Extract to table
Pull the structured facts out of a document: parties, dates, amounts, obligations.
Extract to table / internal-deal-memo.docx
internal-deal-memo.docx
Parties
Harkness LLP
Penterra Pharmaceuticals Corp
Castellano Family Holdings LLC
Ridgeline Securities LLC
Broadmark Capital Inc
Registered Agents Inc
Net Inc
Whitmore LLP
Dates
September 12, 2023
September 5, 2023
August 22, 2023
October 12, 2023
October 17, 2023
October 14, 2023
April 17, 2023
June 30, 2023
November 11, 2023
November 16, 2023
Amounts
$260,000,000
$41.60
$22.00
$528,000,000
$4.8
$40.00
$0.001
$387.4
$42.1
$312.6
Obligations
The early release must be effective as of October 12, 2023, and must extend solely to (i) the shares being sold by the Selling Stockholders in the base offering and (ii) the additional shares subject to the Over-Allotment Option
must affirmatively consent to the early release
The Form 4 filings must be made within two business days of the trade date (October 12, 2023), i
Billing Rates: Although the engagement is subject to a fee cap, time must be tracked and entered by all deal team members for internal profitability analysis and in the event that time exceeds the cap
Lock-Up Waiver Disclosure The early release of the IPO lock-up restrictions is a material fact that must be disclosed in the prospectus supplement
Accordingly, standard Regulation M compliance procedures must be observed in connection with the Offering