Extract to table
Pull the structured facts out of a document: parties, dates, amounts, obligations.
Extract to table / compliance-monitoring-protocol.docx
compliance-monitoring-protocol.docx
Parties
Harkness LLP
Aldwyn Compliance Solutions LLC
Cascade Retail Holdings Inc
Consent Order Inc
Independence Aldwyn Compliance Solutions LLC
Pinnacle Forensics LLC
Doyle LLP
Soren LLP
Dates
April 14, 2025
April 11, 2025
February 7, 2025
February 6, 2026
November 6, 2025
August 6, 2026
January 10, 2025
February 4, 2025
April 14, 2026
July 13, 2025
Amounts
$175,000
Obligations
In the event of any conflict between this Protocol and the Settlement Agreement, the terms of the Settlement Agreement shall control, except to the extent that this Protocol provides greater procedural specificity regarding the Monitor's day-to-day operations, in which case the provisions of this Protocol shall supplement the Settlement Agreement
All references in this Protocol to the commencement or expiration of the Monitoring Term shall be adjusted accordingly if the Settlement Agreement is executed on a date other than April 14, 2025
The filing of such Stipulation shall be conditioned on the Monitor's issuance of an overall compliance certification in the Q4 Report
In the event the Monitor identifies unresolved compliance issues in the Q4 Report, the Parties shall confer in good faith regarding the appropriate course of action prior to the filing of any dismissal stipulation, and Vice Chancellor Zhao shall retain jurisdiction under the Consent Order until such issues are resolved to the satisfaction of the Court
The Monitor shall report simultaneously to both CRH and Verdana, through their respective counsel, as set forth in Section 3
In addition, the Monitor shall report to the Delaware Court of Chancery upon the request of Vice Chancellor Margaret T