Extract to table
Pull the structured facts out of a document: parties, dates, amounts, obligations.
Extract to table / lock-up-agreement-form.docx
lock-up-agreement-form.docx
Parties
Lumos Analytics Inc
Pinnacle Securities LLC
Company LLC
Graystone Capital Markets Inc
Equity Inc
Broadleaf Transfer Services Inc
HEREOF AND PINNACLE SECURITIES LLC
Halcyon Partners LLC
Dates
Amounts
$0.0001
Obligations
The exact calendar dates of the Lock-Up Period shall be determined based on the actual pricing date of the Public Offering; provided, however, that the 180-day duration of the Lock-Up Period is fixed and shall not be shortened except as expressly provided in Section 3 of this Lock-Up Agreement or by the prior written consent of the Representative
Conditions: Each such transfer shall be subject to the following conditions: (A) each donee, distributee, or transferee shall, prior to or simultaneously with such transfer, execute and deliver to the Representative a lock-up agreement in substantially the form of this Lock-Up Agreement, agreeing to be bound by the restrictions set forth herein with respect to the transferred Lock-Up Securities for the remainder of the Lock-Up Period; and (B) no filing under Section 16(a) of the Exchange Act shall be required or shall be voluntarily made in connection with such transfer during the Lock-Up Period, other than any required Form 5 filing; provided that any such Form 5 filing shall clearly indicate by footnote disclosure that the transfer was to a permitted transferee and that no consideration was paid or received in connection therewith
Conditions: Each such transfer shall be subject to the following conditions: (A) the donee charitable organization shall, prior to or simultaneously with such transfer, execute and deliver to the Representative a lock-up agreement in substantially the form of this Lock-Up Agreement, agreeing to be bound by the restrictions set forth herein with respect to the transferred Lock-Up Securities for the remainder of the Lock-Up Period; and (B) no public announcement shall be made, and no filing under Section 16(a) of the Exchange Act shall be required or shall be voluntarily made, in connection with such transfer during the Lock-Up Period, other than any required filing; provided that any such required filing shall clearly indicate by footnote disclosure the charitable nature of the transfer and that no consideration was received in connection therewith
Conditions: Each such transfer shall be subject to the following conditions: (A) each transferee shall, prior to or simultaneously with such transfer, execute and deliver to the Representative a lock-up agreement in substantially the form of this Lock-Up Agreement, agreeing to be bound by the restrictions set forth herein with respect to the transferred Lock-Up Securities for the remainder of the Lock-Up Period; and (B) no filing under Section 16(a) of the Exchange Act shall be required or shall be voluntarily made in connection with such transfer during the Lock-Up Period, except as otherwise permitted under Section 2
4 Transactions Under Rule 10b5-1 Plans The undersigned may establish a trading plan that complies with Rule 10b5-1 under the Exchange Act for the transfer of Lock-Up Securities; provided, however, that (i) such trading plan does not provide for the transfer or disposition of any Lock-Up Securities during the Lock-Up Period, and (ii) to the extent a public announcement or filing under the Exchange Act regarding the establishment of such plan is required by the Company, any applicable regulation, or any listing rule of the securities exchange on which the Class A Common Stock is listed, such announcement or filing shall include a statement to the effect that no transfer or disposition of Lock-Up Securities may be made under such plan during the Lock-Up Period
No voluntary public announcement or filing regarding the establishment of any such plan shall be made by or on behalf of the undersigned during the Lock-Up Period without the prior written consent of the Representative