Extract to table

As used in this Enhanced Compliance Plan, the following terms shall have the meanings set forth below: "ATSS" or "Automated Trade Surveillance System" means the automated monitoring system described in Section IV of this Plan

The CCO shall report directly to the Board of Directors of DEH and shall not report to any business unit or revenue-generating function of DEH, DPT, or any affiliate

2 Independence and Authority The CCO shall be independent of the power marketing, trading, and business development functions of DPT and DEH

(c) The CCO shall have authority to suspend or restrict any trading activity pending investigation of a potential compliance violation

The CCO shall promptly notify the Board and the relevant trading desk supervisor of any such suspension or restriction

(d) The CCO's compensation, performance evaluation, and continued employment shall be determined by the Board of Directors of DEH (or a committee thereof designated for that purpose, such as the Compensation Committee or the Audit and Compliance Committee), and shall not be contingent on, or materially influenced by, the financial performance of any trading desk, business unit, or revenue-generating function