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Extract to table / research-memo-martin-act-preemption.docx
research-memo-martin-act-preemption.docx
Parties
Ironside Capital Management LP
Vantor Holdings Corp
EXECUTIVE SUMMARY Vantor Holdings Corp
Corcoran LLP
Relationship Ironside Capital Management LP
Ironside Credit Opportunities Fund LP
Ironside Structured Alpha Fund LP
Ironside Special Situations Fund LP
Dates
April 3, 2025
April 14, 2025
April 4, 2025
January 21, 2025
February 28, 2025
March 21, 2025
April 9, 2025
June 15, 2017
December 31, 2024
March 1, 2019
Amounts
$4.2
$1.8
$1.1
$680
$3.58
$340
$62
$287.0
$156.4
$88.7
Obligations
" This contractual standard of care is central to Ironside's claims, as it establishes an independent, contractually defined duty against which Vantor's conduct must be measured — a duty that exists entirely apart from any obligation imposed by the Martin Act
However, even under this broad interpretation, the conduct at issue must bear a meaningful nexus to a securities transaction or offering
The rationale for this rule is fundamental: the opposing party must have an opportunity to respond to every argument raised by the movant