FR EA
1033-00002 · Redstone Gaming Corp · Transaction Documents/Lock-Up
lock-up-agreement-tracker.xlsx DOCUMENT Capital Markets
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Contract analysis Extract to table

[sheet: Lock-Up Tracker]

No.NameTitle / RoleOrganizationCategoryShares Held% of OutstandingLock-Up PeriodDate SentDate ReturnedStatusNotes
1Marcus HaleChief Executive Officer & DirectorRedstone Gaming Corp.Executive Officer / Director24500001.61%90 days from final prospectus supplementOctober 7, 2025October 9, 2025ExecutedCEO; member of Pricing Committee (with Lena Okafor and Patricia Moynihan)
2Lena OkaforChief Financial OfficerRedstone Gaming Corp.Executive Officer8750000.57%90 days from final prospectus supplementOctober 7, 2025October 10, 2025ExecutedCFO; member of Pricing Committee
3Darren WhitfieldExecutive Vice President & General CounselRedstone Gaming Corp.Executive Officer6200000.41%90 days from final prospectus supplementOctober 7, 2025October 10, 2025ExecutedGeneral Counsel
4Patricia MoynihanIndependent Director; Chair, Finance CommitteeRedstone Gaming Corp.Director1850000.12%90 days from final prospectus supplementOctober 7, 2025October 12, 2025ExecutedChair, Finance Committee; member of Pricing Committee
5Raymond ChuIndependent Director; Chair, Audit CommitteeRedstone Gaming Corp.Director1420000.09%90 days from final prospectus supplementOctober 7, 2025October 14, 2025ExecutedChair, Audit Committee
6Sandra BellinghamIndependent Director; Chair, Compensation CommitteeRedstone Gaming Corp.Director980000.06%90 days from final prospectus supplementOctober 7, 2025October 13, 2025ExecutedChair, Compensation Committee
7Terrence NakamuraIndependent Director; Nominating & Governance CommitteeRedstone Gaming Corp.Director750000.05%90 days from final prospectus supplementOctober 7, 2025October 15, 2025ExecutedMember, Nominating & Governance Committee
8Joanna PritchardSVP, OperationsRedstone Gaming Corp.Executive Officer3100000.20%90 days from final prospectus supplementOctober 7, 2025October 11, 2025ExecutedOversees all resort and casino operations
9Kevin DriscollSVP, Digital Gaming (RedBet Digital)Redstone Gaming Corp.Executive Officer2250000.15%90 days from final prospectus supplementOctober 7, 2025October 16, 2025ExecutedHead of RedBet Digital LLC subsidiary
10Angela TorresChief Accounting OfficerRedstone Gaming Corp.Executive Officer1150000.08%90 days from final prospectus supplementOctober 7, 2025October 18, 2025ExecutedPrincipal accounting officer
11Elena Vasquez (Grandview Capital Partners, LP)Managing PartnerGrandview Capital Partners, LPInstitutional Shareholder (>10%)1872000012.28%90 days from final prospectus supplementOctober 7, 2025October 20, 2025ExecutedGrandview holds 18,720,000 shares (12.28% of outstanding). Address: 200 Clarendon Street, 48th Floor, Boston, MA 02116. Last to return executed agreement.
TOTAL / SUMMARY2381500015.63%Executed: 11Pending: 0Outstanding: 0All 11 lock-up agreements have been executed and returned as of October 20, 2025.

[sheet: Summary & Key Terms]

FieldDetail
IssuerRedstone Gaming Corp. (NYSE: RDGM)
Issuer Address3900 Las Vegas Boulevard South, Suite 1200, Las Vegas, NV 89119
Offering TypeUnderwritten follow-on public offering of common stock (firm commitment)
Total Offering Size$180,000,000
Base Shares Offered6,557,377
Over-Allotment Option (15%)983,606 shares
Maximum Shares (incl. greenshoe)7,540,983
Public Offering Price (anticipated)$27.45 per share
Underwriting discount$1.098 per share (4.0%)
Pre-Offering Shares Outstanding152,400,000
Post-Offering Shares Outstanding (base)158,957,377
Post-Offering Shares Outstanding (max w/ greenshoe)159,940,983
Lock-Up Period90 days from date of final prospectus supplement
Lock-Up Release AuthorityPinnacle Zanthor & Co. (lead bookrunning manager) — Aisha Rowan, Managing Director
Persons Subject to Lock-UpAll directors and executive officers of RGC (10 persons) plus Grandview Capital Partners, LP (holder of >10%)
Total Lock-Up Agreements Required11
Form of Lock-Up AgreementStandard form as Annex A to the Underwriting Agreement
Lock-Up RestrictionsRestrictions on sale, offer to sell, pledge, or otherwise transfer or dispose of shares of common stock
Lead Bookrunning ManagerPinnacle Zanthor & Co. — 280 Park Avenue, New York, NY 10017
Joint Bookrunning ManagerHargrove Williams Securities LLC — 600 Lexington Avenue, Suite 2200, New York, NY 10022
Co-ManagerClearwater Capital Markets Inc. — 100 South Charles Street, Suite 1400, Baltimore, MD 21201
Underwriters' CounselWhitmore & Pratt LLP (Thomas Beaumont / Rebecca Ling) — 51 West 52nd Street, New York, NY 10019
Issuer's CounselCalderwood & Harkness LLP (Vivienne St. Claire / Brendan Walsh) — 7 Times Square, 38th Floor, New York, NY 10036
Issuer's General CounselDarren Whitfield, EVP & General Counsel, Redstone Gaming Corp.
Board Resolution DateSeptember 30, 2025
Pricing CommitteeMarcus Hale (CEO), Lena Okafor (CFO), Patricia Moynihan (Independent Director, Chair Finance Committee)
Expected Pricing DateOctober 28, 2025
Expected Closing DateOctober 31, 2025
SEC File No.333-278401
Tracker Last UpdatedOctober 20, 2025
Tracker Prepared ByNatasha Forbes, Working Associate, Calderwood & Harkness LLP
Engagement No.C&H-2025-CM-04187
Note: Thornbridge Asset ManagementThornbridge Asset Management, Inc. (James Harwood, Portfolio Manager) holds 10,668,000 shares (7.00%) — below 10% threshold; not subject to lock-up per underwriting agreement terms
Note: Options Outstanding3,850,000 options outstanding under 2021 Equity Incentive Plan at WAEP $19.72 — lock-up covers shares issuable upon exercise
Note: Treasury Stock4,200,000 shares held in treasury — not subject to lock-up