Extract to table

Each section of this checklist corresponds to a substantive risk domain that must be assessed at the appropriate phase(s) of the lifecycle

The BSA Officer (Thomas Ikeda) shall serve as the co-lead with specific responsibility for Sections 7

3 Outside Counsel Review Calderwood & Harkness LLP ("C&H"), through Philip Hartmann, Responsible Partner, shall review completed checklists for legal sufficiency and regulatory alignment prior to submission for internal approval

4 Documentation Standards All responses in this checklist must be supported by documentary evidence

In all cases, the specific source document supporting each response must be cited in the "Evidence / Source" column provided for each checklist item

The following documentation standards apply: • Completeness: Every checklist item must receive a response