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Smart scan / 1025-00001
Client 1025
Capital Markets
Document types detected
Analysis / memo3
Other3
Contract / agreement2
Invoice / billing1
Correspondence1
Engagement letter1
Filing / regulatory1
Parties across the matter
Ashford Capital Advisors LLCAssociates LLPBirchwood Capital Management LLCCLOSING Quorum Insurance Holdings CorpCT Statutory Agent Services LLCEquity IncHARKNESS LLPHarkness LLPOffering Quorum Insurance Holdings CorpPressler LLPQuorum Insurance Holdings CorpSecretary Quorum Insurance Holdings CorpStock Quorum Insurance Holdings CorpThe Nasdaq Stock Market LLC
Chronology
2023-09-18 · matter-status-dormancy-memo.docx
… of three years from the date of initial effectiveness — i.e., through September 18, 2023. Accordingly, if the Offering is revived on or before September 18, 2023, the existing sh …
2023-09-18 · final-invoice-cover-letter.docx
… ich became effective on September 18, 2020, remains effective through September 18, 2023, in accordance with the three-year effectiveness period prescribed by Rule 415 under the …
2023-09-18 · internal-hold-email.eml
… valid for three years from the date of effectiveness — i.e., through September 18, 2023. If the offering is revived after that date, QIH will need to file a new shelf registrati …
2023-09-18 · legal-opinion-outline-draft.docx
… he applicable instructions to Form S-3, will remain effective through September 18, 2023 (three years from the original effective date). The Company is eligible to use Form S-3 f …
2022-12-31 · due-diligence-request-list.docx
… nancial projections for the fiscal years ending December 31, 2021 and December 31, 2022, to the extent such projections have been prepared and are available. If formal financial …
2021-12-31 · due-diligence-request-list.docx
… gement's budget and financial projections for the fiscal years ending December 31, 2021 and December 31, 2022, to the extent such projections have been prepared and are availabl …
2021-08-02 · matter-status-dormancy-memo.docx
… DISTRIBUTION TO: Matter File — 1025-00001 FROM: Natasha Forbes DATE: August 2, 2021 RE: Matter Status Summary — Quorum Insurance Holdings Corp. Follow-On Offering / Dormancy …
2021-07-31 · final-invoice-cover-letter.docx
… vices rendered in connection with the above-referenced matter through July 31, 2021. As you are aware, the services reflected herein relate to the proposed registered follow …
2021-07-30 · final-invoice-cover-letter.docx
… DERWOOD & HARKNESS LLP 1301 Avenue of the Americas New York, NY 10019 July 30, 2021 Mr. Yusuf A. Okafor General Counsel & Corporate Secretary Quorum Insurance Holdings Corp. …
2021-07-15 · matter-status-dormancy-memo.docx
… alderwood & Harkness by Yusuf A. Okafor on or about that date. (h) On July 15, 2021, Yusuf Okafor confirmed to Robert Adeyemi by telephone that the Company views the Offerin …
2021-06-28 · matter-status-dormancy-memo.docx
… under) Matter Opened: May 10, 2021 Current Status: DORMANT (effective June 28, 2021) The following additional identifying information is provided for cross-reference and fil …
2021-06-28 · final-invoice-cover-letter.docx
… one Harwick"), as lead book-running manager, to pause the offering on June 28, 2021, pending further evaluation of market conditions and other considerations. Set forth belo …
2021-06-14 · matter-status-dormancy-memo.docx
… catastrophe losses in the upcoming Atlantic hurricane season. (c) By June 14, 2021, QIH's share price had declined to $13.85 per share at the close of trading on Nasdaq, re …
2021-06-07 · matter-status-dormancy-memo.docx
… der the terms of the draft lock-up agreement (which was circulated on June 7, 2021 but never executed), each locked-up party would agree not to, directly or indirectly, off …
2021-06-07 · final-invoice-cover-letter.docx
… the legal opinion to be delivered by the firm at closing, each dated June 7, 2021, for review and comment by the Company and underwriter's counsel; and • General coordina …
2021-06-07 · internal-hold-email.eml
… - Board resolutions (adopted June 2, 2021) - Lock-up agreement form (June 7, 2021) - Due diligence memo - 10b-5-1 representation letter draft (June 7, 2021) - Legal opinio …
2021-06-07 · 10b5-1-representation-letter-draft.docx
… DRAFT — June 7, 2021 Prepared by Calderwood & Harkness LLP C&H Matter No. 1025-00001 CONFIDENTIAL QUORUM INSUR …
2021-06-07 · legal-opinion-outline-draft.docx
… ew York, NY 10019 Telephone: (212) 558-4000 Facsimile: (212) 558-3588 June 7, 2021 PRIVILEGED AND CONFIDENTIAL ATTORNEY WORK PRODUCT C&H Matter No. 1025-00001 OUTLINE OF LE …
2021-06-02 · final-invoice-cover-letter.docx
… related matters, which resolutions were duly adopted by the Board on June 2, 2021; • Drafting of a form lock-up agreement for execution by directors, executive officers, …
2021-06-02 · internal-hold-email.eml
… g agreement working draft (May 25, 2021) - Board resolutions (adopted June 2, 2021) - Lock-up agreement form (June 7, 2021) - Due diligence memo - 10b-5-1 representation le …
2021-06-02 · board-resolutions-draft.docx
… epared by Calderwood & Harkness LLP C&H Matter No. 1025-00001 Adopted June 2, 2021 WHEREAS, Quorum Insurance Holdings Corp., a Delaware corporation (the "Company"), has her …
2021-06-02 · legal-opinion-outline-draft.docx
… mpany (the "Board") at a meeting of the Board duly called and held on June 2, 2021, at which a quorum of directors was present and acting throughout. The resolutions adopte …
2021-06-02 · underwriting-agreement-draft.docx
… rd of Directors of the Company at a meeting duly convened and held on June 2, 2021, at which a quorum was present and acting throughout. The authorized capital stock of the …
2021-05-25 · final-invoice-cover-letter.docx
… offering, including successive working drafts dated May 14, 2021 and May 25, 2021, incorporating comments from the Company, Greystone Harwick, and underwriter's counsel; • …
2021-05-25 · internal-hold-email.eml
… eserved as-is: - Preliminary prospectus supplement (last draft dated May 25, 2021) - Underwriting agreement working draft (May 25, 2021) - Board resolutions (adopted June …
2021-05-25 · board-resolutions-draft.docx
… tus Supplement, as most recently circulated to the Board (draft dated May 25, 2021), is hereby approved in substantially the form presented, with such changes, modification …
2021-05-25 · preliminary-prospectus-supplement-draft.docx
… DRAFT — May 14, 2021 / Revised May 25, 2021 SUBJECT TO COMPLETION CONFIDENTIAL — NOT FOR FILING PROSPECTUS SUPPLEMENT (To Prospectus …
2021-05-25 · underwriting-agreement-draft.docx
… ED AND CONFIDENTIAL Calderwood & Harkness LLP — Working Draft DRAFT — May 25, 2021 UNDERWRITING AGREEMENT Dated as of [●], 2021 between QUORUM INSURANCE HOLDINGS CORP. and …
2021-05-20 · due-diligence-session-memo.docx
… C&H Matter No. 1025-00001 FROM: Natasha Forbes; Eric Johannsen DATE: May 20, 2021 RE: Summary of Management Due Diligence Call — May 19, 2021 Quorum Insurance Holdings Cor …
2021-05-19 · final-invoice-cover-letter.docx
… isors, and participation in the management due diligence call held on May 19, 2021 with representatives of the Company, Greystone Harwick, Duval & Pressler LLP, and Carver, …
2021-05-19 · due-diligence-session-memo.docx
… sen DATE: May 20, 2021 RE: Summary of Management Due Diligence Call — May 19, 2021 Quorum Insurance Holdings Corp. Follow-On Offering This memorandum summarizes the substan …
2021-05-14 · final-invoice-cover-letter.docx
… roposed follow-on offering, including successive working drafts dated May 14, 2021 and May 25, 2021, incorporating comments from the Company, Greystone Harwick, and underwr …
2021-05-14 · due-diligence-request-list.docx
… On Offering of Common Stock DUE DILIGENCE REQUEST LIST Date Prepared: May 14, 2021 C&H Matter No. 1025-00001 This document constitutes a preliminary list of due diligence i …
2021-05-14 · preliminary-prospectus-supplement-draft.docx
… DRAFT — May 14, 2021 / Revised May 25, 2021 SUBJECT TO COMPLETION CONFIDENTIAL — NOT FOR FILING PROSPECTUS SUP …
2021-05-12 · board-resolutions-draft.docx
… ting engagement letter with Greystone Harwick & Co., LLC, dated as of May 12, 2021, pursuant to which the Underwriter was engaged as sole book-running manager for the Offer …
2021-05-10 · matter-status-dormancy-memo.docx
… and the rules and regulations promulgated thereunder) Matter Opened: May 10, 2021 Current Status: DORMANT (effective June 28, 2021) The following additional identifying in …
2021-05-10 · final-invoice-cover-letter.docx
… n Calderwood & Harkness LLP and Quorum Insurance Holdings Corp. dated May 10, 2021 (the "Engagement Letter"). For your convenience, wire payment may be remitted using the f …
2021-05-10 · internal-hold-email.eml
… etter is being exchanged by either side. The engagement letter (dated May 10, 2021) remains in effect, subject to reactivation at the Company's request. I'll check in with …
2021-05-10 · engagement-letter-quorum-follow-on.docx
… DERWOOD & HARKNESS LLP 1301 Avenue of the Americas New York, NY 10019 May 10, 2021 PRIVILEGED AND CONFIDENTIAL Mr. Yusuf A. Okafor General Counsel & Corporate Secretary Quo …
2021-05-10 · 10b5-1-representation-letter-draft.docx
… -Q for the fiscal quarter ended March 31, 2021, filed with the SEC on May 10, 2021, and any Current Reports on Form 8-K filed with the SEC since the end of such fiscal quar …