FR EA

Extract to table

Pull the structured facts out of a document: parties, dates, amounts, obligations.

Extract to table / underwriting-agreement-execution-version.docx
underwriting-agreement-execution-version.docx · 1008-00002

Parties

UNDERWRITING AGREEMENT Lumos Analytics Inc
Contents Lumos Analytics Inc
Pinnacle Securities LLC
Howe LLP
Harkness LLP
Broadleaf Transfer Services Inc
Liddell LLP
PURCHASE AND SA

Dates

April 25, 2022
April 14, 2022
December 31, 2019
December 31, 2020
December 31, 2021
March 31, 2022
January 15, 2021
March 30, 2021
June 1, 2021
June 1, 2024

Amounts

$0.0001
$16.00
$18.00
$17.00
$15.895
$220,000,000
$14,300,000
$205,700,000. 2
$59,500,000
$4.82

Obligations

"Closing Date" means the date of delivery of and payment for the Firm Shares, which shall be the third business day after the date of this Agreement (or such other date as the Representative and the Company may agree upon in writing)
All references in this Agreement to financial statements and schedules and other information that is "contained," "included," or "stated" in the Registration Statement, any Preliminary Prospectus, or the Prospectus (and all other references of like import) shall be deemed to mean and include all such financial statements and schedules and other information that is or is deemed to be incorporated by reference therein
Each Selling Stockholder's proportionate share of the underwriting discount shall be borne by such Selling Stockholder
The allocation of the Option Shares between the Company and the Selling Stockholders shall be determined at the time of pricing, on a pro rata basis or as otherwise agreed among the Company, the Selling Stockholders, and the Representative
The Representative may exercise the Over-Allotment Option on behalf of the several Underwriters by delivering written notice to the Company and the Selling Stockholders (or their respective counsel), specifying the aggregate number of Option Shares to be purchased and the Option Closing Date, which Option Closing Date shall be not earlier than two (2) business days after the date of such notice
The Company shall cause its transfer agent to deliver the Firm Shares in book-entry form through the DTC system