FR EA

Extract to table

Pull the structured facts out of a document: parties, dates, amounts, obligations.

Extract to table / shares-eligible-for-future-sale.docx
shares-eligible-for-future-sale.docx · 1015-00001

Parties

SHARES ELIGIBLE FOR FUTURE SA
Omnibus Equity Inc
Harkness LLP
Yee LLP

Dates

June 17, 2022
January 15, 2019
January 1, 2024

Amounts

$22.00
$150,000,000
$50,000
$50,000,000
$75,000

Obligations

Transfers of shares to affiliates of the locked-up party, provided that the transferee agrees in writing to be bound by the terms and conditions of the lock-up agreement for the remainder of the lock-up period, and provided further that no filing under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), is required or shall be voluntarily made in connection with such transfer during the lock-up period
Transfers of shares for bona fide estate-planning purposes, including transfers to revocable or irrevocable trusts for the benefit of the locked-up party or members of the locked-up party's immediate family, transfers to family members, or transfers to family limited partnerships, family limited liability companies, or other similar entities controlled by the locked-up party or members of the locked-up party's immediate family, in each case provided that the transferee agrees in writing to be bound by the terms and conditions of the lock-up agreement for the remainder of the lock-up period, and provided further that no filing under Section 16(a) of the Exchange Act is required or shall be voluntarily made in connection with such transfer during the lock-up period (other than any required filing on Form 5, which shall indicate in the footnotes thereto that such transfer was made for estate-planning purposes)
The establishment or adoption of a written plan meeting the requirements of Rule 10b5-1 under the Exchange Act for the trading of shares of common stock, provided that (i) such plan does not provide for the transfer or disposition of shares of common stock during the lock-up period, and (ii) no public announcement or filing under the Exchange Act regarding the establishment of such plan shall be required of or voluntarily made by or on behalf of the locked-up party during the lock-up period
The pledge of shares as collateral for bona fide loans from financial institutions, provided that any foreclosure, margin call, or other similar disposition of such pledged shares during the lock-up period would be subject to the lock-up restrictions, and provided further that no filing under Section 16(a) of the Exchange Act is required or shall be voluntarily made in connection with such pledge during the lock-up period
agrees to release or waive the lock-up restrictions with respect to any locked-up party or any material portion of the shares subject to lock-up, Hargrove Keating & Co
Adequate current public information with respect to the Company must be available at the time of sale, as described above for non-affiliate sales