Extract to table
Pull the structured facts out of a document: parties, dates, amounts, obligations.
Extract to table / draft-lockup-officer-director.docx
draft-lockup-officer-director.docx
Parties
Westbridge Securities LLC
Rheintal Industrieholding GmbH
Andover Barcliffe Group Inc
Northpointe Capital LLC
Employee Stock Inc
Long-Term Inc
Crestfield Transfer Services Inc
Kessler LLP
Dates
July 1, 2026
December 28, 2026
July 6, 2026
September 30, 2026
Amounts
Obligations
(ii) The undersigned may exercise stock options or settle restricted stock units, performance share units, or other equity-based awards granted under the Company's existing equity incentive plans (including, without limitation, the Halcyon Semiconductor AG 2021 Employee Stock Incentive Plan, the Halcyon Semiconductor AG 2024 Long-Term Incentive Plan, and any grants made through or held by the Halcyon Employee Stock Ownership Trust (the "ESOT")), including any exercise effected through a "net exercise" or "cashless exercise" arrangement; provided, however, that any ordinary shares or ADSs received by the undersigned upon such exercise or settlement shall be and remain subject to the restrictions of this Agreement for the remainder of the Lock-Up Period
The undersigned may establish a trading plan that is designed to comply with Rule 10b5-1 under the Exchange Act (a "10b5-1 Plan"); provided, however, that (i) no sales, transfers, or other dispositions of any Lock-Up Securities are effected under such 10b5-1 Plan during the Lock-Up Period, and (ii) no public filing, report, or announcement regarding the establishment of such 10b5-1 Plan is required to be made, or is voluntarily made, by or on behalf of the undersigned or the Company during the Lock-Up Period
For the avoidance of doubt, the entry into a 10b5-1 Plan that provides for the first trade thereunder to occur after the expiration of the Lock-Up Period shall be permitted under this Section 3(e), subject to the conditions set forth herein
With respect to each transfer described in Sections 3(a), 3(b), and 3(c) above: (i) the transferee, donee, or recipient must, as a condition to such transfer, execute and deliver to the Representative a lock-up agreement in substantially the form of this Agreement (or in a form otherwise reasonably acceptable to the Representative), agreeing to be bound by the restrictions set forth herein for the remainder of the Lock-Up Period; and (ii) no filing under the Exchange Act (including any filing on Form 3, Form 4, or Form 5, or any Schedule 13D or Schedule 13G, or any amendment to any of the foregoing) reporting a reduction in beneficial ownership of Lock-Up Securities shall be required to be made, or shall be voluntarily made, during the Lock-Up Period in connection with such transfer, except that (A) any filing required to be made under applicable German law (including any filing required under the WpHG or MAR) shall be permitted, provided such filing includes a notation that the transfer was made pursuant to the exceptions set forth in this Agreement, and (B) any filing on Form 6-K by the Company that is required by applicable German law shall be permitted
The undersigned acknowledges that any attempted transfer in violation of this Agreement shall be void and of no effect
The Representative shall not be obligated to grant any such pro rata release, and the foregoing sentence shall not create any rights in favor of the undersigned to receive a waiver or release on a pro rata or any other basis