Extract to table
Pull the structured facts out of a document: parties, dates, amounts, obligations.
Extract to table / regulatory-compliance-checklist.xlsx
regulatory-compliance-checklist.xlsx
Parties
Harkness LLP
Cobalt Ventures LP
Delaware LP
Delaware LLC
Cobalt DE LP
Greystone Tax Advisors LLC
Sagebrush Capital Partners LLC
Blocker Corp
Dates
November 15, 2026
May 15, 2027
Amounts
$750,000,000
$1,000,000,000
$250,000,000
$750
$150
$420
$1.17
$1.5
$300
$200
Obligations
15, 2026) | Not Started | Must elect Rule 506(b) vs
4 | Potential Transition from ERA to Full SEC Registration | Advisers Act §203A; Form ADV | Cobalt Ventures LP | Federal (SEC / IARD) | Pamela Cross / Theresa Kim | Fielding & O'Hara PLLC (Brian Liddell); Greystone Tax Advisors LLC (Kenneth Liu) | Prior to or concurrent with First Close | Not Started | If Cobalt's regulatory AUM (including committed but uncalled capital of CLSO Fund I) exceeds $150M, Cobalt must register as an RIA
Compliance program, CCO designation, written policies and procedures under Rule 206(4)-7 must be in place
3-101(d)(3) | CLSO Fund I, LP / CLSO GP I, LLC | Theresa Kim | Fielding & O'Hara PLLC | Ongoing post-First Close | Not Started | LPA must include requirement that GP obtain contractual management rights in portfolio companies within specified timeframe
Fund must exercise such rights with respect to at least one portfolio company investment within initial 12 months and on an ongoing basis
13(a)(3) exemption is filed, annual affirmation must be submitted to NFA electronically