Extract to table
Pull the structured facts out of a document: parties, dates, amounts, obligations.
Extract to table / advertising-review-filing-sop-draft.docx
advertising-review-filing-sop-draft.docx
Parties
Harkness LLP
Quorum Insurance Holdings Corp
Crowne Albany Partners LLC
Kestrel Services Inc
Northpoint Services Inc
Compliance Inc
Dates
May 12, 2025
August 4, 2025
July 1, 2025
July 28, 2025
January 1, 2021
December 31, 2023
December 1, 2025
December 31, 2025
Amounts
$2.14
$1.38
$640
$890
Obligations
4 Effective Date and Superseded Procedures This SOP shall become effective immediately upon written approval by Derek Mallory, General Counsel and Chief Compliance Officer of Quorum Insurance Holdings Corp
To the extent any provision of this SOP conflicts with another provision of the Revised Market-Conduct Compliance Manual, the provisions of this SOP shall control with respect to advertising review and filing matters
1 Key Terms For purposes of this SOP, the following terms shall have the meanings set forth below
Where a term defined herein is also defined under applicable state law or regulation, the state-law definition shall control to the extent it is broader than the definition set forth in this SOP
The Originating Unit must implement the required modifications and resubmit the revised material to the ACF for confirmation before the material may be published
1 Advertising Compliance Function (ACF) — Centralized Review Authority All advertising for any Quorum subsidiary (QIIC, QSU, or QLA) or Pinnacle Bridge MGA, LLC must be reviewed and approved by the Advertising Compliance Function ("ACF") before publication, placement, or dissemination, without exception