Extract to table
Pull the structured facts out of a document: parties, dates, amounts, obligations.
Extract to table / transfer-agent-direction-letter.docx
transfer-agent-direction-letter.docx
Parties
Penterra Pharmaceuticals Corp
Ridgeline Securities LLC
Broadmark Capital Inc
Harborview Partners LLC
Castellano Family Holdings LLC
The Nasdaq Stock Market LLC
Corporate Secretary Penterra Pharmaceuticals Corp
Harkness LLP
Dates
October 16, 2023
April 10, 2023
October 12, 2023
August 22, 2023
November 11, 2023
October 17, 2023
November 16, 2023
April 17, 2023
Amounts
$0.001
$41.60
$260,000,000.00
Obligations
Pinnacle shall ensure that the Shares are delivered free and clear of any stop transfer orders, restrictive legends, or other impediments to transfer
Pinnacle shall process any necessary DWAC instructions in a timely manner to ensure that settlement occurs on the Closing Date without delay
Pinnacle shall respond promptly to any inquiries or requests from DTC or its participants in connection with the settlement of the Shares and shall take all commercially reasonable steps to resolve any issues that may arise in connection with the book-entry delivery process
This indemnification obligation shall survive the completion of the transactions contemplated by this letter and shall be in addition to, and not in limitation of, any indemnification obligations of the Company under the Transfer Agency Agreement
In the event of any conflict between this letter and any prior instruction or direction, the terms of this letter shall control
Governing Law This direction letter shall be governed by and construed in accordance with the laws of the State of Delaware, without regard to conflicts of law principles thereof