Extract to table
Pull the structured facts out of a document: parties, dates, amounts, obligations.
Extract to table / aau-review-memo.docx
aau-review-memo.docx
Parties
Pinnacle Securities LLC
Lumos Analytics Inc
Harkness LLP
Company LLC
Graystone Capital Markets Inc
Liddell LLP
Lead Manager Pinnacle Securities LLC
Co-Manager Graystone Capital Markets Inc
Dates
March 7, 2022
March 3, 2022
September 14, 2021
January 22, 2022
April 14, 2022
Amounts
$0.001
$16.00
$18.00
$17.00
$279.5
$18.2
$1.105
$750,000
$20.9
Obligations
However, this assumption is subject to a cap: no non-defaulting Underwriter is required to purchase more than 110% of its original underwriting commitment (i
FINRA Rule 5110 (Underwriting Compensation) The AAU must comply with FINRA Rule 5110, which regulates the terms and arrangements of underwriting compensation in connection with public offerings of securities
9 million if the Overallotment Option is exercised in full), must be evaluated under Rule 5110 in conjunction with all other items of value to determine whether the total compensation falls within the permissible limits