FR EA

Extract to table

Pull the structured facts out of a document: parties, dates, amounts, obligations.

Extract to table / conflict-check-memo.docx
conflict-check-memo.docx · 1014-00001

Parties

Harkness LLP
Optiwave Semiconductor Corp
Optiwave Corp
Optiwave Semi Israel Ltd
Ridgepoint Capital Markets LLC
Northvane Financial Products LP
Harborstone Securities Inc
Tremont Property Holdings LLC

Dates

March 3, 2023
March 6, 2023
March 1, 2023
March 2, 2023
January 1, 2023
April 18, 2014
December 31, 2022
February 24, 2023
June 1, 2028
October 15, 2021

Amounts

$250,000,000
$287,500,000
$812.4
$4.3
$73.38
$37,500,000
$28,750,000
$172,500,000
$17,250,000
$115,000,000

Obligations

This memorandum and all information contained herein must not be disclosed to any person outside the firm without the prior written authorization of the Office of the General Counsel
Concurrently with the pricing of the Notes (and, if applicable, upon exercise of the Over-Allotment Option), OWS intends to enter into privately negotiated capped call transactions (the "Capped Call Transactions") with two dealer counterparties — Ridgepoint Capital Markets LLC (acting in its principal capacity as a derivatives dealer) and Northvane Financial Products LP — to offset potential dilution upon conversion of the Notes and/or offset any cash payments OWS is required to make in excess of the principal amount of converted Notes
7(a)(1), a lawyer shall not represent a client if a reasonable lawyer would conclude that the representation will involve the lawyer in representing differing interests
Dalton for the Velthorn Zanthor arbitration) must immediately notify the Conflicts Review Committee
If the engagement has not commenced within that period, a supplemental conflicts check must be conducted prior to commencement