Extract to table
Pull the structured facts out of a document: parties, dates, amounts, obligations.
Extract to table / memo-regulatory-coordination.docx
memo-regulatory-coordination.docx
Parties
HARKNESS LLP
Ironside Capital Management LP
Vantor Holdings Corp
Credit Opportunities Fund II LP
Credit Opportunities Fund III LP
Harmon-Bryce Valuation Advisors LLC
Meridian Investor Services LLC
Strauss LLP
Dates
December 1, 2023
November 29, 2023
September 22, 2023
October 3, 2023
March 15, 2019
October 10, 2023
November 1, 2023
November 15, 2023
November 20, 2023
October 30, 2024
Amounts
$287
$156.4
$88.7
$41.9
$6.1
$1.5
$43.2
$4.3
$340
$50
Obligations
During the November 29, 2023 call, Katherine Lim confirmed her view — which the undersigned shares — that the anticipated filing of a civil complaint against Vantor, involving alleged misvaluation causing approximately $287 million in aggregate losses across the three Funds, is material to an evaluation of Ironside's business and must be disclosed in an amended Form ADV filing
5 billion, Ironside Capital Management LP is required to file Form PF with the SEC on a quarterly basis pursuant to Rule 204(b)-1 under the Advisers Act and Section 204(b) of the Advisers Act
Under ASC 250, a material error in previously issued financial statements requires retrospective restatement — that is, the error must be corrected by restating the financial statements for each affected prior period