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Client 1016 M&A / Corporate 12 docs · open →

Document types detected

Other4

Analysis / memo3

Correspondence3

Invoice / billing1

Engagement letter1

Parties across the matter

Counsel Dunmore Energy Holdings LtdDunmore Energy Holdings LtdDunmore Trading International LtdGrandview Capital Partners LLCHARKNESS LLPHarborview Compliance Solutions IncHarkness LLPM. Gacki DirectorOmnivael Global Advisors LLCSeverin Partners LLCThatcher LLPVIA Severin Partners LLC

Chronology

2024-02-28 · final-invoice-2023-nyk-08147-f.xlsx

2024-02-28 · closing-memorandum.docx

… oldings Ltd. FROM: Priya Anand, Partner Leila Nazari, Associate DATE: February 28, 2024 RE: Closing Summary — OFAC Voluntary Self-Disclosure, Case No. VS-1014-00001 C&H Matter N …

2024-02-26 · final-invoice-2023-nyk-08147-f.xlsx

… TX 77002 EIN: 98-1347562 INVOICE NO.: | 1016-00007-F INVOICE DATE: | February 26, 2024 MATTER NO.: | 1016-00007 MATTER: | OFAC Voluntary Self-Disclosure — Caspian Star BILLING …

2024-02-21 · closing-memorandum.docx

… report, and a corporate structure chart for DEH and its subsidiaries. February 21, 2024: OFAC issued a cautionary letter resolving Case No. VS-1014-00001. The terms and implicat …

2024-02-21 · email-cautionary-letter-notification.eml

… report that we received OFAC's determination letter yesterday, dated February 21, 2024. OFAC has resolved Case No. VS-2023-04871 by issuing a **cautionary letter** to Dunmore E …

2024-01-01 · final-invoice-2023-nyk-08147-f.xlsx

2023-12-29 · email-supplemental-request-coordination.eml

… is dated November 29, 2023, and carries a 30-day response deadline of December 29, 2023. To allow adequate time for internal review, quality control, and any necessary revisions …

2023-12-29 · ofac-supplemental-request-annotated.docx

… n thirty (30) days of the date of this letter (i.e., by no later than December 29, 2023). If you anticipate that you will be unable to provide any of the requested information w …

2023-12-22 · closing-memorandum.docx

… subsidiaries and the Grandview Capital Partners ownership structure. December 22, 2023: Calderwood & Harkness filed the supplemental submission with OFAC on behalf of DEH and D …

2023-12-22 · email-supplemental-request-coordination.eml

… ission, Calderwood & Harkness is targeting a final submission date of December 22, 2023. That gives us a one-week buffer, but it means we need to move promptly on the underlying …

2023-12-22 · ofac-supplemental-request-annotated.docx

… 2023, the team will target submission of the supplemental response by December 22, 2023, in order to allow a one-week buffer before the hard OFAC deadline. If circumstances requ …

2023-12-22 · supplemental-submission-cover-letter.docx

… 22 Tel: (212) 555-0100 Fax: (212) 555-0101 www.calderwoodharkness.com December 22, 2023 VIA Severin Partners LLC AND ELECTRONIC SUBMISSION (OFAC PORTAL) Thomas W. Harrington Ass …

2023-12-15 · ofac-supplemental-request-annotated.docx

… 3, but the strong preference is to avoid using the full window. If by December 15, 2023 it appears that the December 22 target is not achievable, Priya will evaluate whether to …

2023-12-15 · supplemental-submission-cover-letter.docx

… osed at Tab 1-A is a letter from Ridgeline National Bank, N.A., dated December 15, 2023, addressed to this firm and executed by Sarah Kling, Senior Vice President and Head of Co …

2023-12-12 · email-supplemental-request-coordination.eml

… ns or concerns regarding the items outlined above **Call 2: Tuesday, December 12, 2023** - **Time:** 10:00 AM EST / 3:00 PM GMT - **Purpose:** Follow-up review of all collected …

2023-12-11 · email-supplemental-request-coordination.eml

… te Organizational Chart (OFAC Request #5)** **Target Delivery to C&H: December 11, 2023** OFAC has requested a current organizational chart for Dunmore Energy Holdings Ltd. (re …

2023-12-11 · ofac-supplemental-request-annotated.docx

… ovide a written confirmation of the search methodology and results by December 11, 2023. Item 5 — Corporate Structure: Derek Huang to provide a current organizational chart for …

2023-12-08 · email-supplemental-request-coordination.eml

… mediation Status Update (OFAC Request #4)** **Target Delivery to C&H: December 8, 2023** OFAC has asked for a comprehensive update on the remedial measures DEH and DTI have im …

2023-12-08 · ofac-supplemental-request-annotated.docx

… nd prepare the final response. Gregor to provide initial materials by December 8, 2023. Item 3 — Prior and Subsequent Transactions: Derek Huang and Gregor Albrecht to jointly c …

2023-12-06 · ofac-supplemental-request-annotated.docx

… ank name and account type for each. Derek to provide initial chart by December 6, 2023. C&H will review for completeness and formatting before inclusion in the response submiss …

2023-12-05 · ofac-supplemental-request-annotated.docx

… test so that the formal request, if needed, can be sent no later than December 5, 2023. Allow 10–14 business days for Ridgeline's response. This is the tightest timeline item a …

2023-12-04 · email-supplemental-request-coordination.eml

… est in detail, I would like to schedule two calls: **Call 1: Monday, December 4, 2023** - **Time:** 9:00 AM EST / 2:00 PM GMT - **Participants:** Derek Huang, Gregor Albrecht, …

2023-12-04 · ofac-supplemental-request-annotated.docx

… compliance department. Gregor to confirm Ridgeline's requirements by December 4, 2023 at the latest so that the formal request, if needed, can be sent no later than December 5 …

2023-12-01 · supplemental-submission-cover-letter.docx

… ember 15, 2023, and the first quarterly review cycle was completed on December 1, 2023. III. Prior Transactions (Response to OFAC Request No. 3) OFAC's third request sought con …

2023-11-30 · ofac-supplemental-request-annotated.docx

… anned to PDF and uploaded to the firm's document management system on November 30, 2023. Hard copy placed in the correspondence sub-file for Matter No. 1016-00007. Response Dead …

2023-11-29 · closing-memorandum.docx

… 01.806; (c) response to OFAC's supplemental information request dated November 29, 2023; (d) advisory services related to compliance remediation, including development and imple …

2023-11-29 · email-supplemental-request-coordination.eml

… S-1014-00001. As you are aware, OFAC's supplemental request is dated November 29, 2023, and carries a 30-day response deadline of December 29, 2023. To allow adequate time for …

2023-11-29 · ofac-supplemental-request-annotated.docx

… CONFIDENTIAL / ATTORNEY WORK PRODUCT [File copy — received from OFAC November 29, 2023; scanned and annotated by L. Nazari] DEPARTMENT OF THE TREASURY OFFICE OF FOREIGN ASSETS …

2023-11-29 · supplemental-submission-cover-letter.docx

… emental response on behalf of DEH and DTI to address the letter dated November 29, 2023, from the Office of Foreign Assets Control ("OFAC"), Enforcement Division, requesting add …

2023-11-15 · ofac-supplemental-request-annotated.docx

… tracking spreadsheet maintained by the C&H project team, last updated November 15, 2023; • Correspondence from Derek Huang dated October 18, 2023 confirming the hiring of Nadia …

2023-11-03 · ofac-supplemental-request-annotated.docx

… nctions Compliance Policy (Version 3.0), approved by the DTI Board on November 3, 2023; • The Harborview Compliance Solutions Inc. confirmation letter dated October 27, 2023 r …

2023-11-01 · email-supplemental-request-coordination.eml

… of the DTI Global Sanctions Compliance Policy, Version 4.0, effective November 1, 2023, reflecting the move to quarterly re-screening of all counterparties. If there are any co …

2023-10-31 · email-supplemental-request-coordination.eml

… nce training was completed for 56 DTI personnel between August 14 and October 31, 2023. Please provide attendance rosters, training materials or syllabi, and any certificates o …

2023-10-27 · ofac-supplemental-request-annotated.docx

… • The Harborview Compliance Solutions Inc. confirmation letter dated October 27, 2023 regarding the upgrade from ScreenPro Standard to ScreenPro Enhanced, with expanded Russia …

2023-10-19 · ofac-acknowledgment-annotated.docx

… s instruction, copies of this acknowledgment letter were forwarded on October 19, 2023, to the following individuals at Dunmore Energy Holdings Ltd. ("DEH"): • Marcus Whitfiel …

2023-10-18 · closing-memorandum.docx

… ount of the remedial measures implemented and planned by DEH and DTI. October 18, 2023: OFAC issued an acknowledgment of receipt of the VSD and assigned Case No. VS-1014-00001. …

2023-10-18 · email-client-update-ofac-acknowledgment.eml

… u know that we received OFAC's acknowledgment letter yesterday, dated October 18, 2023. Our voluntary self-disclosure submission, which was filed on October 6, has been formall …

2023-10-18 · ofac-acknowledgment-annotated.docx

… CONFIDENTIAL / ATTORNEY WORK PRODUCT [File copy — received from OFAC October 18, 2023; scanned and annotated by R. Jansen] DEPARTMENT OF THE TREASURY OFFICE OF FOREIGN ASSETS …

2023-10-18 · ofac-supplemental-request-annotated.docx

… t updated November 15, 2023; • Correspondence from Derek Huang dated October 18, 2023 confirming the hiring of Nadia Ferraro as dedicated Sanctions Compliance Officer (start d …

2023-10-16 · ofac-supplemental-request-annotated.docx

… f Nadia Ferraro as dedicated Sanctions Compliance Officer (start date October 16, 2023, reporting to Derek); • The revised DTI Sanctions Compliance Policy (Version 3.0), appro …