FR EA

Extract to table

Pull the structured facts out of a document: parties, dates, amounts, obligations.

Extract to table / compliance-monitor-engagement-letter-execution.docx
compliance-monitor-engagement-letter-execution.docx · 1038-00006

Parties

HARKNESS LLP
Aldwyn Compliance Solutions LLC
Cascade Retail Holdings Inc
Soren LLP
Doyle LLP
Appointment Aldwyn Compliance Solutions LLC
Pinnacle Forensics LLC
CRH Cascade Retail Holdings Inc

Dates

April 14, 2025
March 3, 2025
February 7, 2025
February 4, 2025
March 28, 2025
April 14, 2026
April 11, 2025
February 6, 2026
November 6, 2025
August 6, 2026

Amounts

$175,000
$360,000.00
$90,000.00
$216,000.00
$54,000.00
$144,000.00
$36,000.00
$175,000.00

Obligations

Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to them in the Settlement Agreement
Aldwyn's appointment shall be effective as of the date of execution of this Engagement Letter by all parties set forth in Section 13 hereof, which the parties intend to be April 14, 2025
From and after such date, Aldwyn shall have the authority, rights, and obligations set forth in this Engagement Letter, the Settlement Agreement, and the Consent Order
Aldwyn shall serve in a neutral, independent capacity throughout the engagement
Aldwyn shall not serve as an advocate for any party, shall not provide legal advice to any party, and shall not act as an agent, employee, or fiduciary of any party
The Monitor's role is limited to verification of compliance with the specific obligations identified in Section 3 below, and the Monitor shall exercise independent judgment in the discharge of its responsibilities