Extract to table
Pull the structured facts out of a document: parties, dates, amounts, obligations.
Extract to table / letter-to-occ-acknowledgment-consent-order.docx
letter-to-occ-acknowledgment-consent-order.docx
Parties
HARKNESS LLP
Thornfield Consulting Group LLC
Interim SA
Pinnacle Compliance Solutions LLC
Pope LLP
Dates
February 10, 2025
January 15, 2025
March 16, 2025
December 31, 2024
January 16, 2025
February 28, 2025
February 25, 2025
February 5, 2025
March 1, 2025
May 15, 2025
Amounts
$14,500,000
$42,500,000
$57,000,000
Obligations
Pursuant to Article VIII of the Consent Order, BRB is required to develop and submit to the OCC a comprehensive Remediation Action Plan (the "Action Plan") addressing all deficiency categories identified in the Consent Order
Pursuant to Article VI, Section 3 of the Consent Order, BRB is required to submit an interim status report to the OCC on the clearance of the suspicious activity alert backlog no later than March 31, 2025
Pursuant to Article X of the Consent Order, BRB is required to submit quarterly progress reports to the OCC detailing the status of its remediation efforts across all deficiency categories
BRB understands that the self-certification must be executed by BRB's Chief Executive Officer and Chief Compliance Officer and approved by the Compliance Committee of the Board