Extract to table
Pull the structured facts out of a document: parties, dates, amounts, obligations.
Extract to table / preliminary-prospectus-supplement-draft.docx
preliminary-prospectus-supplement-draft.docx
Parties
Stock Quorum Insurance Holdings Corp
Harkness LLP
Quorum Insurance Holdings Corp
Associates LLP
Ridgeline Commercial Lending Corp
Equity Inc
FINRA's Corp
Pressler LLP
Dates
May 14, 2021
May 25, 2021
September 18, 2020
May 7, 2021
December 31, 2020
March 31, 2021
May 1, 2021
February 12, 2021
February 10, 2021
June 2, 2021
Amounts
$0.01
$16.00
$412
$610
$19.5
$18.7
$11.2
$7.5
$42,140,000
$48,490,500
Obligations
In accordance with FINRA rules, the Underwriter is required to file materials with FINRA's Corporate Financing Department for review of underwriting compensation in connection with this offering
The restrictions described above are subject to certain exceptions, including: • transfers of shares of common stock as bona fide gifts; • transfers to trusts for the benefit of the signer or the signer's immediate family members; • transfers by will or the laws of intestacy; • the establishment of Rule 10b5-1 trading plans under the Exchange Act, provided that no sales of common stock may be made under any such plan during the Lock-Up Period; and • the exercise of stock options or settlement of restricted stock units under the Company's equity compensation plans, provided that any shares of common stock received upon such exercise or settlement shall remain subject to the restrictions of the lock-up agreement for the remainder of the Lock-Up Period
To close a naked short position, the Underwriter must purchase shares in the open market