Extract to table
Pull the structured facts out of a document: parties, dates, amounts, obligations.
Extract to table / conflict-check-memo.docx
conflict-check-memo.docx
Parties
HARKNESS LLP
Penterra Pharmaceuticals Corp
Penterra Manufacturing Ireland Ltd
Associates LLP
Whitmore Valuation Group LLC
Ridgeview Capital Management LP
Securities Holdings Penterra Pharmaceuticals Corp
Ireland Inc
Dates
May 20, 2022
May 16, 2022
March 15, 2019
May 17, 2022
June 2, 2022
Amounts
$380.4
$6.82
$1.47
€2.14
€1.06
$1.5
Obligations
(c) Any engagement team member who becomes aware of a potential violation of these obligations must immediately notify the Office of the General Counsel
A formal engagement letter, setting forth the scope of representation, fee arrangements, staffing, and other terms, shall be executed by PPC and C&H
All engagement team members shall comply with the Firm's insider trading and personal securities trading policies with respect to PPC (Nasdaq: PPCA) for the duration of the engagement
PPC (PPCA) shall be added to the Firm's restricted securities list effective upon formal opening of the matter
RECORD RETENTION NOTE This memorandum shall be retained in the conflicts file for Matter No
A copy of this memorandum shall also be maintained in the Office of the General Counsel's central conflicts database