FR EA

Extract to table

Pull the structured facts out of a document: parties, dates, amounts, obligations.

Extract to table / conflict-check-memo.docx
conflict-check-memo.docx · 1014-00003

Parties

Harkness LLP
Optiwave Semiconductor Corp
Affiliates Optiwave Semiconductor Corp
Stein LLP
Apex Claim Analytics LLC
Compass Forensic Accounting LLP
Nordlicht Photonische GmbH
Lumos Photonics Inc

Dates

May 9, 2022
May 12, 2022
May 6, 2022
February 14, 2022
May 8, 2022
December 15, 2019

Amounts

$40
$10,000
$87,000
$150
$200

Obligations

7(a) provides that a lawyer shall not, without informed written consent from each affected client, represent a client if the representation is directly adverse to another client
The ethical screen shall be governed by the following terms: Screened Personnel on the OWS/Lumos Litigation (Matter No
No confidential information regarding Ridgeline Asset Management, its SEC filings, its investment portfolio, its trading activities, or any other matter relating to the Ridgeline engagements shall be shared with, disclosed to, or made accessible to any member of the OWS litigation team
No confidential information regarding the OWS patent infringement litigation, including litigation strategy, settlement discussions, expert analyses, damages theories, or any other matter relating to the OWS engagement, shall be shared with, disclosed to, or made accessible to any member of the Ridgeline regulatory compliance team
Physical and electronic access controls shall be implemented to ensure separation of the matter files
Access to the electronic files for matter number 1014-00003 shall be restricted to members of the OWS litigation team