Extract to table

Other ≥1% Holders In addition to the directors, executive officers, and Pinnacle Vista, the Lock-Up Agreement is required to be executed by all other holders of 1% or more of the pre-IPO common stock of CBR

These carve-outs are narrowly drawn and are subject to specific conditions that must be satisfied in each case

As with affiliate transfers, the transferee must execute a Lock-Up Agreement on substantially the same terms for the remaining duration of the lock-up period

In addition to the specific conditions described above, each carve-out is subject to the following general conditions: (a) The transfer must not involve a disposition for value (i

The Lock-Up Agreement does not specify any criteria, standard, or factors that Hargrove Keating must or should consider in evaluating a request, and Hargrove Keating is under no obligation to explain or justify a decision to deny consent

FINRA / Regulation M Considerations Any early release of lock-up restrictions must be evaluated in light of applicable FINRA rules and Regulation M under the Exchange Act