Extract to table
Pull the structured facts out of a document: parties, dates, amounts, obligations.
Extract to table / memo-ongoing-sec-reporting-obligations.docx
memo-ongoing-sec-reporting-obligations.docx
Parties
HARKNESS LLP
Aurelius Media Holdings LLC
AMH LLC
Aurelius Global Media Group PLC
Ridgeway Proxy Advisors LLC
Strathmore Corp
Dunmore Asset Advisors Chambers LLP
Shoemaker LLP
Dates
January 10, 2022
September 8, 2021
November 5, 2021
November 12, 2021
June 1, 2021
August 25, 2021
August 26, 2021
March 31, 2022
December 15, 2021
August 27, 2021
Amounts
$0.001
$4.01
$3.28
$3,214,400
$30,000,000
$3.42
$27,989,000.50
$28,000,000
$75,000
$45,000
Obligations
Rule 13d-2(a) under the Exchange Act provides that if any material change occurs in the facts set forth in a Schedule 13D, including but not limited to any material increase or decrease in the percentage of the class beneficially owned or any material change in the plans or proposals of the reporting person, the person shall promptly file an amendment to the Schedule 13D disclosing such change
The 5% threshold established by Section 13(d) is a filing trigger — it determines when the initial Schedule 13D must be filed
Care must be taken to ensure consistency between the two disclosures at all times
Information disclosed in one filing that is material to the other must be either cross-referenced or independently disclosed