[sheet: Privilege Log]

[sheet: Privilege Log]
Entry No. | Privilege Log Bates No. | Corresponding Production Bates Range | Document Date | Document Type | Author(s) | Recipient(s) / Addressee(s) | CC / Other Recipients | Subject / Description | Privilege Basis | Privilege Basis Detail | Pages | Attachments | Custodian | Collection Source | Notes
1 | DEH-PRIV-00001 | DEH-DOJ-000001 – DEH-DOJ-287412 | 04/14/2022 | Email | Victoria Chambers, Calderwood & Harkness LLP | Marcus Wellbourne, General Counsel, Dunmore Energy Holdings Ltd. | Howard Quinn, Calderwood & Harkness LLP | Communication from outside counsel to client's General Counsel regarding initial legal assessment of potential OFAC sanctions exposure and recommended immediate steps in connection with DOJ inquiry | Attorney-Client Privilege | Confidential communication between attorney and client for the purpose of providing legal advice regarding sanctions compliance and government investigation response | 3 | None | Marcus Wellbourne, General Counsel | Dunmore Energy Holdings Ltd. (Houston, TX, USA) | Withheld in full
2 | DEH-PRIV-00002 | DEH-DOJ-000001 – DEH-DOJ-287412 | 04/14/2022 | Email | Marcus Wellbourne, General Counsel, Dunmore Energy Holdings Ltd. | Victoria Chambers, Calderwood & Harkness LLP | Callum Renshaw, CEO, Dunmore Energy Holdings Ltd.; Sandra Whitfield, CFO, Dunmore Energy Holdings Ltd. | Client's response to outside counsel's initial legal assessment, providing factual information at counsel's request for purposes of obtaining legal advice regarding DOJ sanctions inquiry | Attorney-Client Privilege | Confidential communication from client to attorney conveying information for the purpose of seeking legal advice | 2 | 1 attachment: internal compliance screening report (4 pages) | Marcus Wellbourne, General Counsel | Dunmore Energy Holdings Ltd. (Houston, TX, USA) | Withheld in full, including attachment
3 | DEH-PRIV-00003 | DEH-DOJ-000001 – DEH-DOJ-287412 | 04/18/2022 | Memorandum | Victoria Chambers, Calderwood & Harkness LLP; Howard Quinn, Calderwood & Harkness LLP | Internal — Calderwood & Harkness LLP Investigation Team | Jasmine Thornton, Conrad Reeves, Liam Donahue, Amara Osei, Nicholas Ferreira — Calderwood & Harkness LLP | Internal law firm memorandum setting forth staffing plan, workstreams, and preliminary budget for internal investigation in Matter No. 1016-00009 | Work Product | Document prepared by counsel in anticipation of litigation and in connection with providing legal services related to the DOJ investigation; reflects attorney mental impressions, strategies, and case assessment | 12 | 1 attachment: budget estimate spreadsheet (3 pages) | Victoria Chambers, Partner | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
4 | DEH-PRIV-00004 | DEH-DOJ-000001 – DEH-DOJ-287412 | 04/18/2022 | Memorandum | Victoria Chambers, Calderwood & Harkness LLP | File — Calderwood & Harkness LLP Matter No. 1016-00009 | Jasmine Thornton, Calderwood & Harkness LLP; Liam Donahue, Calderwood & Harkness LLP | Witness interview protocol and Upjohn corporate Miranda warning script establishing procedures for conducting witness interviews, notetaking requirements, and privilege protocols for the internal investigation | Work Product | Attorney work product reflecting litigation strategy and interview methodology | 6 | 1 attachment: Upjohn warning script card (1 page) | Victoria Chambers, Partner | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
5 | DEH-PRIV-00005 | DEH-DOJ-000001 – DEH-DOJ-287412 | 04/19/2022 | Email | Victoria Chambers, Calderwood & Harkness LLP | Marcus Wellbourne, General Counsel, Dunmore Energy Holdings Ltd. | Callum Renshaw, CEO, Dunmore Energy Holdings Ltd.; Sandra Whitfield, CFO, Dunmore Energy Holdings Ltd. | Communication from outside counsel to client regarding receipt of grand jury subpoena GJ No. 22-418 and legal analysis of its scope and compliance obligations | Attorney-Client Privilege | Confidential legal advice from attorney to client regarding grand jury subpoena response obligations and strategy | 4 | None | Marcus Wellbourne, General Counsel | Dunmore Energy Holdings Ltd. (Houston, TX, USA) | Withheld in full
6 | DEH-PRIV-00006 | DEH-DOJ-000001 – DEH-DOJ-287412 | 04/20/2022 | Memorandum | Victoria Chambers, Calderwood & Harkness LLP; Jasmine Thornton, Calderwood & Harkness LLP | Marcus Wellbourne, General Counsel, Dunmore Energy Holdings Ltd. | None | Memorandum from outside counsel to client regarding litigation hold procedures and document preservation strategy for all Dunmore global entities in response to DOJ inquiry and grand jury subpoena GJ No. 22-418 | Attorney-Client Privilege / Work Product | Legal advice regarding preservation obligations and litigation strategy; prepared in anticipation of litigation | 8 | 2 attachments: template litigation hold notice (3 pages); custodian identification list (5 pages) | Marcus Wellbourne, General Counsel | Dunmore Energy Holdings Ltd. (Houston, TX, USA) | Withheld in full
7 | DEH-PRIV-00007 | DEH-DOJ-000001 – DEH-DOJ-287412 | 04/21/2022 | Memorandum | Jasmine Thornton, Calderwood & Harkness LLP; Conrad Reeves, Calderwood & Harkness LLP | Victoria Chambers, Calderwood & Harkness LLP | Howard Quinn, Calderwood & Harkness LLP | Legal analysis memorandum regarding scope of grand jury subpoena GJ No. 22-418 and compliance obligations, including analysis of categories of documents sought relating to Petronova Trading FZE, Volkhov Industrial Group JSC, Zenith Petroleum DMCC, and Caspian Logistik GmbH | Work Product | Attorney work product prepared in anticipation of litigation; reflects legal analysis, mental impressions, and strategic recommendations regarding subpoena response | 15 | None | Victoria Chambers, Partner | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
8 | DEH-PRIV-00008 | DEH-DOJ-000001 – DEH-DOJ-287412 | 04/22/2022 | Memorandum | Victoria Chambers, Calderwood & Harkness LLP | Internal — Calderwood & Harkness LLP Investigation Team | Jasmine Thornton, Liam Donahue, Conrad Reeves, Amara Osei, Nicholas Ferreira — Calderwood & Harkness LLP | Internal investigation plan and workstream memorandum outlining strategy for Dunmore sanctions investigation, including sanctions analysis, export controls review, forensic accounting, witness interviews, and document review workstreams | Work Product | Core attorney work product reflecting litigation strategy, mental impressions, legal theories, and investigative plans | 22 | 1 attachment: investigation timeline and task matrix (6 pages) | Victoria Chambers, Partner | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
9 | DEH-PRIV-00009 | DEH-DOJ-000001 – DEH-DOJ-287412 | 04/25/2022 | Memorandum | Amara Osei, Calderwood & Harkness LLP (London) | Victoria Chambers, Calderwood & Harkness LLP; Jasmine Thornton, Calderwood & Harkness LLP | None | Legal memorandum analyzing document preservation obligations under UAE federal law and DIFC regulations applicable to Dunmore Trading International Ltd. (DIFC License No. CL-4827) | Work Product | Attorney work product reflecting legal analysis prepared in anticipation of litigation regarding document preservation in the UAE | 9 | None | Victoria Chambers, Partner | Calderwood & Harkness LLP (London, UK) | Withheld in full
10 | DEH-PRIV-00010 | DEH-DOJ-000001 – DEH-DOJ-287412 | 04/25/2022 | Letter | Victoria Chambers, Calderwood & Harkness LLP | Marcus Wellbourne, General Counsel, Dunmore Energy Holdings Ltd.; Richard Fairbanks, Managing Partner, Greystone Capital Management LLC; Helen Cresswell, Managing Director, Thornbury Asset Management Ltd. | Arthur Pennington III, Harwood & Pennington LLP | Draft common interest and joint defense agreement among Dunmore Energy Holdings Ltd., Greystone Capital Partners Fund IV, L.P. (62.5% equity holder), and Thornbury Infrastructure Fund II, L.P. (15% equity holder) for sharing privileged information | Attorney-Client Privilege / Work Product | Draft agreement prepared by counsel reflecting legal strategy for privilege protection in multi-party investigation | 14 | None | Marcus Wellbourne, General Counsel | Dunmore Energy Holdings Ltd. (Houston, TX, USA) | Withheld in full
11 | DEH-PRIV-00011 | DEH-DOJ-000001 – DEH-DOJ-287412 | 04/27/2022 | Memorandum | Conrad Reeves, Calderwood & Harkness LLP | Victoria Chambers, Calderwood & Harkness LLP; Jasmine Thornton, Calderwood & Harkness LLP | Liam Donahue, Calderwood & Harkness LLP | Legal memorandum analyzing applicable OFAC sanctions framework, including Executive Order 14024 (April 15, 2021), Directive 2 under E.O. 13662, and 31 C.F.R. Part 589, as applied to Dunmore's trading transactions | Work Product | Attorney work product reflecting legal analysis of sanctions regulations prepared in anticipation of litigation | 18 | None | Victoria Chambers, Partner | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
12 | DEH-PRIV-00012 | DEH-DOJ-000001 – DEH-DOJ-287412 | 04/28/2022 | Memorandum | Jasmine Thornton, Calderwood & Harkness LLP; Elena Vasquez, Calderwood & Harkness LLP | Victoria Chambers, Calderwood & Harkness LLP | Thomas Bradshaw, Calderwood & Harkness LLP | Data map memorandum identifying all data sources across Dunmore's global entities in Cayman Islands, UAE, USA, Germany, Nigeria, and UK, and listing key custodians for document collection in connection with the DOJ investigation | Work Product | Attorney work product prepared at direction of counsel in anticipation of litigation; reflects strategic decisions regarding scope of document collection | 14 | 1 attachment: custodian priority matrix (3 pages) | Victoria Chambers, Partner | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
13 | DEH-PRIV-00013 | DEH-DOJ-000001 – DEH-DOJ-287412 | 05/01/2022 | Email | Thomas Bradshaw, Calderwood & Harkness LLP | Brian Cavanaugh, Nexagen Analytics Inc. | Jasmine Thornton, Calderwood & Harkness LLP; Elena Vasquez, Calderwood & Harkness LLP | Communication from attorney agent to e-discovery vendor regarding document collection protocol and technology-assisted review parameters for Nexagen Project No. NX-DEH-2204, at direction of counsel | Work Product | Communication at direction of counsel to litigation support vendor reflecting attorney work product regarding document review strategy | 5 | 1 attachment: e-discovery protocol document (11 pages) | Thomas Bradshaw, Senior Paralegal | Calderwood & Harkness LLP (New York, USA) | Withheld in full
14 | DEH-PRIV-00014 | DEH-DOJ-000001 – DEH-DOJ-287412 | 05/05/2022 | Memorandum | Conrad Reeves, Calderwood & Harkness LLP | Victoria Chambers, Calderwood & Harkness LLP; Jasmine Thornton, Calderwood & Harkness LLP | Liam Donahue, Calderwood & Harkness LLP | Legal memorandum analyzing Export Administration Regulations (EAR) §746.5 (Russia/Belarus sanctions) and ECCN 2B350 and 2B999 classifications applicable to oilfield equipment exports facilitated by Caspian Logistik GmbH | Work Product | Attorney work product reflecting legal analysis of export control regulations prepared in anticipation of litigation | 16 | None | Victoria Chambers, Partner | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
15 | DEH-PRIV-00015 | DEH-DOJ-000001 – DEH-DOJ-287412 | 05/05/2022 | Memorandum | Jasmine Thornton, Calderwood & Harkness LLP | Victoria Chambers, Calderwood & Harkness LLP | None | Memorandum analyzing indemnification and advancement obligations of Dunmore Energy Holdings Ltd. under Cayman Islands law and articles of association for defense costs of Gerald Fisk, Natasha Sorokin, and Derek Hargrave | Attorney-Client Privilege / Work Product | Legal advice to client regarding indemnification obligations; also constitutes work product prepared in anticipation of litigation | 10 | 2 attachments: relevant excerpts from Dunmore articles of association (8 pages); employment agreement provisions (6 pages) | Marcus Wellbourne, General Counsel | Dunmore Energy Holdings Ltd. (Houston, TX, USA) | Withheld in full
16 | DEH-PRIV-00016 | DEH-DOJ-000001 – DEH-DOJ-287412 | 05/10/2022 | Memorandum | Jasmine Thornton, Calderwood & Harkness LLP | Victoria Chambers, Calderwood & Harkness LLP; Conrad Reeves, Calderwood & Harkness LLP | None | Legal memorandum analyzing whether Dunmore Trading International Ltd. (Dubai) and its employees qualify as 'U.S. persons' under IEEPA (50 U.S.C. §§ 1701–1706) and OFAC regulations, and whether sufficient jurisdictional nexus exists for DOJ prosecution | Work Product | Attorney work product reflecting legal analysis of jurisdictional issues prepared in anticipation of litigation | 14 | None | Victoria Chambers, Partner | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
17 | DEH-PRIV-00017 | DEH-DOJ-000001 – DEH-DOJ-287412 | 05/12/2022 | Email | Marcus Wellbourne, General Counsel, Dunmore Energy Holdings Ltd. | Victoria Chambers, Calderwood & Harkness LLP | None | Client communication to outside counsel conveying factual information regarding Dunmore Trading International Ltd. organizational structure and reporting lines at counsel's request for purposes of legal advice | Attorney-Client Privilege | Confidential communication from client to attorney conveying information for the purpose of seeking legal advice | 2 | 1 attachment: DTI organizational chart (1 page) | Marcus Wellbourne, General Counsel | Dunmore Energy Holdings Ltd. (Houston, TX, USA) | Withheld in full, including attachment
18 | DEH-PRIV-00018 | DEH-DOJ-000001 – DEH-DOJ-287412 | 05/15/2022 | Memorandum | Liam Donahue, Calderwood & Harkness LLP | Victoria Chambers, Calderwood & Harkness LLP; Jasmine Thornton, Calderwood & Harkness LLP | None | Legal memorandum analyzing applicable statutes of limitation under IEEPA (50 U.S.C. § 1705), EAR (50 U.S.C. § 4819), and conspiracy (18 U.S.C. § 371) as applied to Dunmore's suspect transactions from 2019-2022 | Work Product | Attorney work product reflecting legal analysis of statute of limitations issues prepared in anticipation of litigation | 11 | None | Victoria Chambers, Partner | Calderwood & Harkness LLP (New York, USA) | Withheld in full
19 | DEH-PRIV-00019 | DEH-DOJ-000001 – DEH-DOJ-287412 | 05/18/2022 | Email | Victoria Chambers, Calderwood & Harkness LLP | Marcus Wellbourne, General Counsel, Dunmore Energy Holdings Ltd. | Sandra Whitfield, CFO, Dunmore Energy Holdings Ltd. | Legal advice from outside counsel to client regarding voluntary self-disclosure considerations under OFAC's Economic Sanctions Enforcement Guidelines (31 C.F.R. Part 501, App. A) | Attorney-Client Privilege | Confidential communication conveying legal advice regarding regulatory disclosure strategy | 3 | None | Marcus Wellbourne, General Counsel | Dunmore Energy Holdings Ltd. (Houston, TX, USA) | Withheld in full
20 | DEH-PRIV-00020 | DEH-DOJ-000001 – DEH-DOJ-287412 | 05/20/2022 | Email | Howard Quinn, Calderwood & Harkness LLP | Victoria Chambers, Calderwood & Harkness LLP; Jasmine Thornton, Calderwood & Harkness LLP | None | Internal law firm communication regarding engagement of Ridgeline Advisory Group LLC as forensic accounting consultant under Kovel arrangement and scope of engagement | Work Product | Attorney work product reflecting litigation strategy regarding retention of expert consultants | 2 | 1 attachment: draft Kovel engagement letter (5 pages) | Howard Quinn, Billing Partner | Calderwood & Harkness LLP (New York, USA) | Withheld in full
21 | DEH-PRIV-00021 | DEH-DOJ-000001 – DEH-DOJ-287412 | 05/23/2022 | Memorandum | Jasmine Thornton, Calderwood & Harkness LLP | Victoria Chambers, Calderwood & Harkness LLP | None | Attorney-client privileged memorandum summarizing the May 23, 2022 interview of Callum Renshaw, CEO of Dunmore Energy Holdings Ltd., regarding knowledge of Dubai trading desk operations and reporting lines | Attorney-Client Privilege / Work Product | Record of witness interview conducted by counsel as part of internal investigation in anticipation of litigation; reflects attorney mental impressions and assessment of witness | 7 | None | Victoria Chambers, Partner | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
22 | DEH-PRIV-00022 | DEH-DOJ-000001 – DEH-DOJ-287412 | 05/25/2022 | Memorandum | Victoria Chambers, Calderwood & Harkness LLP | File — Calderwood & Harkness LLP Matter No. 1016-00009 | Jasmine Thornton, Calderwood & Harkness LLP | Attorney-client privileged memorandum summarizing the May 25, 2022 interview of Derek Hargrave, President of Dunmore Trading International Ltd., regarding his role in approving transactions with Petronova Trading FZE and Zenith Petroleum DMCC | Attorney-Client Privilege / Work Product | Record of witness interview conducted as part of internal investigation; reflects attorney mental impressions, credibility assessments, and case strategy | 11 | None | Victoria Chambers, Partner | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
23 | DEH-PRIV-00023 | DEH-DOJ-000001 – DEH-DOJ-287412 | 05/27/2022 | Email | Jasmine Thornton, Calderwood & Harkness LLP | Victoria Chambers, Calderwood & Harkness LLP | Liam Donahue, Calderwood & Harkness LLP | Internal attorney communication regarding preliminary assessment of Derek Hargrave interview and identification of follow-up document requests arising from the interview | Work Product | Attorney work product reflecting mental impressions and strategic assessments from witness interview | 2 | None | Jasmine Thornton, Lead Associate | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
24 | DEH-PRIV-00024 | DEH-DOJ-000001 – DEH-DOJ-287412 | 05/30/2022 | Memorandum | Nicholas Ferreira, Calderwood & Harkness LLP | Victoria Chambers, Calderwood & Harkness LLP; Jasmine Thornton, Calderwood & Harkness LLP | None | Attorney-client privileged memorandum summarizing the May 30, 2022 interview of Sandra Whitfield, CFO of Dunmore Energy Holdings Ltd., regarding financial reporting oversight and awareness of DTI trading desk activity | Attorney-Client Privilege / Work Product | Record of witness interview conducted as part of internal investigation in anticipation of litigation | 6 | None | Victoria Chambers, Partner | Calderwood & Harkness LLP (Houston, TX, USA) | Withheld in full
25 | DEH-PRIV-00025 | DEH-DOJ-000001 – DEH-DOJ-287412 | 06/01/2022 | Memorandum | Howard Quinn, Calderwood & Harkness LLP | Victoria Chambers, Calderwood & Harkness LLP; Marcus Wellbourne, General Counsel, Dunmore Energy Holdings Ltd. | Sandra Whitfield, CFO, Dunmore Energy Holdings Ltd. | Legal memorandum analyzing coverage under Garrison Mutual Insurance Co. D&O policy GM-DO-2021-08734 ($50 million aggregate / $10 million per claim; $2.5 million retention), including analysis of coverage for defense costs and exclusions for disgorgement | Attorney-Client Privilege / Work Product | Confidential legal advice regarding insurance coverage and litigation strategy; prepared in anticipation of litigation | 13 | 1 attachment: D&O policy excerpt (22 pages) | Marcus Wellbourne, General Counsel | Dunmore Energy Holdings Ltd. (Houston, TX, USA) | Withheld in full
26 | DEH-PRIV-00026 | DEH-DOJ-000001 – DEH-DOJ-287412 | 06/02/2022 | Memorandum | Jasmine Thornton, Calderwood & Harkness LLP; Liam Donahue, Calderwood & Harkness LLP | Victoria Chambers, Calderwood & Harkness LLP | None | Attorney-client privileged memorandum summarizing the June 2, 2022 interview of Natasha Sorokin, Senior Trader at Dunmore Trading International Ltd., regarding her direct dealings with Sergei Volkov of Petronova Trading FZE and knowledge of connections to Volkhov Industrial Group JSC | Attorney-Client Privilege / Work Product | Record of witness interview conducted as part of internal investigation; reflects attorney mental impressions and case evaluation | 14 | None | Victoria Chambers, Partner | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
27 | DEH-PRIV-00027 | DEH-DOJ-000001 – DEH-DOJ-287412 | 06/06/2022 | Email | Liam Donahue, Calderwood & Harkness LLP | Victoria Chambers, Calderwood & Harkness LLP; Jasmine Thornton, Calderwood & Harkness LLP | None | Internal attorney communication summarizing preliminary review of Natasha Sorokin's encrypted Meridian Services Inc. messages with Sergei Volkov identified during forensic imaging of DTI mobile devices | Work Product | Attorney work product reflecting factual analysis and strategic observations prepared in anticipation of litigation | 3 | None | Liam Donahue, Working Associate | Calderwood & Harkness LLP (New York, USA) | Withheld in full
28 | DEH-PRIV-00028 | DEH-DOJ-000001 – DEH-DOJ-287412 | 06/08/2022 | Memorandum | Victoria Chambers, Calderwood & Harkness LLP | File — Calderwood & Harkness LLP Matter No. 1016-00009 | Jasmine Thornton, Calderwood & Harkness LLP | Attorney-client privileged memorandum summarizing the June 8, 2022 interview of Gerald Fisk, former Chief Compliance Officer of Dunmore Energy Holdings Ltd. Catherine Blackthorn of Blackthorn & Associates LLP present as Fisk's personal counsel | Attorney-Client Privilege / Work Product | Record of witness interview conducted as part of internal investigation; reflects attorney assessment of witness credibility and compliance failures | 9 | None | Victoria Chambers, Partner | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
29 | DEH-PRIV-00029 | DEH-DOJ-000001 – DEH-DOJ-287412 | 06/10/2022 | Email | Victoria Chambers, Calderwood & Harkness LLP | Marcus Wellbourne, General Counsel, Dunmore Energy Holdings Ltd. | None | Legal advice from outside counsel to client regarding implications of Gerald Fisk interview and potential conflicts of interest between Dunmore and its former CCO | Attorney-Client Privilege | Confidential communication conveying legal advice regarding investigation findings and conflict assessment | 2 | None | Marcus Wellbourne, General Counsel | Dunmore Energy Holdings Ltd. (Houston, TX, USA) | Withheld in full
30 | DEH-PRIV-00030 | DEH-DOJ-000001 – DEH-DOJ-287412 | 06/14/2022 | Memorandum | Jasmine Thornton, Calderwood & Harkness LLP | Victoria Chambers, Calderwood & Harkness LLP | None | Attorney-client privileged memorandum summarizing the June 14, 2022 interview of Omar Al-Rashidi, Head of Middle East Operations at Dunmore Trading International Ltd., including assessment of cooperation potential | Attorney-Client Privilege / Work Product | Record of witness interview conducted as part of internal investigation; reflects attorney assessment and strategy for potential cooperating witness | 8 | None | Victoria Chambers, Partner | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
31 | DEH-PRIV-00031 | DEH-DOJ-000001 – DEH-DOJ-287412 | 06/15/2022 | Memorandum | Liam Donahue, Calderwood & Harkness LLP | Victoria Chambers, Calderwood & Harkness LLP; Jasmine Thornton, Calderwood & Harkness LLP | Conrad Reeves, Calderwood & Harkness LLP | Legal memorandum analyzing beneficial ownership structure of Petronova Trading FZE (managed by Sergei Volkov), its ties to Volkhov Industrial Group JSC (chaired by Arkady Volkhov), and implications under the OFAC 50% Rule | Work Product | Attorney work product reflecting legal analysis of entity ownership and sanctions implications prepared in anticipation of litigation | 12 | 1 attachment: corporate structure diagram (2 pages) | Victoria Chambers, Partner | Calderwood & Harkness LLP (New York, USA) | Withheld in full
32 | DEH-PRIV-00032 | DEH-DOJ-000001 – DEH-DOJ-287412 | 06/15/2022 | Letter | Victoria Chambers, Calderwood & Harkness LLP | Catherine Blackthorn, Blackthorn & Associates LLP | Jasmine Thornton, Calderwood & Harkness LLP | Letter acknowledging representation of Gerald Fisk by Blackthorn & Associates LLP and setting forth information-sharing limitations in light of potential adverse interests between Dunmore and its former CCO | Attorney-Client Privilege | Confidential communication between counsel regarding representation and privilege boundaries | 3 | None | Victoria Chambers, Partner | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
33 | DEH-PRIV-00033 | DEH-DOJ-000001 – DEH-DOJ-287412 | 06/17/2022 | Email | Amara Osei, Calderwood & Harkness LLP (London) | Victoria Chambers, Calderwood & Harkness LLP; Jasmine Thornton, Calderwood & Harkness LLP | None | Internal attorney communication regarding UK data protection (UK GDPR) considerations for cross-border transfer of Dunmore UK Ltd. employee data to the United States for document review | Work Product | Attorney work product reflecting legal analysis of data protection requirements in connection with litigation | 4 | None | Amara Osei, Associate | Calderwood & Harkness LLP (London, UK) | Withheld in full
34 | DEH-PRIV-00034 | DEH-DOJ-000001 – DEH-DOJ-287412 | 06/20/2022 | Memorandum | Conrad Reeves, Calderwood & Harkness LLP | Victoria Chambers, Calderwood & Harkness LLP; Jasmine Thornton, Calderwood & Harkness LLP | None | Legal memorandum tracing OFAC designation history of Volkhov Industrial Group JSC: Directive 2 sectoral sanctions under E.O. 13662 (November 15, 2019) and full SDN blocking under E.O. 14024 (April 6, 2022), and analyzing 50% Rule application to Petronova Trading FZE | Work Product | Attorney work product reflecting legal analysis of OFAC designation history and ownership rules prepared in anticipation of litigation | 17 | None | Victoria Chambers, Partner | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
35 | DEH-PRIV-00035 | DEH-DOJ-000001 – DEH-DOJ-287412 | 06/22/2022 | Memorandum | Amara Osei, Calderwood & Harkness LLP (London) | Victoria Chambers, Calderwood & Harkness LLP; Jasmine Thornton, Calderwood & Harkness LLP | None | Attorney-client privileged memorandum summarizing the June 22, 2022 interview of Yves Leclerc, Director of Logistics & Shipping at Dunmore Trading International Ltd., regarding logistics arrangements for oilfield equipment shipments via Caspian Logistik GmbH | Attorney-Client Privilege / Work Product | Record of witness interview conducted as part of internal investigation in anticipation of litigation | 7 | None | Victoria Chambers, Partner | Calderwood & Harkness LLP (London, UK) | Withheld in full
36 | DEH-PRIV-00036 | DEH-DOJ-000001 – DEH-DOJ-287412 | 06/24/2022 | Memorandum | Nicholas Ferreira, Calderwood & Harkness LLP | Victoria Chambers, Calderwood & Harkness LLP; Jasmine Thornton, Calderwood & Harkness LLP | None | Attorney-client privileged memorandum summarizing the June 24, 2022 interview of Rajesh Malhotra, Controller of Dunmore Trading International Ltd., regarding payment processing and intermediary account structures at Crescent Commercial Bank PJSC | Attorney-Client Privilege / Work Product | Record of witness interview conducted as part of internal investigation in anticipation of litigation | 8 | None | Victoria Chambers, Partner | Calderwood & Harkness LLP (Houston, TX, USA) | Withheld in full
37 | DEH-PRIV-00037 | DEH-DOJ-000001 – DEH-DOJ-287412 | 06/28/2022 | Email | Victoria Chambers, Calderwood & Harkness LLP | Marcus Wellbourne, General Counsel, Dunmore Energy Holdings Ltd. | Callum Renshaw, CEO, Dunmore Energy Holdings Ltd. | Legal advice from outside counsel regarding board-level disclosure obligations and recommendation for presentation to Dunmore board of directors regarding investigation status | Attorney-Client Privilege | Confidential communication conveying legal advice regarding corporate governance and disclosure obligations | 3 | None | Marcus Wellbourne, General Counsel | Dunmore Energy Holdings Ltd. (Houston, TX, USA) | Withheld in full
38 | DEH-PRIV-00038 | DEH-DOJ-000001 – DEH-DOJ-287412 | 07/01/2022 | Memorandum | Victoria Chambers, Calderwood & Harkness LLP; Jasmine Thornton, Calderwood & Harkness LLP | Internal — Calderwood & Harkness LLP | Conrad Reeves, Calderwood & Harkness LLP | Memorandum establishing protocol for selective waiver of attorney-client privilege and work product protections in connection with disclosures to DOJ and OFAC, including preservation of privilege as to third parties | Work Product | Core attorney work product reflecting litigation strategy regarding privilege waiver decisions | 11 | None | Victoria Chambers, Partner | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
39 | DEH-PRIV-00039 | DEH-DOJ-000001 – DEH-DOJ-287412 | 07/05/2022 | Letter | Victoria Chambers, Calderwood & Harkness LLP | James Overstreet, Overstreet & McClain PLLC | Jasmine Thornton, Calderwood & Harkness LLP | Letter acknowledging representation of Derek Hargrave by Overstreet & McClain PLLC and establishing communication protocols between company counsel and individual counsel | Attorney-Client Privilege | Confidential communication between counsel regarding representation boundaries and information sharing | 3 | None | Victoria Chambers, Partner | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
40 | DEH-PRIV-00040 | DEH-DOJ-000001 – DEH-DOJ-287412 | 07/05/2022 | Memorandum | Amara Osei, Calderwood & Harkness LLP (London) | Victoria Chambers, Calderwood & Harkness LLP; Jasmine Thornton, Calderwood & Harkness LLP | Liam Donahue, Calderwood & Harkness LLP | Legal memorandum summarizing counterparty due diligence findings on Zenith Petroleum DMCC (managed by Farhan Qureshi), its involvement in two flagged crude oil swap transactions, and analysis of connections to Volkhov-controlled entities | Work Product | Attorney work product reflecting legal analysis and factual investigation prepared in anticipation of litigation | 10 | 1 attachment: Zenith Petroleum corporate registry extract (3 pages) | Victoria Chambers, Partner | Calderwood & Harkness LLP (London, UK) | Withheld in full
41 | DEH-PRIV-00041 | DEH-DOJ-000001 – DEH-DOJ-287412 | 07/10/2022 | Email | Victoria Chambers, Calderwood & Harkness LLP | Marcus Wellbourne, General Counsel, Dunmore Energy Holdings Ltd. | Callum Renshaw, CEO, Dunmore Energy Holdings Ltd. | Communication from outside counsel to client providing legal advice regarding strategy for initial proffer meeting with AUSA Meredith Calloway scheduled for July 15, 2022 | Attorney-Client Privilege | Confidential communication between attorney and client conveying legal advice regarding government cooperation strategy | 2 | None | Marcus Wellbourne, General Counsel | Dunmore Energy Holdings Ltd. (Houston, TX, USA) | Withheld in full
42 | DEH-PRIV-00042 | DEH-DOJ-000001 – DEH-DOJ-287412 | 07/15/2022 | Notes | Jasmine Thornton, Calderwood & Harkness LLP | File — Calderwood & Harkness LLP Matter No. 1016-00009 | None | Attorney notes from the July 15, 2022 initial proffer meeting with AUSA Meredith Calloway and Trial Attorney Samuel Kovacs at DOJ National Security Division in Washington, D.C. | Work Product | Core attorney work product reflecting mental impressions, observations, and strategic assessments from government meeting | 5 | None | Jasmine Thornton, Lead Associate | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
43 | DEH-PRIV-00043 | DEH-DOJ-000001 – DEH-DOJ-287412 | 07/16/2022 | Email | Victoria Chambers, Calderwood & Harkness LLP | Marcus Wellbourne, General Counsel, Dunmore Energy Holdings Ltd. | Callum Renshaw, CEO, Dunmore Energy Holdings Ltd. | Legal advice from outside counsel to client summarizing key takeaways from July 15, 2022 DOJ proffer meeting and recommending next steps in cooperation strategy | Attorney-Client Privilege | Confidential communication conveying legal advice regarding government meeting and cooperation strategy | 3 | None | Marcus Wellbourne, General Counsel | Dunmore Energy Holdings Ltd. (Houston, TX, USA) | Withheld in full
44 | DEH-PRIV-00044 | DEH-DOJ-000001 – DEH-DOJ-287412 | 07/20/2022 | Memorandum | Liam Donahue, Calderwood & Harkness LLP | Victoria Chambers, Calderwood & Harkness LLP; Conrad Reeves, Calderwood & Harkness LLP | Jasmine Thornton, Calderwood & Harkness LLP | Legal memorandum analyzing $12.4 million in oilfield equipment exports facilitated by Caspian Logistik GmbH (managed by Klaus Weidemann) in Hamburg, reviewing end-user certifications, and assessing potential false end-user statements under EAR | Work Product | Attorney work product reflecting legal analysis of export control compliance prepared in anticipation of litigation | 19 | 2 attachments: sample end-user certificates (4 pages); shipment summary table (2 pages) | Victoria Chambers, Partner | Calderwood & Harkness LLP (New York, USA) | Withheld in full
45 | DEH-PRIV-00045 | DEH-DOJ-000001 – DEH-DOJ-287412 | 07/25/2022 | Email | Conrad Reeves, Calderwood & Harkness LLP | Victoria Chambers, Calderwood & Harkness LLP; Jasmine Thornton, Calderwood & Harkness LLP | None | Internal attorney communication analyzing German export control law (Außenwirtschaftsgesetz - AWG) implications for Dunmore Renewables GmbH's involvement in Caspian Logistik shipments | Work Product | Attorney work product reflecting legal analysis of foreign regulatory framework prepared in anticipation of litigation | 5 | None | Conrad Reeves, Senior Counsel | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
46 | DEH-PRIV-00046 | DEH-DOJ-000001 – DEH-DOJ-287412 | 08/01/2022 | Email | Victoria Chambers, Calderwood & Harkness LLP | Marcus Wellbourne, General Counsel, Dunmore Energy Holdings Ltd. | Callum Renshaw, CEO, Dunmore Energy Holdings Ltd. | Legal advice from outside counsel to client regarding appointment of Priya Nayar as new Chief Compliance Officer, including recommendations for scope of CCO authority and reporting lines as remediation measure | Attorney-Client Privilege | Confidential communication conveying legal advice regarding compliance remediation | 3 | None | Marcus Wellbourne, General Counsel | Dunmore Energy Holdings Ltd. (Houston, TX, USA) | Withheld in full
47 | DEH-PRIV-00047 | DEH-DOJ-000001 – DEH-DOJ-287412 | 08/05/2022 | Presentation | Victoria Chambers, Calderwood & Harkness LLP; Jasmine Thornton, Calderwood & Harkness LLP | Dunmore Energy Holdings Ltd. Board of Directors | Marcus Wellbourne, General Counsel, Dunmore Energy Holdings Ltd.; Sandra Whitfield, CFO, Dunmore Energy Holdings Ltd. | Privileged and confidential presentation to Dunmore board of directors regarding status of internal investigation, preliminary findings, and recommended remedial measures | Attorney-Client Privilege / Work Product | Confidential attorney-client communication conveying legal advice and work product to governing body of client | 28 | None | Marcus Wellbourne, General Counsel | Dunmore Energy Holdings Ltd. (Houston, TX, USA) | Withheld in full
48 | DEH-PRIV-00048 | DEH-DOJ-000001 – DEH-DOJ-287412 | 08/15/2022 | Memorandum | Nicholas Ferreira, Calderwood & Harkness LLP | Victoria Chambers, Calderwood & Harkness LLP; Jasmine Thornton, Calderwood & Harkness LLP | None | Legal memorandum analyzing former CCO Gerald Fisk's compliance failures and supervisory deficiencies, including inadequate OFAC screening protocols and failure to escalate red flags related to Petronova Trading FZE | Work Product | Attorney work product reflecting factual analysis and legal conclusions regarding individual culpability assessment, prepared in anticipation of litigation | 13 | None | Victoria Chambers, Partner | Calderwood & Harkness LLP (Houston, TX, USA) | Withheld in full
49 | DEH-PRIV-00049 | DEH-DOJ-000001 – DEH-DOJ-287412 | 08/20/2022 | Email chain | Jasmine Thornton, Calderwood & Harkness LLP | Dr. Margaret Liu, CPA, CFE, Ridgeline Advisory Group LLC | Victoria Chambers, Calderwood & Harkness LLP; Liam Donahue, Calderwood & Harkness LLP | Communication from counsel to forensic accounting consultant (Ridgeline Engagement No. RAG-2022-0319) directing analysis of specific transaction flows at Crescent Commercial Bank PJSC and providing legal framework for investigative focus areas | Work Product | Communication at direction of and reflecting attorney work product; forensic consultant acting as agent of counsel in anticipation of litigation | 4 | 1 attachment: priority transaction list for forensic analysis (2 pages) | Victoria Chambers, Partner | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
50 | DEH-PRIV-00050 | DEH-DOJ-000001 – DEH-DOJ-287412 | 08/25/2022 | Memorandum | Victoria Chambers, Calderwood & Harkness LLP | File — Calderwood & Harkness LLP Matter No. 1016-00009 | Jasmine Thornton, Calderwood & Harkness LLP | Memorandum assessing Omar Al-Rashidi's cooperation as a witness, summarizing debriefings regarding DTI trading desk operations, and evaluating credibility in advance of potential DOJ proffer | Work Product | Core attorney work product reflecting mental impressions, witness credibility assessments, and strategic evaluation of cooperation potential | 8 | None | Victoria Chambers, Partner | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
51 | DEH-PRIV-00051 | DEH-DOJ-000001 – DEH-DOJ-287412 | 09/01/2022 | Memorandum | Jasmine Thornton, Calderwood & Harkness LLP | Victoria Chambers, Calderwood & Harkness LLP | Liam Donahue, Calderwood & Harkness LLP | Legal memorandum assessing Derek Hargrave's role as President of Dunmore Trading International Ltd. in approving and directing suspect transactions with Petronova Trading FZE and Zenith Petroleum DMCC, and evaluating his knowledge of Volkhov connections | Work Product | Attorney work product reflecting legal analysis of individual culpability and knowledge assessment, prepared in anticipation of litigation | 15 | None | Victoria Chambers, Partner | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
52 | DEH-PRIV-00052 | DEH-DOJ-000001 – DEH-DOJ-287412 | 09/05/2022 | Email | Victoria Chambers, Calderwood & Harkness LLP | Marcus Wellbourne, General Counsel, Dunmore Energy Holdings Ltd. | Priya Nayar, CCO, Dunmore Energy Holdings Ltd. | Legal advice from outside counsel to client regarding enhanced sanctions screening procedures and compliance program improvements as remediation measures for DOJ cooperation credit | Attorney-Client Privilege | Confidential communication conveying legal advice regarding compliance remediation strategy | 4 | 1 attachment: draft enhanced compliance program framework (7 pages) | Marcus Wellbourne, General Counsel | Dunmore Energy Holdings Ltd. (Houston, TX, USA) | Withheld in full, including attachment
53 | DEH-PRIV-00053 | DEH-DOJ-000001 – DEH-DOJ-287412 | 09/10/2022 | Memorandum | Liam Donahue, Calderwood & Harkness LLP | Victoria Chambers, Calderwood & Harkness LLP; Jasmine Thornton, Calderwood & Harkness LLP | None | Legal memorandum analyzing Natasha Sorokin's trading activity, personal communications (including encrypted messaging), and her role as primary point of contact with Sergei Volkov of Petronova Trading FZE | Work Product | Attorney work product reflecting factual analysis and legal conclusions regarding individual conduct, prepared in anticipation of litigation | 16 | 1 attachment: communication summary chart (4 pages) | Victoria Chambers, Partner | Calderwood & Harkness LLP (New York, USA) | Withheld in full
54 | DEH-PRIV-00054 | DEH-DOJ-000001 – DEH-DOJ-287412 | 09/15/2022 | Email | Victoria Chambers, Calderwood & Harkness LLP | Marcus Wellbourne, General Counsel, Dunmore Energy Holdings Ltd. | Callum Renshaw, CEO, Dunmore Energy Holdings Ltd. | Legal advice from outside counsel to client regarding separation of Natasha Sorokin from Dunmore, including analysis of indemnification obligations and ongoing cooperation considerations | Attorney-Client Privilege | Confidential legal advice regarding employment separation and related legal obligations | 3 | None | Marcus Wellbourne, General Counsel | Dunmore Energy Holdings Ltd. (Houston, TX, USA) | Withheld in full
55 | DEH-PRIV-00055 | DEH-DOJ-000001 – DEH-DOJ-287412 | 09/20/2022 | Memorandum | Amara Osei, Calderwood & Harkness LLP (London) | Victoria Chambers, Calderwood & Harkness LLP; Jasmine Thornton, Calderwood & Harkness LLP | None | Legal memorandum analyzing Yves Leclerc's role as Director of Logistics & Shipping in facilitating oilfield equipment shipments to Russia via Caspian Logistik GmbH | Work Product | Attorney work product reflecting factual analysis and legal conclusions prepared in anticipation of litigation | 9 | None | Victoria Chambers, Partner | Calderwood & Harkness LLP (London, UK) | Withheld in full
56 | DEH-PRIV-00056 | DEH-DOJ-000001 – DEH-DOJ-287412 | 09/22/2022 | Email | Jasmine Thornton, Calderwood & Harkness LLP | Victoria Chambers, Calderwood & Harkness LLP | Conrad Reeves, Calderwood & Harkness LLP | Internal attorney communication regarding second round of witness interviews and identification of additional individuals requiring Upjohn warnings, including Tobias Engel and two additional DTI employees | Work Product | Attorney work product reflecting litigation strategy and interview planning decisions | 2 | None | Jasmine Thornton, Lead Associate | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
57 | DEH-PRIV-00057 | DEH-DOJ-000001 – DEH-DOJ-287412 | 09/25/2022 | Memorandum | Conrad Reeves, Calderwood & Harkness LLP | Victoria Chambers, Calderwood & Harkness LLP; Jasmine Thornton, Calderwood & Harkness LLP | None | Legal memorandum analyzing potential criminal penalties and sentencing exposure under IEEPA (50 U.S.C. § 1705(c)), including comparison of corporate vs. individual penalty frameworks and recent DOJ sanctions enforcement precedents | Work Product | Attorney work product reflecting legal analysis of criminal exposure prepared in anticipation of litigation | 14 | None | Victoria Chambers, Partner | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
58 | DEH-PRIV-00058 | DEH-DOJ-000001 – DEH-DOJ-287412 | 09/30/2022 | Email | Victoria Chambers, Calderwood & Harkness LLP | Arthur Pennington III, Harwood & Pennington LLP | Jasmine Thornton, Calderwood & Harkness LLP | Communication from Dunmore's counsel to Greystone Capital Partners' counsel providing investigation status update pursuant to common interest agreement dated April 25, 2022 | Attorney-Client Privilege / Work Product (Common Interest) | Confidential communication between counsel sharing privileged information under common interest agreement in anticipation of litigation | 4 | None | Victoria Chambers, Partner | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
59 | DEH-PRIV-00059 | DEH-DOJ-000001 – DEH-DOJ-287412 | 10/01/2022 | Memorandum | Jasmine Thornton, Calderwood & Harkness LLP | Victoria Chambers, Calderwood & Harkness LLP | Conrad Reeves, Calderwood & Harkness LLP | Legal memorandum summarizing Ridgeline Advisory Group LLC (Engagement No. RAG-2022-0319) forensic analysis of $34.2 million in payments across 127 transactions routed through Crescent Commercial Bank PJSC (Dubai) between March 2020 and March 2022, structured to obscure Volkhov beneficial ownership | Work Product | Attorney work product incorporating and analyzing forensic consultant findings prepared at direction of counsel in anticipation of litigation | 21 | 1 attachment: transaction flow diagram prepared by Ridgeline at counsel's direction (6 pages) | Victoria Chambers, Partner | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
60 | DEH-PRIV-00060 | DEH-DOJ-000001 – DEH-DOJ-287412 | 10/01/2022 | Email | Victoria Chambers, Calderwood & Harkness LLP | Marcus Wellbourne, General Counsel, Dunmore Energy Holdings Ltd. | Callum Renshaw, CEO, Dunmore Energy Holdings Ltd. | Legal advice from outside counsel to client regarding separation of Derek Hargrave from Dunmore and implications for DOJ cooperation credit and ongoing investigation | Attorney-Client Privilege | Confidential legal advice regarding employment separation and government investigation strategy | 2 | None | Marcus Wellbourne, General Counsel | Dunmore Energy Holdings Ltd. (Houston, TX, USA) | Withheld in full
61 | DEH-PRIV-00061 | DEH-DOJ-000001 – DEH-DOJ-287412 | 10/05/2022 | Email | Amara Osei, Calderwood & Harkness LLP (London) | Victoria Chambers, Calderwood & Harkness LLP; Jasmine Thornton, Calderwood & Harkness LLP | None | Internal attorney communication regarding potential mutual legal assistance treaty (MLAT) requests by DOJ to UAE authorities and legal analysis of implications for Dunmore Trading International Ltd. | Work Product | Attorney work product reflecting legal analysis of cross-border enforcement issues prepared in anticipation of litigation | 3 | None | Amara Osei, Associate | Calderwood & Harkness LLP (London, UK) | Withheld in full
62 | DEH-PRIV-00062 | DEH-DOJ-000001 – DEH-DOJ-287412 | 10/10/2022 | Memorandum | Liam Donahue, Calderwood & Harkness LLP | Victoria Chambers, Calderwood & Harkness LLP; Jasmine Thornton, Calderwood & Harkness LLP | None | Legal memorandum analyzing one suspect transaction involving Dunmore Renewables GmbH (Hamburg) and Caspian Logistik GmbH, and Tobias Engel's tangential involvement | Work Product | Attorney work product reflecting factual and legal analysis of transaction, prepared in anticipation of litigation | 8 | None | Victoria Chambers, Partner | Calderwood & Harkness LLP (New York, USA) | Withheld in full
63 | DEH-PRIV-00063 | DEH-DOJ-000001 – DEH-DOJ-287412 | 10/12/2022 | Email | Victoria Chambers, Calderwood & Harkness LLP | Helen Cresswell, Managing Director, Thornbury Asset Management Ltd. | Jasmine Thornton, Calderwood & Harkness LLP; Arthur Pennington III, Harwood & Pennington LLP | Communication from Dunmore's counsel to Thornbury's counsel providing privileged update on investigation status pursuant to common interest agreement | Attorney-Client Privilege / Work Product (Common Interest) | Confidential communication between counsel sharing privileged information under common interest agreement in anticipation of litigation | 3 | None | Victoria Chambers, Partner | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
64 | DEH-PRIV-00064 | DEH-DOJ-000001 – DEH-DOJ-287412 | 10/15/2022 | Email | Thomas Bradshaw, Calderwood & Harkness LLP | Jasmine Thornton, Calderwood & Harkness LLP; Victoria Chambers, Calderwood & Harkness LLP | Elena Vasquez, Calderwood & Harkness LLP | Internal communication reporting completion of technology-assisted review by Nexagen Analytics Inc.: 2,347,812 documents collected; 438,916 deemed responsive; 12,847 withheld on privilege | Work Product | Attorney work product reflecting litigation strategy and document review decisions made at counsel's direction | 2 | 1 attachment: TAR completion statistics report (3 pages) | Thomas Bradshaw, Senior Paralegal | Calderwood & Harkness LLP (New York, USA) | Withheld in full
65 | DEH-PRIV-00065 | DEH-DOJ-000001 – DEH-DOJ-287412 | 10/18/2022 | Email | Elena Vasquez, Calderwood & Harkness LLP | Jasmine Thornton, Calderwood & Harkness LLP; Thomas Bradshaw, Calderwood & Harkness LLP | None | Internal communication regarding final quality control review of privilege designations and identification of 37 documents requiring second-level partner review | Work Product | Attorney work product reflecting document review strategy and privilege designation decisions | 2 | 1 attachment: QC exception report (4 pages) | Elena Vasquez, Paralegal Manager | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
66 | DEH-PRIV-00066 | DEH-DOJ-000001 – DEH-DOJ-287412 | 10/20/2022 | Memorandum | Nicholas Ferreira, Calderwood & Harkness LLP | Victoria Chambers, Calderwood & Harkness LLP; Jasmine Thornton, Calderwood & Harkness LLP | None | Legal memorandum analyzing Rajesh Malhotra's knowledge of and involvement in payment structuring through Crescent Commercial Bank PJSC intermediary accounts as Controller of Dunmore Trading International Ltd. | Work Product | Attorney work product reflecting factual analysis and legal conclusions regarding individual knowledge and conduct, prepared in anticipation of litigation | 11 | None | Victoria Chambers, Partner | Calderwood & Harkness LLP (Houston, TX, USA) | Withheld in full
67 | DEH-PRIV-00067 | DEH-DOJ-000001 – DEH-DOJ-287412 | 10/22/2022 | Memorandum | Jasmine Thornton, Calderwood & Harkness LLP | Victoria Chambers, Calderwood & Harkness LLP | Conrad Reeves, Calderwood & Harkness LLP; Liam Donahue, Calderwood & Harkness LLP | Legal memorandum analyzing potential application of DOJ's Revised Corporate Enforcement Policy (Monaco Memo) to Dunmore and strategy for maximizing cooperation credit | Work Product | Attorney work product reflecting legal analysis and strategic planning regarding DOJ cooperation framework, prepared in anticipation of litigation | 12 | None | Victoria Chambers, Partner | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
68 | DEH-PRIV-00068 | DEH-DOJ-000001 – DEH-DOJ-287412 | 10/25/2022 | Email | Victoria Chambers, Calderwood & Harkness LLP | Marcus Wellbourne, General Counsel, Dunmore Energy Holdings Ltd. | Priya Nayar, CCO, Dunmore Energy Holdings Ltd.; Sandra Whitfield, CFO, Dunmore Energy Holdings Ltd. | Legal advice from outside counsel to client regarding strategy for first document production to DOJ and implications for cooperation credit under DOJ Corporate Enforcement Policy | Attorney-Client Privilege | Confidential communication conveying legal advice regarding government cooperation and production strategy | 3 | None | Marcus Wellbourne, General Counsel | Dunmore Energy Holdings Ltd. (Houston, TX, USA) | Withheld in full
69 | DEH-PRIV-00069 | DEH-DOJ-000001 – DEH-DOJ-287412 | 10/28/2022 | Spreadsheet | Elena Vasquez, Calderwood & Harkness LLP (at direction of Jasmine Thornton) | Victoria Chambers, Calderwood & Harkness LLP; Jasmine Thornton, Calderwood & Harkness LLP | Thomas Bradshaw, Calderwood & Harkness LLP | Internal tracking spreadsheet of all 47 witness interviews across three rounds, with attorney assessments, follow-up questions, and credibility notes — compiled for first production privilege review | Work Product | Core attorney work product containing mental impressions, legal theories, credibility assessments, and strategic planning prepared in anticipation of litigation | 6 | None | Elena Vasquez, Paralegal Manager | Calderwood & Harkness LLP (Washington, D.C., USA) | Withheld in full
70 | DEH-PRIV-00070 | DEH-DOJ-000001 – DEH-DOJ-287412 | 10/30/2022 | Memorandum | Victoria Chambers, Calderwood & Harkness LLP; Jasmine Thornton, Calderwood & Harkness LLP; Conrad Reeves, Calderwood & Harkness LLP | Marcus Wellbourne, General Counsel, Dunmore Energy Holdings Ltd. | Callum Renshaw, CEO, Dunmore Energy Holdings Ltd.; Sandra Whitfield, CFO, Dunmore Energy Holdings Ltd.; Priya Nayar, CCO, Dunmore Energy Holdings Ltd. | Comprehensive interim investigation status report from outside counsel to client, summarizing findings to date across all workstreams (sanctions, export controls, forensic accounting, witness interviews), preliminary legal exposure assessment, and strategic recommendations in advance of first document production to DOJ | Attorney-Client Privilege / Work Product | Confidential and privileged communication conveying legal advice and reflecting core attorney work product including mental impressions, legal theories, and case strategy | 34 | 3 attachments: transaction summary chart (5 pages); timeline of key events (3 pages); remediation preliminary recommendations (4 pages) | Marcus Wellbourne, General Counsel | Dunmore Energy Holdings Ltd. (Houston, TX, USA) | Withheld in full
TOTAL | Total Entries in First Production Privilege Log: ~8,500 (70 representative entries shown above) | Attorney-Client Privilege Only: ~2,800 | Work Product Only: ~3,200 | Both: ~2,500 | Total pages withheld (representative entries): 588
[sheet: Log Summary]
Category | Count / Value
Matter Number | 1016-00009
Production Date | November 1, 2022
Production Tranche | First Production
Bates Range of Production | DEH-DOJ-000001 through DEH-DOJ-287412
Total Documents Produced (First Tranche) | 287,412
Total Documents Withheld on Privilege (First Production Log) | 8,450
Total Documents Withheld on Privilege (Both Productions Combined) | 12,847
Privilege Basis — Attorney-Client Privilege Only | 2,800
Privilege Basis — Work Product Only | 3,200
Privilege Basis — Both Attorney-Client Privilege and Work Product | 2,450
Total Pages Withheld (First Production Log) | 68,412
Date Range of Withheld Documents | April 13, 2022 – October 31, 2022
Number of Unique Custodians | 18
Grand Jury Subpoena Reference | GJ No. 22-418
Issuing Court | U.S. District Court for the District of Columbia
Grand Jury | Grand Jury 22-2
Client | Dunmore Energy Holdings Ltd.
Defense Counsel | Calderwood & Harkness LLP
Responsible Partner | Victoria Chambers
Billing Partner | Howard Quinn
Privilege Log Prepared By | Elena Vasquez, Paralegal Manager; Thomas Bradshaw, Senior Paralegal, e-discovery Lead
Privilege Log Reviewed By | Jasmine Thornton, Lead Associate; Victoria Chambers, Responsible Partner
E-discovery Vendor | Nexagen Analytics Inc. (Project No. NX-DEH-2204)
Total Documents Collected (All Sources) | 2,347,812
Total Documents Deemed Responsive (After TAR) | 438,916
[sheet: Custodian Index]
Custodian No. | Custodian Name | Title / Role | Affiliation | Collection Jurisdiction | Number of Privilege Withholdings
1 | Victoria Chambers | Responsible Partner, White Collar & Investigations | Calderwood & Harkness LLP | Washington, D.C., USA | 1850
2 | Jasmine Thornton | Lead Associate, White Collar & Investigations | Calderwood & Harkness LLP | Washington, D.C., USA | 1420
3 | Marcus Wellbourne | General Counsel | Dunmore Energy Holdings Ltd. | Houston, TX, USA | 1180
4 | Conrad Reeves | Senior Counsel, Export Controls & Sanctions | Calderwood & Harkness LLP | Washington, D.C., USA | 780
5 | Liam Donahue | Working Associate, White Collar & Investigations | Calderwood & Harkness LLP | New York, USA | 620
6 | Howard Quinn | Billing Partner, White Collar & Investigations | Calderwood & Harkness LLP | New York, USA | 410
7 | Thomas Bradshaw | Senior Paralegal, e-discovery Lead | Calderwood & Harkness LLP | New York, USA | 380
8 | Elena Vasquez | Paralegal Manager | Calderwood & Harkness LLP | Washington, D.C., USA | 340
9 | Nicholas Ferreira | Associate, White Collar & Investigations | Calderwood & Harkness LLP | Houston, TX, USA | 310
10 | Amara Osei | Associate, White Collar & Investigations | Calderwood & Harkness LLP | London, UK | 290
11 | Callum Renshaw | CEO | Dunmore Energy Holdings Ltd. | Houston, TX, USA | 180
12 | Sandra Whitfield | CFO | Dunmore Energy Holdings Ltd. | Houston, TX, USA | 150
13 | Priya Nayar | Chief Compliance Officer (appointed Aug 2022) | Dunmore Energy Holdings Ltd. | Houston, TX, USA | 130
14 | Derek Hargrave | President, DTI (former) | Dunmore Trading International Ltd. | Dubai, UAE | 120
15 | Natasha Sorokin | Senior Trader (former) | Dunmore Trading International Ltd. | Dubai, UAE | 95
16 | Omar Al-Rashidi | Head of Middle East Operations | Dunmore Trading International Ltd. | Dubai, UAE | 80
17 | Rajesh Malhotra | Controller | Dunmore Trading International Ltd. | Dubai, UAE | 65
18 | Yves Leclerc | Director of Logistics & Shipping | Dunmore Trading International Ltd. | Dubai, UAE | 50
TOTAL | 8450