Extract to table
Pull the structured facts out of a document: parties, dates, amounts, obligations.
Extract to table / blue-sky-survey-memo.docx
blue-sky-survey-memo.docx
Parties
Lumos Analytics Inc
Harkness LLP
Liddell LLP
Pinnacle Securities LLC
Company LLC
Graystone Capital Markets Inc
Arizona Corp
California Corp
Dates
April 14, 2022
Amounts
$0.0001
$16.00
$18.00
$17.00
$220,000,000
Obligations
However, certain residual state-level requirements remain applicable and must be addressed
Similarly, each individual registered representative of the Underwriters who participates in the offer or sale of shares must be registered as an agent (or meet the requirements of an applicable exemption) in each relevant jurisdiction
Deadline: The notice filing must be made prior to or concurrent with the first sale of the covered securities in the State of Alabama
Deadline: The notice filing must be made prior to the first offer or sale of the covered securities in the State of Alaska
Deadline: The notice filing must be made prior to the first offer or sale of the covered securities in the State of Arizona
Filing: The issuer must file a copy of the federal filing with the Arkansas Securities Department, together with a Form NF or such other form as the Department may prescribe