| Field | Value |
| Document Title | Supplemental Privilege Log — Second Production |
| Date | January 30, 2023 |
| Matter | Dunmore Energy Holdings Ltd. — DOJ Sanctions & Export Controls Inquiry |
| Calderwood & Harkness Matter No. | 1016-00009 |
| Prepared By | Elena Vasquez, Paralegal Manager; Thomas Bradshaw, Senior Paralegal, e-discovery Lead |
| Supervising Attorney | Victoria Chambers, Responsible Partner; Jasmine Thornton, Lead Associate |
| Firm | Calderwood & Harkness LLP |
| Firm Address | 1750 Pennsylvania Avenue NW, Suite 800, Washington, DC 20006 |
| Client | Dunmore Energy Holdings Ltd. |
| Client Registered Office | Harbour Place, 4th Floor, 103 South Church Street, George Town, Grand Cayman KY1-1002, Cayman Islands |
| Client Operational HQ | 1200 McKinney Street, Suite 3400, Houston, TX 77010, USA |
| Responding Party | Dunmore Energy Holdings Ltd. and subsidiaries |
| Grand Jury Subpoena No. | GJ No. 22-418 |
| Issuing Court | U.S. District Court for the District of Columbia |
| Grand Jury | Grand Jury 22-2 |
| Production | Second Production (Supplemental) |
| Production Date | January 30, 2023 |
| Production Bates Range | DEH-DOJ-287413 through DEH-DOJ-438916 |
| Production Volume | 151,504 documents |
| Total Documents Withheld on Privilege (Cumulative, Productions 1 & 2) | 12,847 |
| Documents Withheld in This Supplemental Log | Approximately 4,200 (supplemental entries) |
| E-discovery Vendor | Nexagen Analytics Inc. |
| Nexagen Project No. | NX-DEH-2204 |
| E-discovery Project Manager | Brian Cavanaugh |
| Entry No. | Privilege Log Bates No. | Document Date | Document Type | Author / From | Recipient(s) / To | CC | Custodian | Originating Entity | Privilege Basis | Description of Document | Subject Matter Category |
| 8648 | DEH-PRIV-08648 | 2022-08-05 | Email | Victoria Chambers (Calderwood & Harkness LLP) | Marcus Wellbourne (General Counsel, Dunmore Energy Holdings Ltd.) | Jasmine Thornton (Calderwood & Harkness LLP) | Marcus Wellbourne | Dunmore Energy Holdings Ltd. | AC | Email from outside counsel to General Counsel providing legal advice regarding commencement of second round of witness interviews and scheduling of interviews with Dunmore Trading International Ltd. personnel. | Legal Advice — Investigation Status |
| 8649 | DEH-PRIV-08649 | 2022-08-06 | Email Attachment | Victoria Chambers (Calderwood & Harkness LLP) | Marcus Wellbourne (General Counsel, Dunmore Energy Holdings Ltd.) | Marcus Wellbourne | Dunmore Energy Holdings Ltd. | AC/WP | Attachment to DEH-PRIV-08648: Draft interview protocol for second round of witness interviews, prepared by outside counsel reflecting attorney mental impressions and litigation strategy regarding areas of inquiry. | Work Product — Interview Planning / Compilation |
| 8650 | DEH-PRIV-08650 | 2022-08-08 | Memorandum | Jasmine Thornton (Calderwood & Harkness LLP) | Victoria Chambers (Calderwood & Harkness LLP) | Liam Donahue (Calderwood & Harkness LLP) | Jasmine Thornton | Calderwood & Harkness LLP | WP | Internal work product memorandum analyzing preliminary findings from document review of Natasha Sorokin's email custodial collection, identifying communications with Sergei Volkov (Managing Director, Petronova Trading FZE) warranting further investigation. Prepared in anticipation of litigation. | Work Product — Personnel Assessment |
| 8651 | DEH-PRIV-08651 | 2022-08-10 | Email | Victoria Chambers (Calderwood & Harkness LLP) | Marcus Wellbourne (General Counsel, Dunmore Energy Holdings Ltd.) | Jasmine Thornton (Calderwood & Harkness LLP); Sandra Whitfield (CFO, Dunmore Energy Holdings Ltd.) | Marcus Wellbourne | Dunmore Energy Holdings Ltd. | AC | Email from outside counsel to General Counsel providing legal advice regarding implications of second round of witness interviews and assessment of potential exposure under IEEPA, 50 U.S.C. §§ 1701–1706. | Legal Advice — Sanctions Exposure |
| 8652 | DEH-PRIV-08652 | 2022-08-10 | Email Attachment | Victoria Chambers (Calderwood & Harkness LLP) | Marcus Wellbourne (General Counsel, Dunmore Energy Holdings Ltd.) | Marcus Wellbourne | Dunmore Energy Holdings Ltd. | AC/WP | Attachment to DEH-PRIV-08651: Draft memorandum prepared by outside counsel analyzing witness interview findings from second round (August 5–September 30, 2022) and legal strategy recommendations. Reflects attorney mental impressions and legal theories. | Legal Advice — Investigation Strategy |
| 8653 | DEH-PRIV-08653 | 2022-08-15 | Memorandum | Nicholas Ferreira (Calderwood & Harkness LLP) | Victoria Chambers (Calderwood & Harkness LLP); Jasmine Thornton (Calderwood & Harkness LLP) | Victoria Chambers | Calderwood & Harkness LLP | WP | Internal attorney work product memorandum analyzing former CCO Gerald Fisk's compliance failures and supervisory deficiencies regarding OFAC screening protocols for Dunmore Trading International Ltd. (Dubai). Prepared in anticipation of litigation at the direction of counsel. | Work Product — Personnel Assessment |
| 8654 | DEH-PRIV-08654 | 2022-08-20 | Email | Jasmine Thornton (Calderwood & Harkness LLP) | Dr. Margaret Liu (Ridgeline Advisory Group LLC) | Liam Donahue (Calderwood & Harkness LLP) | Jasmine Thornton | Calderwood & Harkness LLP | WP | Email from lead associate to forensic accounting consultant (Ridgeline Advisory Group LLC, Engagement No. RAG-2022-0319) directing specific analysis of payment flows through Crescent Commercial Bank PJSC (Dubai) intermediary accounts. Communication made at direction of counsel in anticipation of litigation. | Work Product — Forensic Analysis Direction |
| 8655 | DEH-PRIV-08655 | 2022-08-25 | Memorandum | Victoria Chambers (Calderwood & Harkness LLP) | File | Victoria Chambers | Calderwood & Harkness LLP | AC/WP | Attorney memorandum summarizing cooperation assessment and debriefing of Omar Al-Rashidi (Head of Middle East Operations, Dunmore Trading International Ltd.) conducted on June 14, 2022, and subsequent follow-up communications. Reflects attorney mental impressions regarding witness credibility. | Work Product — Witness Assessment |
| 8656 | DEH-PRIV-08656 | 2022-09-01 | Memorandum | Jasmine Thornton (Calderwood & Harkness LLP) | Victoria Chambers (Calderwood & Harkness LLP) | Conrad Reeves (Calderwood & Harkness LLP) | Victoria Chambers | Calderwood & Harkness LLP | WP | Internal work product memorandum assessing Derek Hargrave's role as President of Dunmore Trading International Ltd. in directing and approving suspect crude oil swap transactions with Petronova Trading FZE and Zenith Petroleum DMCC, and evaluating his knowledge of connections to Volkhov Industrial Group JSC. Prepared in anticipation of litigation. | Work Product — Personnel Assessment |
| 8657 | DEH-PRIV-08657 | 2022-09-05 | Email | Victoria Chambers (Calderwood & Harkness LLP) | Arthur Pennington III (Harwood & Pennington LLP) | Victoria Chambers | Calderwood & Harkness LLP | JD | Confidential communication between defense counsel for Dunmore Energy Holdings Ltd. and outside counsel for Greystone Capital Partners Fund IV, L.P. (62.5% equity holder) sharing privileged investigation status update pursuant to Joint Defense / Common Interest Agreement dated April 25, 2022. | Joint Defense — Shareholder Communication |
| 8658 | DEH-PRIV-08658 | 2022-09-10 | Memorandum | Liam Donahue (Calderwood & Harkness LLP) | Victoria Chambers (Calderwood & Harkness LLP); Jasmine Thornton (Calderwood & Harkness LLP) | Liam Donahue | Calderwood & Harkness LLP | WP | Internal work product memorandum analyzing Natasha Sorokin's trading activity at Dunmore Trading International Ltd., including review of personal communications and encrypted messaging with Sergei Volkov (Managing Director, Petronova Trading FZE). Reflects attorney mental impressions. | Work Product — Personnel Assessment |
| 8659 | DEH-PRIV-08659 | 2022-09-15 | Email | Conrad Reeves (Calderwood & Harkness LLP) | Marcus Wellbourne (General Counsel, Dunmore Energy Holdings Ltd.) | Priya Nayar (Chief Compliance Officer, Dunmore Energy Holdings Ltd.) | Marcus Wellbourne | Dunmore Energy Holdings Ltd. | AC | Email from senior counsel providing legal advice to General Counsel and newly appointed CCO regarding OFAC 50% Rule analysis as applied to Petronova Trading FZE's beneficial ownership ties to Volkhov Industrial Group JSC (SDN-listed April 6, 2022 under E.O. 14024). | Legal Advice — Sanctions Analysis |
| 8660 | DEH-PRIV-08660 | 2022-09-20 | Memorandum | Amara Osei (Calderwood & Harkness LLP) | Victoria Chambers (Calderwood & Harkness LLP) | Jasmine Thornton (Calderwood & Harkness LLP) | Amara Osei | Calderwood & Harkness LLP | WP | Internal work product memorandum analyzing Yves Leclerc's (Director of Logistics & Shipping, DTI) role in facilitating oilfield equipment shipments classified under ECCN 2B350 and 2B999 to Russian end users via Caspian Logistik GmbH (Hamburg). Prepared in anticipation of litigation. | Work Product — Export Controls Analysis |
| 8661 | DEH-PRIV-08661 | 2022-09-22 | Email | Victoria Chambers (Calderwood & Harkness LLP) | Callum Renshaw (CEO, Dunmore Energy Holdings Ltd.) | Marcus Wellbourne (General Counsel, Dunmore Energy Holdings Ltd.) | Callum Renshaw | Dunmore Energy Holdings Ltd. | AC | Email from responsible partner to CEO providing confidential legal advice concerning Derek Hargrave's separation from Dunmore effective October 1, 2022, and related indemnification obligations under Cayman Islands law and the company's articles of association. | Legal Advice — Personnel/Indemnification |
| 8662 | DEH-PRIV-08662 | 2022-10-01 | Memorandum | Jasmine Thornton (Calderwood & Harkness LLP) | Victoria Chambers (Calderwood & Harkness LLP) | Jasmine Thornton | Calderwood & Harkness LLP | WP | Internal work product memorandum summarizing forensic findings from Ridgeline Advisory Group LLC regarding $34.2 million in payments across 127 transactions routed through Crescent Commercial Bank PJSC intermediary accounts between March 2020 and March 2022. Reflects attorney analysis and legal theories. | Work Product — Forensic Accounting Summary |
| 8663 | DEH-PRIV-08663 | 2022-10-05 | Email Chain (3 emails) | Liam Donahue (Calderwood & Harkness LLP); Victoria Chambers (Calderwood & Harkness LLP) | Victoria Chambers (Calderwood & Harkness LLP); Liam Donahue (Calderwood & Harkness LLP) | Jasmine Thornton (Calderwood & Harkness LLP) | Liam Donahue | Calderwood & Harkness LLP | WP | Email chain among Calderwood & Harkness attorneys discussing analysis of one suspect transaction involving Dunmore Renewables GmbH (Hamburg) and Caspian Logistik GmbH, and Tobias Engel's (Managing Director, Dunmore Renewables) tangential involvement. Work product prepared in anticipation of litigation. | Work Product — Transaction Analysis |
| 8664 | DEH-PRIV-08664 | 2022-10-10 | Memorandum | Liam Donahue (Calderwood & Harkness LLP) | Victoria Chambers (Calderwood & Harkness LLP); Jasmine Thornton (Calderwood & Harkness LLP); Conrad Reeves (Calderwood & Harkness LLP) | Liam Donahue | Calderwood & Harkness LLP | WP | Internal work product memorandum analyzing the Dunmore Renewables GmbH transaction with Caspian Logistik GmbH and EAR §746.5 implications for Tobias Engel. Prepared at direction of counsel in anticipation of litigation. | Work Product — Export Controls Analysis |
| 8665 | DEH-PRIV-08665 | 2022-10-15 | Email | Thomas Bradshaw (Calderwood & Harkness LLP) | Jasmine Thornton (Calderwood & Harkness LLP) | Elena Vasquez (Calderwood & Harkness LLP) | Thomas Bradshaw | Calderwood & Harkness LLP | WP | Email from e-discovery Lead summarizing completion of technology-assisted review (TAR) of 2,347,812 documents collected across six jurisdictions (Cayman Islands, UAE, USA, Germany, Nigeria, UK); 438,916 deemed responsive; 12,847 identified for privilege withholding. Prepared at direction of counsel. | Work Product — E-discovery Summary |
| 8666 | DEH-PRIV-08666 | 2022-10-20 | Memorandum | Nicholas Ferreira (Calderwood & Harkness LLP) | Victoria Chambers (Calderwood & Harkness LLP); Jasmine Thornton (Calderwood & Harkness LLP) | Nicholas Ferreira | Calderwood & Harkness LLP | WP | Internal work product memorandum analyzing Rajesh Malhotra's (Controller, Dunmore Trading International Ltd.) knowledge of and involvement in payment structuring through Crescent Commercial Bank PJSC intermediary accounts used to obscure beneficial ownership of Volkhov-connected entities. | Work Product — Personnel Assessment |
| 8667 | DEH-PRIV-08667 | 2022-10-25 | Email | Victoria Chambers (Calderwood & Harkness LLP) | Marcus Wellbourne (General Counsel, Dunmore Energy Holdings Ltd.) | Howard Quinn (Calderwood & Harkness LLP) | Marcus Wellbourne | Dunmore Energy Holdings Ltd. | AC | Email from responsible partner providing legal advice to General Counsel regarding strategy for first document production to DOJ, including privilege review methodology and Bates-stamping protocol (DEH-DOJ prefix). Production of 287,412 documents scheduled for November 1, 2022. | Legal Advice — Production Strategy |
| 8668 | DEH-PRIV-08668 | 2022-11-01 | Email | Victoria Chambers (Calderwood & Harkness LLP) | Marcus Wellbourne (General Counsel, Dunmore Energy Holdings Ltd.) | Jasmine Thornton (Calderwood & Harkness LLP); Sandra Whitfield (CFO, Dunmore Energy Holdings Ltd.) | Marcus Wellbourne | Dunmore Energy Holdings Ltd. | AC | Email providing legal advice regarding completed first document production (DEH-DOJ-000001 through DEH-DOJ-287412) and strategy for supplemental proffer to AUSA Meredith Calloway (DOJ National Security Division) regarding forensic findings. | Legal Advice — DOJ Cooperation Strategy |
| 8669 | DEH-PRIV-08669 | 2022-11-10 | Draft Letter | Victoria Chambers (Calderwood & Harkness LLP) | File | Victoria Chambers | Calderwood & Harkness LLP | WP | Draft of supplemental proffer letter to AUSA Calloway summarizing Ridgeline Advisory Group forensic findings including identification of 9 tainted crude oil swap transactions ($156.3 million notional value) out of 14 total ($218.7 million notional). Reflects attorney mental impressions and litigation strategy. Final version sent November 20, 2022. | Work Product — Proffer Drafting |
| 8670 | DEH-PRIV-08670 | 2022-11-15 | Memorandum | Conrad Reeves (Calderwood & Harkness LLP); Jasmine Thornton (Calderwood & Harkness LLP) | Victoria Chambers (Calderwood & Harkness LLP) | Conrad Reeves | Calderwood & Harkness LLP | WP | Comprehensive internal work product memorandum assessing Dunmore's pre-existing sanctions and export controls compliance program as of April 2022, identifying deficiencies in OFAC screening, training, escalation protocols, and third-party due diligence that permitted suspect transactions to proceed undetected. | Work Product — Compliance Program Assessment |
| 8671 | DEH-PRIV-08671 | 2022-11-20 | Email | Howard Quinn (Calderwood & Harkness LLP) | Patricia Holbrook (Claims Adjuster, Garrison Mutual Insurance Co.) | Victoria Chambers (Calderwood & Harkness LLP) | Howard Quinn | Calderwood & Harkness LLP | AC | Email from billing partner to D&O insurance claims adjuster regarding coverage under policy GM-DO-2021-08734 ($50 million aggregate / $10 million per claim; $2.5 million retention) for defense costs incurred in connection with DOJ inquiry. Seeking confirmation of continued coverage availability. | Legal Advice — Insurance Coverage |
| 8672 | DEH-PRIV-08672 | 2022-12-01 | Email | Jasmine Thornton (Calderwood & Harkness LLP) | Victoria Chambers (Calderwood & Harkness LLP); Conrad Reeves (Calderwood & Harkness LLP) | Jasmine Thornton | Calderwood & Harkness LLP | WP | Email discussing legal strategy for second document production to DOJ (151,504 documents, Bates DEH-DOJ-287413 through DEH-DOJ-438916), privilege log supplementation, and preparation of privilege log entries for this supplemental log. Reflects attorney mental impressions. | Work Product — Production Strategy |
| 8673 | DEH-PRIV-08673 | 2022-12-10 | Email | Conrad Reeves (Calderwood & Harkness LLP) | Marcus Wellbourne (General Counsel, Dunmore Energy Holdings Ltd.); Priya Nayar (CCO, Dunmore Energy Holdings Ltd.) | Marcus Wellbourne | Dunmore Energy Holdings Ltd. | AC | Email providing legal advice regarding engagement of Pemberton Investors Solutions LLC (Dr. Anton Bremer, Lead Consultant) for sanctions and export controls compliance remediation, and scope of enhanced compliance program design. Marlowe Asset Management retained December 15, 2022. | Legal Advice — Remediation Planning |
| 8674 | DEH-PRIV-08674 | 2022-12-15 | Email | Victoria Chambers (Calderwood & Harkness LLP) | Arthur Pennington III (Harwood & Pennington LLP) | Victoria Chambers | Calderwood & Harkness LLP | JD | Confidential communication to Greystone Capital Partners Fund IV, L.P. outside counsel (Harwood & Pennington LLP) providing update on remediation planning and Pemberton Investors Solutions engagement, pursuant to Joint Defense / Common Interest Agreement dated April 25, 2022. | Joint Defense — Shareholder Communication |
| 8675 | DEH-PRIV-08675 | 2023-01-05 | Memorandum | Jasmine Thornton (Calderwood & Harkness LLP) | Victoria Chambers (Calderwood & Harkness LLP); Conrad Reeves (Calderwood & Harkness LLP) | Jasmine Thornton | Calderwood & Harkness LLP | WP | Internal work product memorandum outlining remediation workstream scope, timeline, and deliverables, including enhanced OFAC screening, export control classification review (ECCN 2B350, 2B999), and third-party due diligence protocols. Prepared in anticipation of litigation. | Work Product — Remediation Planning |
| 8676 | DEH-PRIV-08676 | 2023-01-10 | Email | Victoria Chambers (Calderwood & Harkness LLP) | Marcus Wellbourne (General Counsel, Dunmore Energy Holdings Ltd.) | Jasmine Thornton (Calderwood & Harkness LLP) | Marcus Wellbourne | Dunmore Energy Holdings Ltd. | AC | Email providing legal advice regarding strategy for second document production scheduled for January 30, 2023, including final privilege review of supplemental withheld documents and coordination with Nexagen Analytics Inc. (Project No. NX-DEH-2204). | Legal Advice — Production Strategy |
| 8677 | DEH-PRIV-08677 | 2023-01-15 | Email Chain (2 emails) | Jasmine Thornton (Calderwood & Harkness LLP); Liam Donahue (Calderwood & Harkness LLP) | Liam Donahue (Calderwood & Harkness LLP); Jasmine Thornton (Calderwood & Harkness LLP) | Jasmine Thornton | Calderwood & Harkness LLP | WP | Email chain among attorneys discussing anticipated third round of witness interviews (10 witnesses, February 15 – March 15, 2023), including re-interviews of certain previously interviewed witnesses and identification of newly discovered witnesses. Reflects litigation strategy. | Work Product — Interview Planning / Compilation |
| 8678 | DEH-PRIV-08678 | 2023-01-20 | Memorandum | Howard Quinn (Calderwood & Harkness LLP) | Victoria Chambers (Calderwood & Harkness LLP) | Howard Quinn | Calderwood & Harkness LLP | AC/WP | Memorandum analyzing D&O insurance coverage claim status under Garrison Mutual Insurance Co. policy GM-DO-2021-08734, estimating recoverable defense costs, and recommending strategy for maximizing recovery (ultimately $7.2 million recovered after $2.5 million retention). | Legal Advice — Insurance Recovery Strategy |
| 8679 | DEH-PRIV-08679 | 2023-01-25 | Email | Victoria Chambers (Calderwood & Harkness LLP) | Callum Renshaw (CEO, Dunmore Energy Holdings Ltd.); Marcus Wellbourne (General Counsel, Dunmore Energy Holdings Ltd.); Sandra Whitfield (CFO, Dunmore Energy Holdings Ltd.) | Jasmine Thornton (Calderwood & Harkness LLP) | Callum Renshaw | Dunmore Energy Holdings Ltd. | AC | Email providing confidential legal advice regarding upcoming second production to DOJ, status of internal investigation workstreams, and anticipated timeline for completion of Ridgeline Advisory Group final forensic report (delivered April 1, 2023) and comprehensive 176-page internal investigation report. | Legal Advice — Investigation Status |
| 8680 | DEH-PRIV-08680 | 2023-01-28 | Spreadsheet | Elena Vasquez (Calderwood & Harkness LLP) | Victoria Chambers (Calderwood & Harkness LLP); Jasmine Thornton (Calderwood & Harkness LLP) | Thomas Bradshaw (Calderwood & Harkness LLP) | Elena Vasquez | Calderwood & Harkness LLP | WP | Working spreadsheet prepared by paralegal manager at direction of counsel compiling index of all 47 witness interviews across three rounds (22 + 15 + 10), with privileged attorney assessments and notes. Precursor to final Interview Summary Index (March 20, 2023). | Work Product — Interview Compilation |
| Name | Title / Role | Affiliation | Privilege Holder / Counsel / Third Party |
| Victoria Chambers | Responsible Partner, White Collar & Investigations | Calderwood & Harkness LLP | Counsel |
| Howard Quinn | Billing Partner, White Collar & Investigations | Calderwood & Harkness LLP | Counsel |
| Jasmine Thornton | Lead Associate, White Collar & Investigations | Calderwood & Harkness LLP | Counsel |
| Liam Donahue | Working Associate, White Collar & Investigations | Calderwood & Harkness LLP | Counsel |
| Conrad Reeves | Senior Counsel, Export Controls & Sanctions | Calderwood & Harkness LLP | Counsel |
| Amara Osei | Associate, White Collar & Investigations (London) | Calderwood & Harkness LLP | Counsel |
| Nicholas Ferreira | Associate, White Collar & Investigations (Houston) | Calderwood & Harkness LLP | Counsel |
| Elena Vasquez | Paralegal Manager | Calderwood & Harkness LLP | Counsel (agent) |
| Thomas Bradshaw | Senior Paralegal, e-discovery Lead | Calderwood & Harkness LLP | Counsel (agent) |
| Marcus Wellbourne | General Counsel | Dunmore Energy Holdings Ltd. | Privilege Holder (client) |
| Callum Renshaw | CEO | Dunmore Energy Holdings Ltd. | Privilege Holder (client) |
| Sandra Whitfield | CFO | Dunmore Energy Holdings Ltd. | Privilege Holder (client) |
| Priya Nayar | Chief Compliance Officer (appointed August 1, 2022) | Dunmore Energy Holdings Ltd. | Privilege Holder (client) |
| Derek Hargrave | Former President, DTI (separated October 1, 2022) | Dunmore Trading International Ltd. | Former employee (separate counsel: Overstreet & McClain PLLC) |
| Natasha Sorokin | Former Senior Trader (separated September 15, 2022) | Dunmore Trading International Ltd. | Former employee (separate counsel: Wexford Keane LLP) |
| Gerald Fisk | Former Chief Compliance Officer (departed June 10, 2022) | Dunmore Energy Holdings Ltd. | Former employee (separate counsel: Blackthorn & Associates LLP) |
| Omar Al-Rashidi | Head of Middle East Operations | Dunmore Trading International Ltd. | Privilege Holder (client employee, cooperating witness) |
| Yves Leclerc | Director of Logistics & Shipping | Dunmore Trading International Ltd. | Privilege Holder (client employee) |
| Rajesh Malhotra | Controller | Dunmore Trading International Ltd. | Privilege Holder (client employee) |
| Tobias Engel | Managing Director | Dunmore Renewables GmbH | Privilege Holder (client employee) |
| Arthur Pennington III | Lead Partner (Greystone outside counsel) | Harwood & Pennington LLP | Joint Defense participant |
| Richard Fairbanks | Managing Partner | Greystone Capital Management LLC | Joint Defense participant (62.5% equity holder) |
| Helen Cresswell | Managing Director | Thornbury Asset Management Ltd. | Joint Defense participant (15% equity holder via Thornbury Infrastructure Fund II, L.P.) |
| Dr. Margaret Liu | Engagement Lead, CPA, CFE | Ridgeline Advisory Group LLC (Engagement No. RAG-2022-0319) | Consulting expert (agent of counsel) |