Extract to table
Pull the structured facts out of a document: parties, dates, amounts, obligations.
Extract to table / doj-investigation-closure-confirmation-letter.docx
doj-investigation-closure-confirmation-letter.docx
Parties
HARKNESS LLP
Executive Officer Torchlight Mining Corp
General Counsel Torchlight Mining Corp
Torchlight Mining Corp
Redstone Digital Forensics Inc
Hargrove Forensic Advisory LLC
Meridian Compliance Partners LLC
Associates LLP
Dates
May 22, 2024
May 20, 2024
February 10, 2022
May 6, 2024
February 14, 2022
January 1, 2016
February 18, 2022
May 20, 2022
January 20, 2023
February 15, 2023
Amounts
USD 48,500,000
USD 478
USD 95.6
USD 48.5
USD 50
USD 30
USD 1.5
USD 1.1
USD 2.5
USD 25
Obligations
(c) Document and information production: TMC must provide documents and information as reasonably requested by the DOJ, in a timely manner and in the format specified by the Division
TMC must implement and maintain the Compliance Program throughout the three-year NPA term
The key elements of the Compliance Program are as follows: (a) Mandatory Annual Antitrust Compliance Training: All TMC employees in commercial, sales, pricing, business development, and related roles must complete comprehensive antitrust compliance training on an annual basis
The CCO must have sufficient authority, resources, and access to senior leadership to carry out his or her responsibilities effectively
(c) Annual Compliance Certifications: The CEO (Søren Dalmqvist) and General Counsel (Priya Anand) must each provide annual written certifications confirming TMC's compliance with the NPA's terms and the Compliance Program's requirements
(d) Competitor-Contact Protocols: All contacts between TMC employees and employees or representatives of competitors must be documented and must receive prior written approval from the CCO (or, until the CCO is appointed, from the General Counsel's office)