Extract to table
Pull the structured facts out of a document: parties, dates, amounts, obligations.
Extract to table / road-show-presentation-review-memo.docx
road-show-presentation-review-memo.docx
Parties
Harkness LLP
Lumos Analytics Inc
Pinnacle Securities LLC
Company LLC
Graystone Capital Markets Inc
Liddell LLP
Northgate Services Inc
Nordwell Financial Technologies Inc
Dates
April 22, 2022
April 14, 2022
April 18, 2022
April 25, 2022
April 20, 2022
March 31, 2022
Amounts
$0.0001
$187.4
$1.235
$1.0
$118.6
$206.8
$54.9
$219.5
$16.00
$18.00
Obligations
Specifically, (i) the full legend required by Rule 433(c)(2)(i) must be added to the disclaimer slide, (ii) one market opportunity figure must be conformed to or reconciled with the Registration Statement disclosure, (iii) a customer testimonial must be removed, (iv) certain non-GAAP financial presentation adjustments are needed, and (v) the forward-looking statements disclaimer should be expanded
The conditions for the use of FWPs under Rule 433(b) are as follows: (i) A registration statement relating to the offering must have been filed with the SEC
(ii) The FWP must be accompanied or preceded by the most recent statutory prospectus satisfying the requirements of Section 10 (i
This condition must be satisfied at the time the FWP is first used with a prospective investor
Rule 433(d) — Filing Obligations Under the general rule of Rule 433(d)(1)(i), an issuer FWP must be filed with the SEC no later than the date it is first used
To qualify, a company must have had total annual gross revenues of less than $1