Extract to table
Pull the structured facts out of a document: parties, dates, amounts, obligations.
Extract to table / item-4-document-collection-memo.docx
item-4-document-collection-memo.docx
Parties
Harkness LLP
Harrowgate Capital Management LLC
Hardin LLP
Dunmore Asset Management LLC
Greycastle Partners LLC
Cairnstone Advisory Group LLC
Pennington LLP
Dates
June 7, 2024
June 4, 2024
June 18, 2024
June 14, 2024
January 1, 2024
August 5, 2024
June 8, 2024
June 11, 2024
June 12, 2024
June 15, 2024
Amounts
$370
$119.5
$3.9
$2.1
$1.4
$23.9
$6.2
$3.5
$58.3
$51.1
Obligations
To meet this date, all responsive documents must be collected and delivered to Calderwood & Harkness LLP ("C&H") for attorney review no later than June 14, 2024
All custodians and responsible parties should review this section carefully to understand the types of documents that must be collected
" The documents must relate to this specific transaction — the proposed acquisition of Ridgemark
Any documents discussing competitive overlaps between Dunmore and Ridgemark — including discussions of combined market share, overlapping client bases, competing product offerings, or the potential for post-acquisition integration or repositioning — are almost certainly responsive to Item 4(c) and must be collected with the highest priority
We expect that the investment thesis and competitive rationale for the Ridgemark acquisition have been discussed extensively in internal HCM materials, and the collection must be thorough
Any documents discussing this overlap, combined market share calculations, competitive dynamics in the alternative credit SMA market, or the competitive implications of combining Dunmore and Ridgemark are highly likely to be scrutinized by FTC staff and must be carefully collected and reviewed