Extract to table
Pull the structured facts out of a document: parties, dates, amounts, obligations.
Extract to table / supplemental-submission-cover-letter.docx
supplemental-submission-cover-letter.docx
Parties
HARKNESS LLP
VIA Severin Partners LLC
Dunmore Energy Holdings Ltd
Dunmore Trading International Ltd
Kline LLP
Harborview Compliance Solutions Inc
Meridian Corp
Omnivael Global Advisors LLC
Dates
December 22, 2023
November 29, 2023
October 6, 2023
December 15, 2023
March 18, 2022
April 15, 2021
July 8, 2021
July 6, 2021
July 12, 2021
January 1, 2022
Amounts
$4,726,500.00
$2.14
$1,135,000.00
$987,500.00
$842,000.00
$1,012,000.00
$750,000.00
Obligations
0 introduces a mandatory escalation protocol under which any counterparty flagged by internal auditors, compliance analysts, external compliance advisors (including Overwatch), or any other source for any risk-related reason — including but not limited to sanctions risk, anti-money laundering risk, anti-bribery risk, or adverse media exposure — must undergo an immediate enhanced sanctions review
The enhanced review must be completed within five business days of the initial flag and must be documented in writing with a recommendation for continued engagement, enhanced monitoring, or termination of the counterparty relationship