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Smart scan / 1008-00001
Lumos Analytics Inc
Finance & Banking
Document types detected
Contract / agreement8
Analysis / memo2
Engagement letter1
Other1
Parties across the matter
AND DocuSign Lumos Analytics IncAccount Number Lumos Analytics IncBrindoval Thornton LLPCapitol Registered Agents LLCDelaware General CorpEmployee Retirement IncFinancial Officer Lumos Analytics IncFitch LLPGeneral CorpGeneral Counsel Lumos Analytics IncGood Standing Lumos Analytics IncHARKNESS LLPHarkness LLPLumos Analytics Inc
Chronology
2026-03-09 · closing-checklist.xlsx
… red Revolving Credit Facility (Adjusted Term SOFR + 275 bps; maturity March 9, 2026; accordion up to $15,000,000 incremental commitments; L/C sub-facility of $5,000,000; spr …
2026-03-09 · deal-summary-memorandum.docx
… 9, 2023. The Facility has a three-year tenor with a maturity date of March 9, 2026. The transaction reflects a "covenant-lite" structure designed for a high-growth SaaS com …
2026-03-09 · credit-agreement-execution.docx
… Agent, and the Lender under any Loan Document. "Maturity Date" means March 9, 2026; provided, that if such date is not a Business Day, the Maturity Date shall be the immedi …
2025-03-14 · form-of-borrowing-request.docx
… ice") Pursuant to that certain Revolving Credit Agreement dated as of March 14, 2025 (as amended, restated, amended and restated, supplemented, waived, or otherwise modified …
2024-03-09 · closing-checklist.xlsx
… trative Agent, first payment due on the first anniversary of closing (March 9, 2024). | Lumos (Cat Lindgren) | Complete | March 9, 2023 | Acknowledged and confirmed in closi …
2023-06-30 · deal-summary-memorandum.docx
… began accruing on March 9, 2023, and the first payment will be due on June 30, 2023. Letter of Credit Fee. A letter of credit fee equal to 275 basis points (2.75%) per annum …
2023-05-15 · closing-checklist.xlsx
… $8,000,000). Note: First formal quarterly compliance certificate due May 15, 2023 (Q1 2023). | Lumos (Cat Lindgren) | Complete | March 9, 2023 | Springing covenant not yet …
2023-04-08 · closing-checklist.xlsx
… Delaney / Cat Lindgren) / Pacific Horizon Bank / C&H | Post-Closing | April 8, 2023 | Due within 30 days post-closing. Failure to deliver by deadline constitutes an Event of …
2023-04-08 · post-closing-letter.docx
… ied above must be delivered to the Administrative Agent no later than April 8, 2023, which is thirty (30) days after the Closing Date. Item 2: Updated Insurance Certificates …
2023-04-08 · deal-summary-memorandum.docx
… d DACAs for three deposit accounts at Pacific Horizon Bank are due by April 8, 2023 (30 days post-closing). Ridgeline's internal deal identification number for this transact …
2023-04-08 · perfection-certificate.docx
… ithin thirty (30) days following the Closing Date (i.e., on or before April 8, 2023), pursuant to the post-closing obligations set forth in Section 6.14 of the Credit Agreem …
2023-04-08 · security-agreement-execution.docx
… delivered within thirty (30) days following the date hereof (i.e., by April 8, 2023), as a post-closing obligation pursuant to the Credit Agreement. "Proceeds" shall have th …
2023-03-24 · closing-checklist.xlsx
… perty). | Lumos / Broadleaf Mutual Insurance Company | Post-Closing | March 24, 2023 | Due within 15 days post-closing. Preliminary certificates delivered at closing (Item 6. …
2023-03-24 · post-closing-letter.docx
… orsements must be delivered to the Administrative Agent no later than March 24, 2023, which is fifteen (15) days after the Closing Date. Item 3: Landlord Lien Waivers Descrip …
2023-03-24 · deal-summary-memorandum.docx
… . Updated insurance certificates and landlord lien waivers are due by March 24, 2023 (15 days post-closing), and DACAs for three deposit accounts at Pacific Horizon Bank are …
2023-03-10 · post-closing-letter.docx
… team initiate the endorsement request with the carrier no later than March 10, 2023, given the fifteen-day deadline. Landlord Lien Waivers. Calderwood & Harkness LLP has sta …
2023-03-10 · deal-summary-memorandum.docx
… y with Ridgeline National Bank, N.A. C&H Matter No.: 1008-00001 Date: March 10, 2023 Prepared by: Daniel Obi, Lead Associate, Banking & Finance; Lisa Morrow, Working Associat …
2023-03-09 · borrowers-counsel-legal-opinion.docx
… : (415) 772-6000 Facsimile: (415) 772-6001 www.calderwoodharkness.com March 9, 2023 Matter No.: 1008-00001 Ridgeline National Bank, National Association as Administrative Ag …
2023-03-09 · closing-checklist.xlsx
… redit Agreement and Loan Documents | Revolving Credit Agreement dated March 9, 2023, among Lumos Analytics Inc. as Borrower, Ridgeline National Bank, National Association as …
2023-03-09 · officers-closing-certificate.docx
… uant to Section 4.01(e) of the Revolving Credit Agreement dated as of March 9, 2023 March 9, 2023 Ridgeline National Bank, National Association as Administrative Agent 600 L …
2023-03-09 · post-closing-letter.docx
… ile: (415) 392-7401 www.calderwoodharkness.com Matter No.: 1008-00001 March 9, 2023 Marcus Delaney, Esq. General Counsel Lumos Analytics Inc. 2180 Gateway Boulevard, Suite 4 …
2023-03-09 · deal-summary-memorandum.docx
… he Credit Agreement governing the Facility was executed and closed on March 9, 2023. The Facility has a three-year tenor with a maturity date of March 9, 2026. The transacti …
2023-03-09 · credit-agreement-execution.docx
… REVOLVING CREDIT AGREEMENT $30,000,000 dated as of March 9, 2023 among LUMOS ANALYTICS INC., a Delaware corporation, as Borrower, and RIDGELINE NATIONAL B …
2023-03-09 · form-of-compliance-certificate.docx
… ection 6.02(a) of that certain Revolving Credit Agreement dated as of March 9, 2023 (as amended, restated, supplemented, or otherwise modified from time to time, the "Credit …
2023-03-09 · ip-security-agreement-execution.docx
… INTELLECTUAL PROPERTY SECURITY AGREEMENT Dated as of March 9, 2023 by LUMOS ANALYTICS INC., a Delaware corporation, as Grantor, in favor of RIDGELINE NATION …
2023-03-09 · perfection-certificate.docx
… PERFECTION CERTIFICATE Dated as of March 9, 2023 This Perfection Certificate (this "Certificate") is delivered pursuant to Section 4.01(c) …
2023-03-09 · security-agreement-execution.docx
… SECURITY AGREEMENT (Execution Version) dated as of March 9, 2023 by LUMOS ANALYTICS INC., a Delaware corporation, as Grantor, in favor of RIDGELINE NATION …
2023-03-07 · borrowers-counsel-legal-opinion.docx
… a, issued by the Secretary of State of the State of California, dated March 7, 2023 (the "California Good Standing Certificate"), confirming that the Borrower is authorized …
2023-03-06 · borrowers-counsel-legal-opinion.docx
… ower issued by the Secretary of State of the State of Delaware, dated March 6, 2023 (the "Delaware Good Standing Certificate"). (e) A Certificate of Status (Certificate of G …
2023-03-06 · closing-checklist.xlsx
… ry 27, 2023 | Ridgeline credit committee approval obtained | Complete March 6, 2023 | Final execution-ready Credit Agreement distributed to all parties | Complete March 9, 2 …
2023-03-06 · deal-summary-memorandum.docx
… February 3, 2023 and the distribution of execution-ready documents on March 6, 2023. Multiple drafts of the Credit Agreement were exchanged between C&H and WGF during this p …
2023-03-05 · officers-closing-certificate.docx
… y unanimous written consent of the Board of Directors effective as of March 5, 2023, in accordance with Section 141(f) of the Delaware General Corporation Law and the Bylaws …
2023-03-03 · borrowers-counsel-legal-opinion.docx
… the office of the Secretary of State of the State of Delaware, dated March 3, 2023, and (ii) the office of the Secretary of State of the State of California, dated March 3, …
2023-03-02 · borrowers-counsel-legal-opinion.docx
… ed States Copyright Office (the "USCO"), in each case current through March 2, 2023 (the "IP Search Results"). (j) Such other documents, records, agreements, certificates, i …
2023-02-27 · closing-checklist.xlsx
… | Initial draft Credit Agreement circulated by C&H to WGF | Complete February 27, 2023 | Ridgeline credit committee approval obtained | Complete March 6, 2023 | Final execution …
2023-02-27 · deal-summary-memorandum.docx
… ion VIII of this memorandum. Ridgeline's credit committee approval on February 27, 2023 was a significant milestone that confirmed the bank's internal authorization for the fina …
2023-02-22 · borrowers-counsel-legal-opinion.docx
… the Borrower adopted at a meeting duly convened and held on or about February 22, 2023, authorizing the execution, delivery, and performance by the Borrower of each of the Loan …
2023-02-10 · closing-checklist.xlsx
… t executed between Lumos and Ridgeline National Bank, N.A. | Complete February 10, 2023 | Initial draft Credit Agreement circulated by C&H to WGF | Complete February 27, 2023 | …
2023-02-03 · closing-checklist.xlsx
… Inc. | Complete | Engagement letter countersigned by Marcus Delaney. February 3, 2023 | Term sheet executed between Lumos and Ridgeline National Bank, N.A. | Complete February …
2023-02-03 · deal-summary-memorandum.docx
… oximately five-week period between the execution of the term sheet on February 3, 2023 and the distribution of execution-ready documents on March 6, 2023. Multiple drafts of th …