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Extract to table / privilege-protocol-memorandum.docx
privilege-protocol-memorandum.docx
Parties
HARKNESS LLP
Thornfield Consulting Group LLC
Bank's SA
Brindoval Capital Partners LP
Amberly Knox LLP
Veridian Analytics Inc
Ridgeline Data Systems LLC
Pinnacle Compliance Solutions LLC
Dates
January 15, 2025
February 3, 2025
February 10, 2025
May 15, 2025
May 16, 2025
February 15, 2026
January 16, 2025
February 28, 2025
April 15, 2025
September 15, 2025
Amounts
$47.82
$41.15
$57,000,000
$42.5
$14.5
$5.5
$4.3
$7.2
$36.0
$3.6
Obligations
The risk of a DOJ criminal inquiry, while not imminent, is not negligible and must be factored into all privilege determinations
This Privilege Protocol is therefore intended to serve as a comprehensive and mandatory set of guidelines that must be followed without exception by all individuals and entities to whom it applies
This distinction is of particular significance in the remediation context, where there is necessarily a significant volume of factual and operational information exchanged between C&H and BRB personnel, and care must be taken to ensure that the privileged and non-privileged components of such communications are properly identified and handled
These materials are entitled to the highest level of protection and must be handled accordingly
The requirements for invoking the common-interest privilege are as follows: (a) The parties must share a common legal interest
The interest must be legal in nature, not merely commercial or business-oriented