, Inc.; Policy No. SRU-DOX-2025-41882
Governing Law	Delaware (corporate); New York (underwriting agreement)

[sheet: Closing Checklist]
Item No. | Category | Description of Deliverable | Responsible Party | Status | Due Date | Notes
1 | Underwriting Agreement | Underwriting Agreement among Redstone Gaming Corp. and Pinnacle Zanthor & Co., Hargrove Williams Securities LLC, and Clearwater Capital Markets Inc. — Execution Version | Calderwood & Harkness LLP / Redstone Gaming Corp. | Final | 10/28/2025 | Executed at pricing on October 28, 2025; syndicate allocation: Pinnacle Zanthor 3,934,426 shares (60%), Hargrove Williams 1,967,213 shares (30%), Clearwater 655,738 shares (10%); 6,557,377 firm shares at $27.45/share; underwriting discount $1.098/share (4.0%); over-allotment option of 983,606 shares; governed by New York law
2 | Underwriting Agreement | Pricing Term Sheet (filed as free writing prospectus under Rule 433) | Calderwood & Harkness LLP / Pinnacle Zanthor & Co. | Final | 10/28/2025 | Public offering price: $27.45/share; net proceeds to issuer: $172,800,000 (base); settlement date October 31, 2025
3 | Underwriting Agreement | Agreement Among Underwriters (Pinnacle Zanthor & Co., Hargrove Williams Securities LLC, Clearwater Capital Markets Inc.) | Pinnacle Zanthor & Co. | Final | 10/28/2025 | Standard-form AAU; 60%/30%/10% split; stabilization authority designated to Pinnacle Zanthor as lead bookrunning manager
4 | Registration / SEC Filings | Final Prospectus Supplement filed under Rule 424(b)(5) | Calderwood & Harkness LLP | Pending | 10/28/2025 | SEC File No. 333-278401; CIK 0001847293; incorporates all revisions responsive to SEC Staff's 6 comments dated October 14, 2025; to base prospectus dated March 28, 2024
5 | Registration / SEC Filings | Confirmation that no stop order has been issued by the SEC and no proceedings for that purpose have been instituted or threatened | Calderwood & Harkness LLP | Pending | 10/31/2025 | Check EDGAR and SEC Staff prior to closing
6 | Registration / SEC Filings | Rule 462(b) Registration Statement (if needed) | Calderwood & Harkness LLP | N/A | 10/28/2025 | Precautionary draft prepared; remaining shelf capacity post-offering $370,000,000; max gross proceeds with greenshoe ~$207,000,000; filing not expected to be necessary
7 | Registration / SEC Filings | SEC Comment Letter Response filed (response to 6 comments on File No. 333-278401) | Calderwood & Harkness LLP | Final | 10/21/2025 | Response addressed to Branch Chief, Office of Real Estate & Construction, Division of Corporation Finance; all 6 comments resolved
8 | Board / Corporate Authorizations | Board Resolutions — Authorization of Follow-On Offering (certified copy) | Redstone Gaming Corp. (Darren Whitfield) | Final | 09/30/2025 | Adopted September 30, 2025; authorizes offering of up to 8,000,000 shares at price not less than $25.00/share; establishes Pricing Committee (Marcus Hale, Lena Okafor, Patricia Moynihan)
9 | Board / Corporate Authorizations | Pricing Committee Resolutions — approval of final pricing terms | Redstone Gaming Corp. / Calderwood & Harkness LLP | Pending | 10/28/2025 | Pricing Committee: Marcus Hale (CEO), Lena Okafor (CFO), Patricia Moynihan (Independent Director, Chair of Finance Committee); approves public offering price of $27.45/share, 6,557,377 shares, underwriting discount of $1.098/share
10 | Board / Corporate Authorizations | Secretary's Certificate — Redstone Gaming Corp. | Redstone Gaming Corp. | Pending | 10/31/2025 | Certifies Certificate of Incorporation (as amended), Bylaws, Board resolutions (9/30/25), Pricing Committee resolutions, and incumbency of officers and directors; Delaware Charter File No. 7291845
11 | Legal Opinions — Issuer's Counsel | Legal Opinion of Calderwood & Harkness LLP (Exhibit 5.1) — validity of shares | Calderwood & Harkness LLP (Vivienne St. Claire) | Pending | 10/31/2025 | Covers up to 7,540,983 shares (including over-allotment option); references Board resolutions dated September 30, 2025; opines on due authorization, valid issuance, full payment, and non-assessability under Delaware law; updated per SEC Comment 6
12 | Legal Opinions — Issuer's Counsel | Negative Assurance Letter (10b-5 Letter) — Calderwood & Harkness LLP to underwriters | Calderwood & Harkness LLP (Vivienne St. Claire) | Pending | 10/31/2025 | Addressed to Pinnacle Zanthor & Co., Hargrove Williams Securities LLC, and Clearwater Capital Markets Inc.; covers registration statement, preliminary prospectus supplement, and final prospectus supplement
13 | Legal Opinions — Issuer's Counsel | Tax Disclosure Opinion — Calderwood & Harkness LLP | Calderwood & Harkness LLP | Pending | 10/31/2025 | Opinion regarding accuracy and completeness of U.S. federal income tax disclosure in the prospectus supplement for U.S. and non-U.S. holders
14 | Legal Opinions — Underwriters' Counsel | Legal Opinion of Whitmore & Pratt LLP | Whitmore & Pratt LLP (Thomas Beaumont) | Pending | 10/31/2025 | Opinion of underwriters' counsel regarding registration, no stop order, and no material misstatement/omission; addressed to underwriters
15 | Legal Opinions — Underwriters' Counsel | Negative Assurance Letter (10b-5 Letter) — Whitmore & Pratt LLP | Whitmore & Pratt LLP (Thomas Beaumont) | Pending | 10/31/2025 | Negative assurance from underwriters' counsel
16 | Officers' Certificates | Officer's Certificate (CEO and CFO) — Joint Certificate of Marcus Hale and Lena Okafor | Redstone Gaming Corp. | Pending | 10/31/2025 | Certifies accuracy of representations and warranties in underwriting agreement, compliance with covenants, absence of material adverse change since most recent financial statements, and satisfaction of all conditions to closing
17 | Comfort Letters — Auditor | Initial Comfort Letter — Kaplan Feld & Associates LLP | Kaplan Feld & Associates LLP (Sandra Meyers) | Pending | 10/28/2025 | Delivered at signing/pricing; covers financial statements and financial data in registration statement and prospectus supplement; engagement partner Sandra Meyers, CPA; offices at 2049 Century Park East, Suite 3100, Los Angeles, CA 90067
18 | Comfort Letters — Auditor | Bring-Down Comfort Letter — Kaplan Feld & Associates LLP | Kaplan Feld & Associates LLP (Sandra Meyers) | Pending | 10/31/2025 | Bring-down to closing date; confirms no material changes since date of initial comfort letter; circle-up items per comfort letter request letter dated October 17, 2025
19 | Lock-Up Agreements | Executed Lock-Up Agreements — Directors and Executive Officers (10 persons) | Redstone Gaming Corp. / Pinnacle Zanthor & Co. | Pending | 10/28/2025 | 90-day lock-up period from date of final prospectus supplement; subject to release with consent of Pinnacle Zanthor & Co.; covers sale, offer, pledge, or other transfer of common stock
20 | Lock-Up Agreements | Executed Lock-Up Agreement — Grandview Capital Partners, LP (Elena Vasquez, Managing Partner) | Grandview Capital Partners, LP / Pinnacle Zanthor & Co. | Pending | 10/28/2025 | Grandview holds 18,720,000 shares (12.28% of outstanding); 90-day lock-up; 200 Clarendon Street, 48th Floor, Boston, MA 02116
21 | Good Standing Certificates | Good Standing Certificate — Redstone Gaming Corp. (State of Delaware, Secretary of State) | Redstone Gaming Corp. / Calderwood & Harkness LLP | Pending | 10/31/2025 | Certificate of good standing from Delaware Secretary of State; Delaware incorporation; Charter File No. 7291845; registered agent at 1209 Orange Street, Wilmington, DE 19801 (c/o Capitol Corporate Services, Inc.)
22 | Good Standing Certificates | Good Standing Certificate — Redstone Gaming Corp. (State of Nevada, Secretary of State) | Redstone Gaming Corp. / Calderwood & Harkness LLP | Pending | 10/31/2025 | Certificate of good standing from Nevada Secretary of State; headquarters state; 3900 Las Vegas Boulevard South, Suite 1200, Las Vegas, NV 89119
23 | Transfer Agent / DTC | DTC Eligibility Confirmation — Continental Share Services, Inc. | Continental Share Services, Inc. | Pending | 10/31/2025 | Confirmation that 6,557,377 firm shares (and up to 983,606 over-allotment shares) are eligible for book-entry delivery through DTC; Continental offices at 1 Ashbury Asset Advisors Plaza, 30th Floor, New York, NY 10004
24 | Transfer Agent / DTC | Irrevocable Instructions to Transfer Agent for issuance of shares | Redstone Gaming Corp. / Calderwood & Harkness LLP | Pending | 10/31/2025 | Letter of instruction to Continental Share Services, Inc. to issue and deliver shares to DTC accounts of the underwriters
25 | NYSE Listing | NYSE Supplemental Listing Application — additional shares | Redstone Gaming Corp. / Calderwood & Harkness LLP | Pending | 10/28/2025 | Application to list up to 7,540,983 additional shares of common stock (CUSIP 76134Q 108) on NYSE; ticker RDGM; shares outstanding post-offering (base): 158,957,377; (max with greenshoe): 159,940,983
26 | NYSE Listing | NYSE Listing Approval Confirmation | NYSE | Pending | 10/31/2025 | Confirmation of approval of supplemental listing application
27 | Funds Flow | Funds Flow Memorandum / Wire Instructions | Calderwood & Harkness LLP / Redstone Gaming Corp. | Pending | 10/31/2025 | Net proceeds to RGC: $172,800,000 (gross $180,000,000 less underwriting discount $7,200,000); estimated offering expenses of $1,350,000 deducted separately; net after all expenses approximately $171,450,000
28 | Funds Flow | Confirmation of Receipt of Funds by Redstone Gaming Corp. | Redstone Gaming Corp. (Lena Okafor, CFO) | Pending | 10/31/2025 | Wire confirmation of receipt of net proceeds
29 | Funds Flow | Payment of Underwriting discount to Pinnacle Zanthor & Co. (as representative) | Pinnacle Zanthor & Co. (Aisha Rowan) | Pending | 10/31/2025 | Total underwriting discount (base): $7,200,000; allocated per syndicate split: Pinnacle Zanthor 60%, Hargrove Williams 30%, Clearwater 10%
30 | Gaming Regulatory | Evidence of Gaming Licenses — Nevada Gaming Commission (NGC-2019-04172) | Redstone Gaming Corp. (Darren Whitfield) | Received | 10/28/2025 | Current and in good standing
31 | Gaming Regulatory | Evidence of Gaming Licenses — NJ Division of Gaming Enforcement (NJDGE-2020-1138) | Redstone Gaming Corp. (Darren Whitfield) | Received | 10/28/2025 | Current and in good standing
32 | Gaming Regulatory | Evidence of Gaming Licenses — Mississippi Gaming Commission (MGC-2018-0623) | Redstone Gaming Corp. (Darren Whitfield) | Received | 10/28/2025 | Current and in good standing
33 | Gaming Regulatory | Status update on pending Louisiana Gaming Control Board application (submitted August 12, 2025) | Redstone Gaming Corp. (Darren Whitfield) | Pending | 10/28/2025 | Application pending; expansion to Bossier City, LA (~$70,000,000 of net proceeds allocated)
34 | Gaming Regulatory | Status update on pending Indiana Gaming Commission application (submitted September 5, 2025) | Redstone Gaming Corp. (Darren Whitfield) | Pending | 10/28/2025 | Application pending; renovation/rebranding of leased facility in Gary, IN (~$45,000,000 of net proceeds allocated)
35 | Debt Instrument Compliance | Officer's Certificate or Confirmation — no default under 6.25% Senior Secured Notes due 2028 Indenture (Fidelitas Trust Company, N.A., Trustee) | Redstone Gaming Corp. (Lena Okafor) | Pending | 10/31/2025 | Indenture dated June 15, 2021; $325,000,000 outstanding pre-offering; $50,000,000 to be retired from offering proceeds reducing to $275,000,000; CUSIP 76134Q 206
36 | Debt Instrument Compliance | Officer's Certificate or Confirmation — no default under 5.875% Senior Notes due 2031 Indenture (Fidelitas Trust Company, N.A., Trustee) | Redstone Gaming Corp. (Lena Okafor) | Pending | 10/31/2025 | Indenture dated September 20, 2024; $200,000,000 outstanding; no change from offering; CUSIP 76134Q 305
37 | Debt Instrument Compliance | Officer's Certificate or Confirmation — no default under Revolving Credit Facility (Meridian National Bank, N.A., Administrative Agent) | Redstone Gaming Corp. (Lena Okafor) | Pending | 10/31/2025 | $400,000,000 capacity; $135,000,000 drawn; maturity April 30, 2027; interest: Term SOFR + 2.50%
38 | Insurance | D&O Insurance Certificate / Evidence of Coverage | Redstone Gaming Corp. / Sentinel Risk Underwriters, Inc. | Pending | 10/31/2025 | Policy No. SRU-DOX-2025-41882; policy limit $75,000,000; Sentinel Risk offices at 175 Water Street, New York, NY 10038
39 | FINRA | FINRA No-Objection Confirmation (if applicable) | Pinnacle Zanthor & Co. / Whitmore & Pratt LLP | Pending | 10/28/2025 | Confirmation that FINRA has no objection to the underwriting terms and compensation
40 | Miscellaneous | Blue Sky Survey / State Securities Law Compliance Memorandum | Whitmore & Pratt LLP (Rebecca Ling) | Pending | 10/28/2025 | Survey of state securities law requirements for offer and sale of shares
41 | Miscellaneous | Executed Cross-Receipt for Shares and Payment | Redstone Gaming Corp. / Pinnacle Zanthor & Co. (as representative) | Pending | 10/31/2025 | Cross-receipt evidencing delivery of shares against payment of purchase price
42 | Miscellaneous | EIN Confirmation — Redstone Gaming Corp. | Redstone Gaming Corp. | Received | N/A | EIN: 88-1034572
43 | Miscellaneous | Closing Memorandum | Calderwood & Harkness LLP (Brendan Walsh) | Pending | 10/31/2025 | Narrative summary of closing mechanics, wire instructions, share delivery via DTC through Continental Share Services, Inc., sequence of deliverables and distribution of executed documents
[sheet: Party Contact List]
Party | Role in Transaction | Key Contact | Title | Address
Redstone Gaming Corp. | Issuer | Darren Whitfield | EVP & General Counsel | 3900 Las Vegas Boulevard South, Suite 1200, Las Vegas, NV 89119
Redstone Gaming Corp. | Issuer — CEO | Marcus Hale | Chief Executive Officer & Director | 3900 Las Vegas Boulevard South, Suite 1200, Las Vegas, NV 89119
Redstone Gaming Corp. | Issuer — CFO | Lena Okafor | Chief Financial Officer | 3900 Las Vegas Boulevard South, Suite 1200, Las Vegas, NV 89119
Calderwood & Harkness LLP | Issuer's Counsel | Vivienne St. Claire | Responsible Partner, Capital Markets | 7 Times Square, 38th Floor, New York, NY 10036
Calderwood & Harkness LLP | Issuer's Counsel — Billing Partner | Robert Adeyemi | Billing Partner, Capital Markets | 7 Times Square, 38th Floor, New York, NY 10036
Calderwood & Harkness LLP | Issuer's Counsel — Lead Associate | Brendan Walsh | Lead Associate, Capital Markets | 7 Times Square, 38th Floor, New York, NY 10036
Calderwood & Harkness LLP | Issuer's Counsel — Working Associate | Natasha Forbes | Working Associate, Capital Markets | 7 Times Square, 38th Floor, New York, NY 10036
Pinnacle Zanthor & Co. | Lead Bookrunning Manager | Aisha Rowan | Managing Director | 280 Park Avenue, New York, NY 10017
Pinnacle Zanthor & Co. | Lead Bookrunning Manager — Execution | Colin Matsuda | Vice President | 280 Park Avenue, New York, NY 10017
Hargrove Williams Securities LLC | Joint Bookrunning Manager | Peter Langston | Managing Director | 600 Lexington Avenue, Suite 2200, New York, NY 10022
Clearwater Capital Markets Inc. | Co-Manager | Dana Kessler | Senior Vice President | 100 South Charles Street, Suite 1400, Baltimore, MD 21201
Whitmore & Pratt LLP | Underwriters' Counsel | Thomas Beaumont | Partner, Capital Markets | 51 West 52nd Street, New York, NY 10019
Whitmore & Pratt LLP | Underwriters' Counsel — Senior Associate | Rebecca Ling | Senior Associate | 51 West 52nd Street, New York, NY 10019
Kaplan Feld & Associates LLP | Independent Auditor | Sandra Meyers | Engagement Partner, CPA | 2049 Century Park East, Suite 3100, Los Angeles, CA 90067
Continental Share Services, Inc. | Transfer Agent & Registrar | — | — | 1 Ashbury Asset Advisors Plaza, 30th Floor, New York, NY 10004
Ridgeline Advisory Group LLC | Financial Advisor | Victor Tanaka | Managing Director | 1999 Avenue of the Stars, Suite 2700, Los Angeles, CA 90067
Sentinel Risk Underwriters, Inc. | D&O Insurer | — | — | 175 Water Street, New York, NY 10038
Fidelitas Trust Company, N.A. | Indenture Trustee (Notes) | — | — | 100 Wall Street, 16th Floor, New York, NY 10005
Meridian National Bank, N.A. | Revolving Credit Facility Agent | — | — | 525 William Penn Place, Pittsburgh, PA 15219
Grandview Capital Partners, LP | Key Shareholder (12.28%) | Elena Vasquez | Managing Partner | 200 Clarendon Street, 48th Floor, Boston, MA 02116
Thornbridge Asset Management, Inc. | Key Shareholder (7.00%) | James Harwood | Portfolio Manager | 401 North Michigan Avenue, Suite 3200, Chicago, IL 60611
[sheet: Key Dates & Milestones]
Date | Milestone / Event | Status | Notes
03/14/2024 | Shelf Registration Statement (Form S-3) filed with SEC | Completed | SEC File No. 333-278401; shelf capacity $750,000,000
03/28/2024 | Shelf Registration Statement declared effective by SEC | Completed | Effective date of base prospectus
09/20/2024 | Prior takedown: $200,000,000 debt offering (5.875% Senior Notes due 2031) | Completed | Remaining shelf capacity reduced to $550,000,000
07/15/2025 | Form 10-K/A filed (amendment to FY 2024 10-K) | Completed | Must be specifically identified in incorporation-by-reference section per SEC Comment 4
08/12/2025 | Louisiana Gaming Control Board license application submitted | Completed | Pending approval; relates to Bossier City, LA expansion
09/05/2025 | Indiana Gaming Commission license application submitted | Completed | Pending approval; relates to Gary, IN facility
09/30/2025 | Board of Directors resolution authorizing offering and Pricing Committee | Completed | Pricing Committee: Marcus Hale, Lena Okafor, Patricia Moynihan; price floor $25.00/share; max 8,000,000 shares
10/03/2025 | Reference date for closing stock price and market cap | Completed | RDGM closing price $27.43; market cap ~$4.18B; 152,400,000 shares outstanding
10/06/2025 | Engagement opened; Preliminary Prospectus Supplement filed (Rule 424(b)(5)) | Completed | Engagement No. C&H-2025-CM-04187; anticipated offering price $27.45/share
10/13/2025 | Underwriting agreement issues list sent to Whitmore & Pratt LLP | Completed | Email from Brendan Walsh to Rebecca Ling
10/14/2025 | SEC comment letter received (6 comments) | Completed | Comments on use of proceeds, risk factors (NV concentration), dilution, 10-K/A incorporation, Reg M, and Exhibit 5.1 opinion scope
10/15/2025 | SEC comment analysis memo completed; strategy communicated to Darren Whitfield | Completed | Email from Vivienne St. Claire to Darren Whitfield
10/17/2025 | Comfort letter procedures email to Kaplan Feld (Sandra Meyers) | Completed | From Natasha Forbes; circle-up items and cut-off dates specified
10/21/2025 | Internal target: SEC comment response letter filed | On Track | Draft response letter addresses all 6 comments
10/27/2025 | Bring-down due diligence call with RGC management | Pending | Call with Marcus Hale, Lena Okafor, Darren Whitfield
10/28/2025 | Expected pricing date (T) | Pending | Pricing Committee adopts resolutions; underwriting agreement executed; initial comfort letter from Kaplan Feld; lock-up agreements collected; pricing term sheet filed under Rule 433
10/28/2025 | Final prospectus supplement filed under Rule 424(b)(5) | Pending | Filed within 2 business days of pricing
10/31/2025 | Expected closing date (T+3) | Pending | Delivery of shares via DTC through Continental Share Services; payment of net proceeds $172,800,000 to RGC; delivery of all closing certificates, opinions, and bring-down comfort letter
[sheet: Offering Summary]
Item | Detail / Amount | Notes
Issuer | Redstone Gaming Corp. | Delaware corporation; NYSE: RDGM; EIN 88-1034572; CUSIP 76134Q 108
Offering Type | Underwritten follow-on public offering (firm commitment) | Registration on Form S-3 (shelf); SEC File No. 333-278401
Total Offering Size | $180,000,000 | Fixed per engagement terms
Anticipated Public Offering Price | $27.45 per share | Based on $27.43 close on 10/3/2025
Base Shares Offered (Primary) | 6,557,377 shares | $180,000,000 ÷ $27.45
Over-Allotment Option (15%) | 983,606 shares | 6,557,377 × 15%
Maximum Shares (with greenshoe) | 7,540,983 shares | 6,557,377 + 983,606
Maximum Gross Proceeds (with greenshoe) | ~$207,000,000 | 7,540,983 × $27.45
Underwriting discount | $1.098 per share (4.0%) | $27.45 × 4.0%
Total Underwriting discount (base) | $7,200,000 | 6,557,377 × $1.098
Net Proceeds (base, pre-expenses) | $172,800,000 | $180M − $7.2M
Estimated Offering Expenses (ex-discount) | $1,350,000 | SEC fee, NYSE fee, printing, legal, accounting, transfer agent, misc.
Net Proceeds (base, post-expenses) | $171,450,000 | $172.8M − $1.35M
Estimated Legal Fees (C&H) | $475,000 | Partner rate $1,650/hr; Associate rate $975/hr
Syndicate: Pinnacle Zanthor & Co. (60%) | 3,934,426 shares | Lead Bookrunning Manager
Syndicate: Hargrove Williams Securities LLC (30%) | 1,967,213 shares | Joint Bookrunning Manager
Syndicate: Clearwater Capital Markets Inc. (10%) | 655,738 shares | Co-Manager
Shares Outstanding (pre-offering) | 152,400,000 | Per most recent 10-Q
Shares Outstanding (post-offering, base) | 158,957,377 | 152,400,000 + 6,557,377
Shares Outstanding (post-offering, max) | 159,940,983 | 152,400,000 + 7,540,983
Authorized Common Shares | 300,000,000 | Par value $0.001 per share
Authorized Preferred Shares | 10,000,000 (none outstanding) | Per charter
Treasury Stock | 4,200,000 shares | Per 10-K
Options Outstanding | 3,850,000 at WAEP $19.72 | 2021 Equity Incentive Plan
Shelf Capacity at Filing | $750,000,000 | Filed March 14, 2024; effective March 28, 2024
Prior Takedowns | $200,000,000 | September 2024 debt offering (5.875% Senior Notes due 2031)
Remaining Shelf Post-Offering | $370,000,000 | $550M − $180M
Use of Proceeds: LA/IN Expansion | ~$115,000,000 (67.1%) | Louisiana (Bossier City): ~$70M; Indiana (Gary): ~$45M
Use of Proceeds: Note Retirement | ~$50,000,000 | Partial paydown of 6.25% Sr. Secured Notes due 2028 ($325M → $275M)
Use of Proceeds: General Corporate | ~$6,450,000 | Remainder
RGC FY 2024 Revenue | $2,470,000,000 | Per 10-K
RGC FY 2024 Adjusted EBITDA | $612,000,000 | Per 10-K
RGC FY 2024 Net Income | $187,000,000 | Per 10-K
Market Cap (10/3/2025) | ~$4,180,000,000 | 152.4M shares × $27.43
6.25% Sr. Secured Notes due 2028 | $325,000,000 outstanding | Indenture dated 6/15/2021; Trustee: Fidelitas Trust; CUSIP 76134Q 206; maturity 6/15/2028
5.875% Sr. Notes due 2031 | $200,000,000 outstanding | Indenture dated 9/20/2024; Trustee: Fidelitas Trust; CUSIP 76134Q 305; maturity 9/20/2031
Revolving Credit Facility | $400M capacity / $135M drawn | Agent: Meridian National Bank, N.A.; SOFR + 250 bps; maturity 4/30/2027
Lock-Up Period | 90 days | From date of final prospectus supplement; 10 directors/officers + Grandview Capital Partners; release requires Pinnacle Zanthor consent
D&O Policy | $75,000,000 limit | Sentinel Risk Underwriters, Inc.; Policy No. SRU-DOX-2025-41882
Governing Law | Delaware (corporate); New York (underwriting agreement)

[sheet: Closing Checklist]

Record

Parties

Dates

Amounts