Extract to table

The key rules governing Schedule 13D filings are as follows: Rule 13d-1(a): Sets forth the filing obligation, requiring that any person who becomes the beneficial owner of more than 5% of a class of equity securities registered under Section 12 must file a Schedule 13D with the SEC within ten calendar days of the date of the acquisition that causes the person to cross the 5% threshold

Rule 13d-2(a): Requires that a person who has filed a Schedule 13D must file an amendment thereto "promptly" upon any material change in the information set forth in the previously filed Schedule 13D

Group Formation Under Section 13(d)(3) Section 13(d)(3) of the Exchange Act and Rule 13d-5 promulgated thereunder provide that when two or more persons agree to act together for the purpose of acquiring, holding, voting, or disposing of equity securities of an issuer, the group so formed shall be deemed to be a "person" for purposes of Section 13(d)

Any communications by Pinnacle Harbor with other shareholders in connection with the planned solicitation — whether through direct outreach, public statements, media interviews, or other channels — must comply with Rule 14a-12 (the safe harbor for pre-filing solicitations) or one of the exemptions set forth in Rule 14a-2(b)