Extract to table
Pull the structured facts out of a document: parties, dates, amounts, obligations.
Extract to table / lock-up-analysis-memo.docx
lock-up-analysis-memo.docx
Parties
Harkness LLP
Arbor Health Technologies Inc
Equity Inc
Orion Platform Technologies Corp
Calloway Pierce Securities LLC
Velthorn Capital Partners Inc
Pemberton Wallis LLC
Birchwood Digital Health Inc
Dates
February 6, 2024
February 8, 2024
August 6, 2024
February 13, 2024
January 29, 2024
February 27, 2023
January 31, 2024
February 5, 2024
Amounts
$200
$750
$460
$20.00
$600
$100,000
$250,000
$350
$275
$500
Obligations
This exception addresses the practical reality that RSU vesting events may trigger significant tax obligations that must be funded through share sales or share withholding
This pre-clearance process is particularly important for estate planning transfers, where the donee or transferee must execute a lock-up agreement on substantially identical terms, and for RSU tax withholding sales, where the 10% per-holder cap must be monitored